RONEY, Senior Circuit Judge:
Plaintiff Brink’s Mat Limited appeals an order dismissing for failure to perfect service of process its claims against two foreign defendants under the Racketeer Influenced and Corrupt Organizations Act (RICO), 18 U.S.C.A. §§ 1961 et seq. On an issue of first impression in this Circuit, we hold that a plaintiff in a RICO case is not limited to domestic service of process by that statute, but may use means authorized by state law for serving process on foreign defendants abroad. If authorized by state law, plaintiff may use the alternative means of foreign service of process in Federal Rule of Civil Procedure 4(i). Because the plaintiff has been denied this opportunity, we reverse the order of dismissal and remand for further proceedings.
The plaintiff alleges that defendants Patrick Diamond and John Fleming conspired [1521]*1521with others to launder through banks and businesses in the United States, including some in the Middle District of Florida, the proceeds of a multi-million dollar armed robbery of one of Brink’s Mat Limited’s facilities in England. Brink’s Mat Limited, an English corporation, sued Diamond and Fleming in that district for violations of RICO.
Diamond and Fleming are citizens of the United Kingdom. Brink’s Mat Limited personally served Diamond in the Isle of Man, and Diamond filed an answer in district court. The plaintiff was unable to locate and serve Fleming, however, and asked the district court to designate substitute service of process on Fleming under Federal Rule of Civil Procedure 4(i). In response to this motion, the district court dismissed plaintiff's claims against Fleming, and later those against Diamond for lack of personal jurisdiction as a result of ineffective service of process. Those orders are the subject of this appeal.
The RICO statute contains a service of process provision, 18 U.S.C.A. § 1965(b), which authorizes service of process by a United States Marshal in other judicial districts within the United States when the ends of justice require that other parties residing in those districts should be brought before the court.1 The district court held that this provision prevented the service of process on defendants in foreign countries, regardless of any authority for extraterritorial service that might be found in Florida law.
A federal court’s jurisdiction over a defendant depends on the existence of a constitutionally sufficient relationship between the defendant and the forum, and the defendant’s amenability to service ‘ of process in that court. The starting point for an analysis of amenability to service of process in federal court is Federal Rule of Civil Procedure 4. See Omni Capital Int’l, Ltd. v. Rudolf Wolff & Co., Ltd., 484 U.S. 97, 104-05, 108 S.Ct. 404, 409-10, 98 L.Ed.2d 415 (1987). Rule 4(f) states that a defendant is subject to service of process within the state where the case has been brought, or anywhere else authorized by federal statute or by the Federal Rules of Civil Procedure. Under Rule 4(e), when the law of the state in which the district court sits provides for service on a party not an inhabitant of the state, that state law provision may be used to bring a foreign party within the jurisdiction of the Federal court.2 Florida law permits service of process on foreign defendants under certain circumstances. E.g., Fla.Stat. 48.193 (Supp.1990).
Thus, had the RICO statute contained no provision addressing service of process, Brink’s Mat Limited could have looked to Florida law for authority for service of process on the British defendants abroad. A state statute or rule can provide such authority under Rule 4, even when the federal court’s jurisdiction arises solely through the existence of a federal question, rather than through diversity jurisdiction. See United States v. First Nat’l City Bank, 379 U.S. 378, 381, 85 S.Ct. 528, 530, 13 L.Ed.2d 365 (1965); 4A C. Wright & A. Miller, Federal Practice and Procedure § 1075 at 495, § 1115 at 244-45 (1987).
[1522]*1522Therefore, the issue is framed in the following terms: if an applicable federal statute authorizes service of process on some defendants (those in other districts within the United States), but says nothing about service of process on other defendants (those outside the United States), can a plaintiff resort to state law authorization for service of process on the latter type of defendants? We hold a plaintiff may do so.
The decision that the federal provision does not impliedly restrict other methods for service of process is based on the disjunctive structure of Rule 4(e). In its first sentence, this section authorizes service to be made under the terms of any applicable federal statute. “The second sentence, as an additional method, authorizes service of summons ‘under the circumstances’ prescribed in a state statute or rule. Thus, under Rule 4(e), a federal court normally looks either to a federal statute or to the long-arm statute of the State in which it sits to determine whether a defendant is amenable to service, a prerequisite to its exercise of personal jurisdiction.” Omni Capital Int’l, 484 U.S. at 105, 108 S.Ct. at 410 (emphasis added). Rule 4(e) permits a plaintiff to rely on either federal statutory authority or state law authority as to the amenability of a defendant to service of process, even if the state law authority extends beyond the express scope of the federal statutory authority.3
In reaching a different conclusion, the district court relied on dicta from our opinion in Delong Equipment Co. v. Washington Mills Abrasive Co., 840 F.2d 843, 847 (11th Cir.1988). In Delong, the Court stated that under Rule 4(e), “if a federal statute containing a service of process provision is applicable to the case, service on an out-of-state defendant is made according to its terms. In the absence of such a statute, service of process is made ‘under the circumstances and in the manner prescribed ... ’ by the law of the state in which the district court sits.” Id. The district court read this language to mean that if an applicable federal statute contains a provision that explicitly authorizes service of process on certain types of defendants, then that federal statute implicitly forbids service of process on other types of defendants, even if state law authorizes service of process on those other types of defendants.
A careful reading of Delong demonstrates that the Court did not express this opinion. The plaintiff sued both corporate and individual defendants under federal antitrust law. The Clayton Act contains a provision that authorizes service of process on a corporate defendant in any judicial district in which the defendant may be found, 15 U.S.C.A.
Free access — add to your briefcase to read the full text and ask questions with AI
RONEY, Senior Circuit Judge:
Plaintiff Brink’s Mat Limited appeals an order dismissing for failure to perfect service of process its claims against two foreign defendants under the Racketeer Influenced and Corrupt Organizations Act (RICO), 18 U.S.C.A. §§ 1961 et seq. On an issue of first impression in this Circuit, we hold that a plaintiff in a RICO case is not limited to domestic service of process by that statute, but may use means authorized by state law for serving process on foreign defendants abroad. If authorized by state law, plaintiff may use the alternative means of foreign service of process in Federal Rule of Civil Procedure 4(i). Because the plaintiff has been denied this opportunity, we reverse the order of dismissal and remand for further proceedings.
The plaintiff alleges that defendants Patrick Diamond and John Fleming conspired [1521]*1521with others to launder through banks and businesses in the United States, including some in the Middle District of Florida, the proceeds of a multi-million dollar armed robbery of one of Brink’s Mat Limited’s facilities in England. Brink’s Mat Limited, an English corporation, sued Diamond and Fleming in that district for violations of RICO.
Diamond and Fleming are citizens of the United Kingdom. Brink’s Mat Limited personally served Diamond in the Isle of Man, and Diamond filed an answer in district court. The plaintiff was unable to locate and serve Fleming, however, and asked the district court to designate substitute service of process on Fleming under Federal Rule of Civil Procedure 4(i). In response to this motion, the district court dismissed plaintiff's claims against Fleming, and later those against Diamond for lack of personal jurisdiction as a result of ineffective service of process. Those orders are the subject of this appeal.
The RICO statute contains a service of process provision, 18 U.S.C.A. § 1965(b), which authorizes service of process by a United States Marshal in other judicial districts within the United States when the ends of justice require that other parties residing in those districts should be brought before the court.1 The district court held that this provision prevented the service of process on defendants in foreign countries, regardless of any authority for extraterritorial service that might be found in Florida law.
A federal court’s jurisdiction over a defendant depends on the existence of a constitutionally sufficient relationship between the defendant and the forum, and the defendant’s amenability to service ‘ of process in that court. The starting point for an analysis of amenability to service of process in federal court is Federal Rule of Civil Procedure 4. See Omni Capital Int’l, Ltd. v. Rudolf Wolff & Co., Ltd., 484 U.S. 97, 104-05, 108 S.Ct. 404, 409-10, 98 L.Ed.2d 415 (1987). Rule 4(f) states that a defendant is subject to service of process within the state where the case has been brought, or anywhere else authorized by federal statute or by the Federal Rules of Civil Procedure. Under Rule 4(e), when the law of the state in which the district court sits provides for service on a party not an inhabitant of the state, that state law provision may be used to bring a foreign party within the jurisdiction of the Federal court.2 Florida law permits service of process on foreign defendants under certain circumstances. E.g., Fla.Stat. 48.193 (Supp.1990).
Thus, had the RICO statute contained no provision addressing service of process, Brink’s Mat Limited could have looked to Florida law for authority for service of process on the British defendants abroad. A state statute or rule can provide such authority under Rule 4, even when the federal court’s jurisdiction arises solely through the existence of a federal question, rather than through diversity jurisdiction. See United States v. First Nat’l City Bank, 379 U.S. 378, 381, 85 S.Ct. 528, 530, 13 L.Ed.2d 365 (1965); 4A C. Wright & A. Miller, Federal Practice and Procedure § 1075 at 495, § 1115 at 244-45 (1987).
[1522]*1522Therefore, the issue is framed in the following terms: if an applicable federal statute authorizes service of process on some defendants (those in other districts within the United States), but says nothing about service of process on other defendants (those outside the United States), can a plaintiff resort to state law authorization for service of process on the latter type of defendants? We hold a plaintiff may do so.
The decision that the federal provision does not impliedly restrict other methods for service of process is based on the disjunctive structure of Rule 4(e). In its first sentence, this section authorizes service to be made under the terms of any applicable federal statute. “The second sentence, as an additional method, authorizes service of summons ‘under the circumstances’ prescribed in a state statute or rule. Thus, under Rule 4(e), a federal court normally looks either to a federal statute or to the long-arm statute of the State in which it sits to determine whether a defendant is amenable to service, a prerequisite to its exercise of personal jurisdiction.” Omni Capital Int’l, 484 U.S. at 105, 108 S.Ct. at 410 (emphasis added). Rule 4(e) permits a plaintiff to rely on either federal statutory authority or state law authority as to the amenability of a defendant to service of process, even if the state law authority extends beyond the express scope of the federal statutory authority.3
In reaching a different conclusion, the district court relied on dicta from our opinion in Delong Equipment Co. v. Washington Mills Abrasive Co., 840 F.2d 843, 847 (11th Cir.1988). In Delong, the Court stated that under Rule 4(e), “if a federal statute containing a service of process provision is applicable to the case, service on an out-of-state defendant is made according to its terms. In the absence of such a statute, service of process is made ‘under the circumstances and in the manner prescribed ... ’ by the law of the state in which the district court sits.” Id. The district court read this language to mean that if an applicable federal statute contains a provision that explicitly authorizes service of process on certain types of defendants, then that federal statute implicitly forbids service of process on other types of defendants, even if state law authorizes service of process on those other types of defendants.
A careful reading of Delong demonstrates that the Court did not express this opinion. The plaintiff sued both corporate and individual defendants under federal antitrust law. The Clayton Act contains a provision that authorizes service of process on a corporate defendant in any judicial district in which the defendant may be found, 15 U.S.C.A. § 22, but the statute contains no provision authorizing service on individual defendants. The Court of Appeals held that the corporate defendant was properly served under the federal authority, and then analyzed whether the individual defendants were validly served under state law authorization. See id. at 848-53. Under the district court’s interpretation of Delong, however, the Court would not have engaged in this second analysis, because the federal statute would implicitly deny access to the state law authority for service of process over individual defendants.
Delong is consistent with the approach to Rule 4(e) used in reaching the decision in this case. When an applicable federal statute authorizes service of process over certain defendants but is silent as to other defendants, a plaintiff may rely on state law authorization for service of process on those other defendants. As the Supreme Court’s language quoted above from Omni [1523]*1523Capital demonstrates, Rule 4(e) provides that either federal or state authority for amenability to service of process satisfies personal jurisdiction requirements.
This is not a case in which service of process provisions of the state law actually conflict with the applicable federal statute, nor one in which a federal statute affirmatively proscribes service of process under some circumstances. The RICO service of process provision is permissive, not restrictive. There are no restrictions, explicit or implicit, in the language of 18 U.S.C.A. § 1965(b). In light of Congress’s evident intent to broaden the scope of amenability to service of process through this provision, we decline to interpret it as restricting state law authority for such amenability. See State ex rel. Long v. Alexander & Alexander Servs., Inc., 680 F.Supp. 746, 749-50 (E.D.N.C.1988) (citing Butcher’s Union Local 498 v. SDC Investment, Inc., 788 F.2d 535 (9th Cir.1986)).
This appeal presents only the issue of defendants Fleming and Diamond’s amenability to service of process abroad. Whether these defendants have a constitutionally significant relationship with the Middle District of Florida permitting that court to exercise personal jurisdiction over them is not before us. We hold only that the district court may look to Florida law for authority to effect service of process over these defendants abroad. If Florida law provides this authority, Brinks-Mat Limited may serve the defendants in the manner stated in the state law or in the alternative methods set out in Fed.R.Civ.P. 4(i).
REVERSED and REMANDED.