Brodsky v. United States Nuclear Regulatory Commission

704 F.3d 113, 43 Envtl. L. Rep. (Envtl. Law Inst.) 20011, 76 ERC (BNA) 1029, 2013 U.S. App. LEXIS 397
CourtCourt of Appeals for the Second Circuit
DecidedJanuary 7, 2013
DocketDocket 11-2016-cv
StatusPublished
Cited by25 cases

This text of 704 F.3d 113 (Brodsky v. United States Nuclear Regulatory Commission) is published on Counsel Stack Legal Research, covering Court of Appeals for the Second Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Brodsky v. United States Nuclear Regulatory Commission, 704 F.3d 113, 43 Envtl. L. Rep. (Envtl. Law Inst.) 20011, 76 ERC (BNA) 1029, 2013 U.S. App. LEXIS 397 (2d Cir. 2013).

Opinion

REENA RAGGI, Circuit Judge:

On September 28, 2007, defendant United States Nuclear Regulatory Commission (“NRC”) granted defendant Entergy Nuclear Operations, Inc. (“Entergy”), an exemption from compliance with certain fire safety regulations at its Indian Point nuclear power plant operating unit No. 3 (“Indian Point 3”), located in Westchester County, New York. In December 2007, plaintiffs Richard Brodsky, a former member of the New York State Assembly; the Westchester’s Citizens Awareness Network; and the Sierra Club-Atlantic Chapter, unsuccessfully petitioned the NRC to reopen the exemption proceeding and to hold a public hearing on the merits of Entergy’s request. This court dismissed plaintiffs’ direct appeal from the NRC’s denial of that petition for lack of jurisdiction. See Brodsky v. U.S. Nuclear Regulatory Comm’n, 578 F.3d 175, 180 (2d Cir.2009). Plaintiffs thereafter commenced the instant action in the United States District Court for the Southern District of New York (Loretta A. Preska, Chief Judge), alleging that the NRC’s award of the exemption to Entergy violated the Administrative Procedure Act (“APA”), the Atomic Energy Act (“AEA”), and the National Environmental Policy Act (“NEPA”). On this appeal, plaintiffs challenge the district court’s award of summary judgment in favor of Entergy on these claims. See Brodsky v. U.S. Nuclear Regulatory Comm’n, 783 F.Supp.2d 448, 450 (S.D.N.Y.2011).

By summary order filed today, we affirm the challenged judgment in all respects but one, which is the subject of this opinion. Specifically, insofar as plaintiffs contend that the NRC granted the challenged exemption in violation of NEPA’s regulations, which allow for public involvement where appropriate and practicable, see 40 C.F.R. §§ 1501.4(b), 1506.6(c), we conclude that the agency record does not permit a reviewing court to determine whether a reasoned basis exists for the NRC’s decision not to afford any such public involvement in the exemption decision. We therefore vacate the judgment of the district court, which implicitly rejected this argument, with respect to plaintiffs’ NEPA challenge only, and we remand this case to the district court with instructions for it in turn to remand to the NRC so that the agency may (1) supplement the administrative record to explain why allowing public input into the exemption request was inappropriate or impracticable, or (2) take such other action as it may deem appropriate to resolve this issue. See Florida Power & Light Co. v. Lorion, 470 U.S. 729, 744, 105 S.Ct. 1598, 84 L.Ed.2d 643 (1985) (“[I]f the reviewing court simply cannot evaluate the challenged agency action on the basis of the record before it, the proper course, except in rare circumstances, is to remand to the agency for additional investigation or explanation.”). This panel will retain jurisdiction for the purpose of ruling, if necessary, on any appeal from a further district court judgment addressing the agency’s action on remand. See United States v. Jacobson, 15 F.3d 19 (2d Cir.1994).

*116 I. Factual Background

The Atomic Energy Act of 1954 “establishes a comprehensive regulatory framework for the ongoing review of nuclear power plants located in the United States” and vests the Atomic Energy Commission, and its successor agency, the NRC, with broad regulatory power to ensure “that the generation and transmission of nuclear power does not unreasonably threaten the public welfare.” County of Rockland v. U.S. Nuclear Regulatory Comm’n, 709 F.2d 766, 769 (2d Cir.1983); accord River-keeper, Inc. v. Collins, 359 F.3d 156, 168 (2d Cir.2004) (noting NRC’s mission to “insure adequate protection of public health and safety from risks associated with nuclear plants”). Pursuant to that authority, in 1980, the NRC upgraded its fire safety rules in response to a catastrophic fire at the Browns Ferry power plant near Decatur, Alabama. See Fire Protection Program for Operating Nuclear Power Plants, 45 Fed.Reg. 76,602 (Nov. 19, 1980); 10 C.F.R. pt. 50, App. R. Regulations authorize the NRC to grant exemptions from specific fire safety protocols, provided the applied-for exemption does “not present an undue risk to the public health and safety,” 10 C.F.R. § 50.12(a)(1), and “special circumstances” warrant the exemption, id. § 50.12(a)(2). The exemption process has been recognized to afford a “critical element of flexibility” in potentially cumbersome fire safety compliance by allowing power plants “to show that alternative fire protection systems protect the public safety at the same high level as the system chosen by the Commission.” Connecticut Light & Power Co. v. Nuclear Regulatory Comm’n, 673 F.2d 525, 530, 537 (D.C.Cir.1982).

In both 1984 and 1987, Indian Point 3 secured exemptions from fire safety regulations not relevant here. The grant of these exemptions was by no means pro forma. As the district court observed, the NRC has had “a long history of reviewing the [fire safety] regulations at [Indian Point 3] and in most cases has denied requests for exemptions.” Brodsky v. U.S. Nuclear Regulatory Comm’n, 783 F.Supp.2d at 452 n. 3 (noting that NRC staff recommended granting only eight of twenty-six exemptions requested after regulations took effect).

Existing rules contemplate a “defense-in-depth” approach to fire protection with three objectives: (1) “[t]o prevent fires from starting”; (2) “[t]o detect rapidly, control, and extinguish promptly those fires that do occur”; and (3) “[t]o provide protection for structures, systems, and components important to safety so that a fire that is not promptly extinguished by the fire suppression activities will not prevent the safe shutdown of the plant.” 10 C.F.R. pt. 50, App. R, II.A. A plant may satisfy the third objective by enclosing a redundant safety shutdown system in a barrier that will withstand a fire for at least one hour, if accompanied by fire detectors and an automatic fire suppression system. See id. III.G.2.

Since at least 1987, Indian Point 3 has relied on a fire barrier called Hemyc, originally rated for one hour of fire protection, to satisfy the third objective of the NRC’s fire safety regulations. The NRC first began to develop concerns about Hemye’s effectiveness in 1999, prompting renewed testing of that material. On April 1, 2005, the NRC informed its licensees that He-myc and another fire barrier material, MT, did not perform for one hour as designed because of shrinkage of the material during testing. Later that month, NRC staff held a public meeting with licensees and interested members of the public to discuss these concerns.

In May 2005, a number of citizen groups petitioned the NRC pursuant to 10 C.F.R. *117

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704 F.3d 113, 43 Envtl. L. Rep. (Envtl. Law Inst.) 20011, 76 ERC (BNA) 1029, 2013 U.S. App. LEXIS 397, Counsel Stack Legal Research, https://law.counselstack.com/opinion/brodsky-v-united-states-nuclear-regulatory-commission-ca2-2013.