Briggs v. Briggs

2019 S.D. 37
CourtSouth Dakota Supreme Court
DecidedJuly 2, 2019
Docket28647
StatusPublished
Cited by3 cases

This text of 2019 S.D. 37 (Briggs v. Briggs) is published on Counsel Stack Legal Research, covering South Dakota Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Briggs v. Briggs, 2019 S.D. 37 (S.D. 2019).

Opinion

#28647-SRJ 2019 S.D. 37

IN THE SUPREME COURT OF THE STATE OF SOUTH DAKOTA

****

In the Matter of the CERTIFICATION OF A QUESTION OF LAW FROM THE UNITED STATES DISTRICT COURT, DISTRICT OF SOUTH DAKOTA, SOUTHERN DIVISION, Pursuant to the Provisions of SDCL 15-24A-1, and Concerning Federal Action Civ. 4:17-cv-04167-KES, Titled as Follows:

THOMAS BRIGGS, Plaintiff,

v.

JUDITH BRIGGS, Defendant.

ORIGINAL PROCEEDING

DANIEL R. FRITZ, II MARY A. AKKERMAN TIMOTHY R. RAHN of Ballard Spahr LLP Sioux Falls, South Dakota Attorneys for plaintiff and non-moving party.

PAUL T. VAN OLSON SHEILA S. WOODWARD of Marlow, Woodward & Huff, Prof. LLC Yankton, South Dakota Attorneys for defendant and moving party.

ARGUED ON NOVEMBER 13, 2018 OPINION FILED 07/02/19 #28647

JENSEN, Justice

[¶1.] On December 8, 2017, Thomas Briggs filed a complaint against his

sister, Judith Briggs, in the United States District Court for the District of South

Dakota, alleging claims for tortious interference with inheritance or expectancy of

inheritance, breach of fiduciary duty, and negligence. The district court dismissed

the claims for breach of fiduciary duty and negligence. The district court then

certified the following question to this Court on the remaining cause of action.

Whether South Dakota recognizes tortious interference with inheritance or expectancy of inheritance.

[¶2.] In answer to the certified question from the district court, we decline to

recognize a cause of action for tortious interference with inheritance or expectancy

of inheritance.

Background

[¶3.] Thomas’s federal complaint alleges that Thomas and Judith’s parents,

Elizabeth and Willard Briggs, each created a revocable living trust and will in 1995.

Thomas attached a copy of Willard’s trust to the complaint showing he and Judith

were treated equally as beneficiaries, and he alleges on information and belief that

he was also named as an equal beneficiary in Elizabeth’s trust and will. Further

demonstrating Willard’s and Elizabeth’s benevolent intent toward their children,

Thomas alleges his parents deeded land they owned in Illinois to Thomas and

Judith in equal shares, subject to a retained life estate.

[¶4.] In 1995, Willard gifted Judith approximately 395 acres of South

Dakota agricultural land to assist her as she started in the farming and ranching

-1- #28647

business. Thomas did not receive a similar gift. Thomas alleges that Elizabeth and

Willard always intended their estate planning to include a later distribution to him

to equalize the gift to Judith.

[¶5.] In 1997, Willard passed away, and Elizabeth became trustee of

Willard’s trust. According to Thomas’s federal complaint, as Elizabeth’s health

declined, Judith developed a confidential relationship with her and became her

primary caretaker. Thomas further claims Judith began isolating Elizabeth from

others and began to control Elizabeth’s personal and financial decisions. He

identified that he last spoke to Elizabeth in 2006.

[¶6.] Thomas alleges Elizabeth amended her trust on January 16, 2009,

despite her declining health, and removed Thomas as a beneficiary. She amended

the trust a second time on January 3, 2012, removing Thomas’s daughter as a

beneficiary. Elizabeth passed away on July 16, 2013. Thomas claims that he was

unable to participate in the funeral services because Judith failed to inform him of

Elizabeth’s passing. He further claims he first learned of Elizabeth’s death on

approximately August 15, 2013, when he received a letter from Elizabeth’s attorney

explaining that Elizabeth had died and prior to her death had disinherited him.

This letter also provided Thomas with notice of the time allowed for commencing

judicial proceedings under SDCL 55-4-57(a)(2).1

1. SDCL 55-4-57(a)(2) provides: A judicial proceeding to contest whether a revocable trust or any amendment thereto, or an irrevocable trust was validly created may not be commenced later than the first to occur of: ... (continued . . .) -2- #28647

[¶7.] More than eighteen months after Elizabeth’s death, Thomas filed a

petition in state circuit court challenging the trust amendments. He argued the

amendments were invalid because Elizabeth lacked testamentary capacity and was

unduly influenced by Judith who was a beneficiary and trustee. In particular, he

asserted Elizabeth was unable to read either of the amended trusts when she signed

them at ages 89 and 92, respectively, due to her poor eyesight. Thomas also alleged

that Judith breached her fiduciary duties as trustee; however, Thomas did not

name Judith as a party defendant or commence an action against her in her

individual capacity.

[¶8.] After the circuit court dismissed Thomas’s petition as untimely under

SDCL 55-4-57(a), Thomas appealed to this Court. We affirmed, determining that

the petition was time barred. See In re Elizabeth A. Briggs Revocable Living Trust

(Briggs I), 2017 S.D. 40, ¶ 13, 898 N.W.2d 465, 471. We also held that the circuit

court lacked in personam jurisdiction to review the claim that Judith breached her

fiduciary duty because Thomas did not commence the action against Judith in her

individual capacity or move to join her as a party defendant. Id. ¶ 14. Thomas

subsequently filed the complaint pending before the federal district court, alleging,

among other claims, a claim for tortious interference with inheritance or expected

inheritance.

________________________ (. . . continued) (2) Sixty days after the trustee, trust advisor, trust protector, or the settlor sent the person who is contesting the trust a copy of the trust instrument and a notice informing the person of the trust’s existence, of the trustee’s name and address, and of the time allowed for commencing a proceeding[.]

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Decision

[¶9.] Tortious interference with inheritance, or at least a version of it, was

recognized in Georgia in 1915. Mitchell v. Langley, 85 S.E. 1050, 1053 (Ga. 1915).

However, most cases discussing the tort arose after the Restatement (Second) of

Torts recognized the cause of action in 1979. Restatement (Second) of Torts § 774B

(1979). The Restatement explains the tort as: “One who by fraud, duress or other

tortious means intentionally prevents another from receiving from a third person

an inheritance or gift that he would otherwise have received is subject to liability to

the other for loss of the inheritance or gift.” Id. Unlike probate challenges, the tort

exists between the intended beneficiary and the alleged tortfeasor outside of the

decedent’s estate. Id. cmt. c. See In re Meyer’s Estate, 69 S.D. 339, 341, 10 N.W.2d

516, 517 (1943) (indicating that a will dispute is in the interest of the estate).

[¶10.] Generally, the tort requires proof of five elements: “(1) the existence of

an expectancy; (2) defendant’s intentional interference with the expectancy;

(3) conduct that is tortious in itself, such as fraud, duress, or undue influence; (4) a

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Estate of Lynch v. Lynch
991 N.W.2d 95 (South Dakota Supreme Court, 2023)
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938 N.W.2d 449 (South Dakota Supreme Court, 2020)

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Bluebook (online)
2019 S.D. 37, Counsel Stack Legal Research, https://law.counselstack.com/opinion/briggs-v-briggs-sd-2019.