Brian McCarthy Gayle Hartmann Alma Williams Roberta Delaney v. Lee M. Thomas City of Tucson

27 F.3d 1363, 94 Daily Journal DAR 8077, 94 Cal. Daily Op. Serv. 4372, 24 Envtl. L. Rep. (Envtl. Law Inst.) 21119, 39 ERC (BNA) 1069, 1994 U.S. App. LEXIS 14384, 1994 WL 250086
CourtCourt of Appeals for the Ninth Circuit
DecidedJune 13, 1994
Docket92-16219
StatusPublished
Cited by4 cases

This text of 27 F.3d 1363 (Brian McCarthy Gayle Hartmann Alma Williams Roberta Delaney v. Lee M. Thomas City of Tucson) is published on Counsel Stack Legal Research, covering Court of Appeals for the Ninth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Brian McCarthy Gayle Hartmann Alma Williams Roberta Delaney v. Lee M. Thomas City of Tucson, 27 F.3d 1363, 94 Daily Journal DAR 8077, 94 Cal. Daily Op. Serv. 4372, 24 Envtl. L. Rep. (Envtl. Law Inst.) 21119, 39 ERC (BNA) 1069, 1994 U.S. App. LEXIS 14384, 1994 WL 250086 (9th Cir. 1994).

Opinion

Opinion by Judge WIGGINS.

WIGGINS, Circuit Judge:

Plaintiffs below (“Appellants”) sought from the district court an order requiring the cities of Tucson and Phoenix to enlarge their mass transit systems. Specifically, Appellants asserted that Tucson and Phoenix must comply with certain mass transit proposals that Arizona submitted to the EPA in the late 1970s and early 1980s. The district court disagreed with Appellants and entered summary judgment for the cities. We reverse.

I.

A. Statutory Framework

As amended in 1970, the Clean Air Act (“CAA”) required the EPA to establish national ambient air quality standards (“NAAQS”) for certain airborne pollutants. 42 U.S.C. § 7409. 1 Most relevant to this case, the CAA required the EPA to promulgate standards for carbon monoxide (“CO”). These standards were to be enforced by the states, under the direction of the EPA. Specifically, each state was to submit to the EPA plans designed to implement, maintain, and enforce the NAAQS within the state. Id. § 7410(a)(1). The EPA was to review the proposed plans and “approve or disapprove” them. Id. § 7410(a) (1988); see id. § 7410(k) (1994). EPA approval was to be given to *1365 submitted plans that complied with the CAA. Approved plans became or were added to the state’s “state implementation plan” (“SIP”). See id. § 7410(d) (1988).

Originally, the statute required each state to attain certain NAAQS within three years from the date the EPA approved the state’s SIP. Id. § 7410(a)(2)(A) (1988). By 1977, many states had failed to attain within the required time period NAAQS in certain geographical regions, however. Rather than allow those states to be sanctioned and forced to comply, Congress in 1977 allowed time extensions for such “nonattainment” areas. See id. § 7501 et seq. (1988). (The part of the CAA added in 1977 to deal with nonat-tainment areas is generally known as Part D.) Under the new time periods, nonattain-ing states were to amend their SIPs, to attain NAAQS “as expeditiously as practicable” but “not later than December 31, 1982.” Id. § 7502(a)(1) (1988).

In the case of NAAQS for CO, if the states demonstrated that attainment was not possible by December 31, 1982, “despite the implementation of all reasonably available measures,” the state was required to submit a second revised proposal to the EPA by July 1, 1982. Id. § 7502(c) (1988). This proposal was to provide for attainment of CO NAAQS “as expeditiously as practicable but not later than December 31, 1987.” Id. § 7502(a)(2) (1988).

The CAA also required the EPA to prepare a federal implementation plan (“FIP”) promptly after the rejection, in whole or part, of the state’s revised SIP proposal. Id. § 7410(c)(1). A FIP is a set of enforceable federal regulations that stand in the place of deficient portions of a SIP. The state can prevent the EPA from promulgating a FIP by acting prior to promulgation of the FIP to correct the deficiencies in, and obtain EPA approval of, the part of the SIP that the EPA has found deficient. Id.; id. § 7410(k) (1994).

States are required to comply with FIPs and SIPs. Id. § 7410(d) (1988); id, § 7413. A FIP or SIP, designed to remedy a nonat-tainment problem, is enforceable in federal court against a state by (1) the EPA or (2) a citizen to the extent permitted by the Eleventh Amendment. Id. §§ 7413, 7604(a) & (f).

b. Facts

In 1978, the EPA designated certain parts of Pima County (which includes Tucson) and Maricopa County (which includes Phoenix) as nonattainment areas for CO. In early 1979, Arizona submitted to the EPA proposed Pima and Maricopa County SIP revisions for CO. These submissions proposed that Tucson and Phoenix would enlarge their mass transit systems.

On July 23, 1980, the EPA proposed to approve the CO control strategies in the 1979 Pima County CO SIP revision, but only on condition that the state submit, inter alia, a schedule for implementation of specific improvements to mass transit. On March 8, 1982, Arizona submitted a document giving a schedule for implementation of mass transit improvements in Pima County (“Pima Improvement Schedule”). On July 7, 1982, the EPA formally approved the Pima Improvement Schedule as a SIP revision, and conditionally approved the Pima County CO SIP overall. 47 Fed.Reg. 29532, 29533-34 (July 7, 1982). The overall approval was conditioned on the correction of deficiencies unrelated to mass transit. The 1979 Pima County CO SIP revision and the Pima Improvement Schedule included plans to expand the Tucson bus fleet by 59 buses (to a total of 199 buses) with ridership of 14.5 million per year by 1986.

The 1979 Maricopa County CO SIP revision proposed to provide by 1982 a 400-bus fleet with average daily ridership of 112,000. On May 5, 1982, the EPA conditionally approved the Maricopa County SIP overall, including the 1979 Maricopa County CO SIP revision. 47 Fed.Reg. 19326, 19327-28 (May 5, 1982). The overall approval was conditioned on the correction of deficiencies unrelated to mass transit. (The May 5 and July 7,1982, conditional approvals of the Maricopa and Pima plans are called collectively the “1982 Conditional Approvals.” The Maricopa County CO SIP revision’s, the Pima County CO SIP revision’s, and the Pima Improvement Schedule’s requirements relating to bus *1366 fleets and ridership are collectively called the “Mass Transit Provisions.”)

Arizona failed to correct deficiencies in the Pima and Maricopa CO SIPs for several years, however. On February 24, 1984, the EPA informed Arizona that the Pima and Maricopa County SIPs were not adequate to attain the CO NAAQS by December 31,1982. The EPA warned that failure to submit and obtain approval of a “1987 Extension SIP” would result in a construction ban. Arizona v. Thomas, 829 F.2d 834, 837-38 n. 5 (9th Cir.1987). On September 23, 1986, the EPA formally disapproved the attainment demonstrations (announcements that the plans contain all necessary implementation measures to ensure timely attainment of NAAQS) in the Pima and Maricopa County CO plans, finding that the SIPs did not contain sufficient measures to assure timely attainment. 51 Fed.Reg. 33746, 33746-49 (Sept. 23, 1986). The September 23, 1986, notice approved other measures related to mass transit, however, and left intact in the SIP measures approved prior to 1986. Id. at 33,746-48. Arizona challenged the EPA’s disapproval of the attainment demonstrations, but the Ninth Circuit affirmed the EPA’s disapproval. Arizona v. Thomas, 829 F.2d at 838-40.

In 1987 and 1988, the state submitted additional CO control strategy proposals for Pima and Maricopa counties.

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27 F.3d 1363, 94 Daily Journal DAR 8077, 94 Cal. Daily Op. Serv. 4372, 24 Envtl. L. Rep. (Envtl. Law Inst.) 21119, 39 ERC (BNA) 1069, 1994 U.S. App. LEXIS 14384, 1994 WL 250086, Counsel Stack Legal Research, https://law.counselstack.com/opinion/brian-mccarthy-gayle-hartmann-alma-williams-roberta-delaney-v-lee-m-ca9-1994.