Brockman v. NAES Corporation

CourtDistrict Court, D. Connecticut
DecidedMarch 8, 2021
Docket3:19-cv-00006
StatusUnknown

This text of Brockman v. NAES Corporation (Brockman v. NAES Corporation) is published on Counsel Stack Legal Research, covering District Court, D. Connecticut primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Brockman v. NAES Corporation, (D. Conn. 2021).

Opinion

UNITED STATES DISTRICT COURT DISTRICT OF CONNECTICUT

MICHAEL BROCKMAN, Plaintiff,

v. No. 3:19-cv-00006 (JAM)

NAES CORPORATION, Defendant.

ORDER DENYING MOTION FOR SUMMARY JUDGMENT

Plaintiff Michael Brockman worked for defendant NAES Corporation (“NAES”) at a waste processing facility in Hartford, Connecticut. He principally claims that his supervisor at NAES subjected him to a racially hostile work environment by means of referring to Brockman in racially coded terms as well as by means of targeting Brockman for abusive conduct for race- based reasons. NAES has now moved for summary judgment. Because I conclude that there are genuine issues of material facts that remain for all of Brockman’s claims, I will deny the motion. BACKGROUND The following facts are taken from the parties’ Local Rule 56(a) statements and supporting documents. The facts are presented in the light most favorable to Brockman as the non-moving party. Brockman is an African American man who was employed as a full-time loader operator by NAES at one of their waste processing facilities in Hartford for about nine months from September 2017 to June 2018. Doc. #83 at 1-2 (¶¶ 1, 6). His responsibilities included loading ash from the trash incinerator into dump trucks to be removed from the plant and maintaining the cleanliness of the plant. Id. at 2 (¶ 6). Brockman’s immediate supervisor was a Caucasian man named Brendan O’Connor. Ibid. (¶ 5). In September 2017, shortly after Brockman began working at NAES, O’Connor gave Brockman a tour of the facility. Id. at 4 (¶ 13). According to Brockman, during the tour

O’Connor pointed to a confined space and told Brockman, “I bet you’d go in there if there was fried chicken and watermelon inside.” Ibid. (¶ 13). Brockman alleges that after this initial comment, O’Connor made at least three other derogatory racial comments. First, while discussing a co-worker’s child who was born out of wedlock, O’Connor told Brockman, “you know what that is, you have baby mamas.” Id. at 5-6, 14 (¶¶ 19, 51). Second, after observing Brockman with two cell phones, O’Connor asked Brockman, “The only people I know who have two phones are drug dealers, are you a drug dealer?” Id. at 12 (¶ 44). Third, O’Connor also told Brockman that people in Florida “wouldn’t like your kind.” Id. at 10-11 (¶ 36). Brockman also alleges that O’Connor threatened his job on multiple occasions.

Brockman took several days of sick leave in October 2017 and January 2018. Id. at 23 (¶ 1). When Brockman returned to work in January 2018, O’Connor called Brockman into his office and said that he would “hold those absences against [Brockman] personally.” Ibid. (¶ 2). Several days later, Brockman reported the threat to Ruth Romel, the human resource manager. Ibid. (¶ 3). Shortly thereafter, O’Connor threatened to fire Brockman, ostensibly for using his cell phone at work, and he yelled at Brockman in public “[i]f you’re on the—excuse my language—fucking phone, that definitely makes you lose your job!” Ibid. (¶ 4). According to Brockman, he was looking at his phone to check the time for his load sheets. Ibid. (¶ 5). On March 3, 2018, Brockman sought advice from his shift supervisor, Elvin Ramos, about how to deal with O’Connor. Ibid. (¶ 6). On Brockman’s way to Ramos’s office the next day for a follow up meeting, O’Connor approached Brockman and said, “you just don’t get it, do you? This is not going to go well for you.” Id. at 24 (¶ 9).

On advice from Ramos, Brockman submitted a written complaint on or about March 4, 2018 alleging harassment and discriminatory behavior by O’Connor. Id. at 4 (¶ 13). In the complaint, Brockman alleged that O’Connor had made “a racial comment…about black people eating chicken and watermelon” that Brockman found offensive. Doc. #83-7 at 2. Brockman also alleged that after he returned to work from sick leave, O’Connor called Brockman into his office and told him that he “can’t call out” and O’Connor would “personally hold [the absences] against” Brockman. Ibid. Brockman described how O’Connor “curs[ed]” at him and threatened to fire him because Brockman looked at his cell phone to check the time. Ibid. Brockman further alleged that O’Connor told him that he could not apply for another position unless Brockman found a replacement. Ibid. Brockman wrote that “[t]he racial comments and threats…are

unwarranted and it has been getting progressively worse in the last 2 months.” Ibid. Romel and plant manager John O’Rourke opened an investigation the next day. Doc. #83 at 4 (¶¶ 14-15). During the course of the investigation, O’Rourke and Romel met with Brockman, O’Connor, and other potential witnesses. Doc. #83-11 at 2. O’Connor denied that he made the chicken and watermelon comment, the comment about having two cell phones or drug dealers, the comment about “your kind” in Florida, and the comment suggesting that Brockman had “baby mamas.” Doc. #74-1 at 121-122, 125-126. On March 7, 2018, O’Rourke and Romel advised Brockman that they had concluded that Brockman’s complaint was “unfounded.” Doc. #83 at 5 (¶ 15). Not content with the result of the investigation, Brockman promptly called NAES’s corporate ethics hotline. Id. at 5-6 (¶¶ 18-19), 25 (¶ 15). In the phone call he described three alleged incidents of harassment: the fried chicken and watermelon comment, the baby mamas comment, and O’Connor’s excessive use of profanity. Id. at 5-6 (¶¶ 18-19). Brockman alleged on

the hotline that O’Connor’s comments were based on racial stereotypes. Id. at 5 (¶ 18). Following the investigation, O’Rourke and Romel “coached” O’Connor on his management style. Doc. #83-11 at 2. They informed O’Connor that “should any of the discriminatory innuendos be true” he should stop immediately. Ibid. They also advised him that he could not engage in retaliatory behavior against Brockman, and they told him he should apologize to Brockman for yelling, using profanity, and reprimanding him in public. Ibid. On March 9, 2018, O’Connor apologized to Brockman for using profanity. Doc. #83 at 5- 6 (¶ 15). O’Connor told Brockman that he did not realize that anything he had said would have been considered offensive. Id. at 6 (¶ 16). He also said that he did not want Brockman to feel intimidated. Ibid.

On the same day as O’Connor’s apology, Brockman discovered that a green swastika had been spray painted on the wall of an enclosed area in the plant where he and another African American employee worked and frequently took breaks. Id. at 25 (¶ 17). Earlier in the day, Brockman claims he saw O’Connor with green spray paint in that area. Ibid. (¶ 19). Brockman called the hotline again and alleged that O’Connor had painted the swastika, explaining that the swastika had been spray painted after O’Connor apologized to him. Doc. #83-2 at 29. O’Connor denied knowing who painted the swastika but acknowledged that it was painted in an area where no one other than Brockman and another African American employee were known to frequently take breaks. Doc. #83-4 at 9-14. On March 15, 2018, Ronald Otteni, NAES Manager of Human Resources and Employee Relations, arrived from North Carolina to investigate the allegations that Brockman had made to the hotline. Doc. #83 at 6 (¶ 20). Otteni concluded that O’Connor had used profane, unprofessional, and disrespectful language when interacting with Brockman and had been

reprimanded for it. Doc. #83-13 at 4. Although O’Connor had admitted to Otteni that he sometimes used “ethnic banter” when communicating with employees, Otteni could not confirm that O’Connor had used racially insensitive comments. Ibid. Otteni was unable to identify who painted the swastika and concluded that the swastika did not target Brockman personally. Ibid. In April 2018, Brockman applied for a loader operator position at a different NAES building because he wanted to get away from O’Connor. Doc. #83 at 7, 26 (¶¶ 23, 28).

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