Brian Majors v. Marsha Abell

361 F.3d 349
CourtCourt of Appeals for the Seventh Circuit
DecidedApril 7, 2004
Docket02-2204
StatusPublished
Cited by26 cases

This text of 361 F.3d 349 (Brian Majors v. Marsha Abell) is published on Counsel Stack Legal Research, covering Court of Appeals for the Seventh Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Brian Majors v. Marsha Abell, 361 F.3d 349 (7th Cir. 2004).

Opinion

POSNER, Circuit Judge.

An Indiana statute, challenged in this suit as an infringement of free speech, requires that political advertising that “expressly advocat[es] the election or defeat of a clearly identified candidate” contain “a disclaimer that appears and is presented in a clear and conspicuous manner to give the reader' or observer adequate notice of the identity of persons who paid for ... the communication,” Ind.Code §§ 3-9-3-2.5(b)(1), (d), and makes violation a misdemeanor. § 3-14-1-3. “Disclaimer” is a misnomer; the correct word would be “disclosure” — but as we’ll see, that word has been appropriated to describe a reporting requirement.

The district court dismissed the suit on jurisdictional grounds that we concluded were unsound, 317 F.3d 719, 721-23 (7th Cir.2003), but we decided that we should not attempt to decide the merits of the plaintiffs’ constitutional challenge until we obtained an authoritative interpretation of the statute from the Indiana Supreme Court. The state had argued that despite using the word “person” to denote who was subject to it the statute was limited to candidates, campaign committees, and the committee’s agents. We said that if the statute was as narrow as the state claimed it was — a claim no court of Indiana had passed on — it was a straightforward anti-fraud statute unlikely to present serious constitutional problems. For on the state’s interpretation, the statute merely forbids the candidate and his organization to create the impression that independent voices support him or oppose his opponent, when in fact the voices are those of the candidate himself, playing ventriloquist. Cf. McIntyre v. Ohio Elections Comm’n, 514 U.S. 334, 351, 354, 115 S.Ct. 1511, 131 L.Ed.2d 426 (1995). But if instead, as the plaintiffs argued, the statute reached all persons, then it was a blanket prohibition of anonymous campaign-related speech (unless the speech is costless, for it is only the identity of someone who pays or contributes to paying, either directly or by soliciting payment, for political advertising that is required to be disclosed), and thus might discourage political speech by exposing persons who want to express themselves for or against a particular candidate to the risk of retaliation, a risk from which anonymity would shield them.

*351 Although the McIntyre decision held that government may not forbid the distribution of anonymous campaign literature, id. at 357, 115 S.Ct. 1511; see also Talley v. California, 362 U.S. 60, 64-65, 80 S.Ct. 536, 4 L.Ed.2d 559 (1960), several subsequent decisions upheld statutes similar to the Indiana statute interpreted to reach all persons. Federal Election Comm’n v. Public Citizen, 268 F.3d 1283, 1287-91 (11th Cir.2001) (per curiam); Gable v. Patton, 142 F.3d 940, 944-45 (6th Cir.1998); Kentucky Right to Life, Inc. v. Terry, 108 F.3d 637, 646-48 (6th Cir.1997). Those cases point out that the statute struck down in McIntyre applied to issue referen-da as well as to candidate elections and that only issue referenda were before the Court, a difference on which McIntyre had relied to distinguish Buckley v. Valeo, 424 U.S. 1, 80, 96 S.Ct. 612, 46 L.Ed.2d 659 (1976) (per curiam), which had upheld a provision of the federal campaign finance law that was similar to these state statutes. “The Federal Election Campaign Act of 1971, at issue in Buckley, regulates only candidate elections, not referenda or other issue-based ballot measures; and we construed ‘independent expenditures’ [in Buckley ] to mean only those expenditures that ‘expressly advocate the election or defeat of a clearly identified candidate.’ ” McIntyre v. Ohio Elections Comm’n, supra, 514 U.S. at 356, 115 S.Ct. 1511. The opinions that distinguish McIntyre also point out that Ohio had defended its statute only on the basis that knowing the author of a document helps one to evaluate its truthfulness, whereas a weightier ground is that “disclosure protects the integrity of the electoral process by ensuring that the words of an independent group are not mistakenly understood as having-come from the mouth of a candidate.” Federal Election Comm’n v. Public Citizen, supra, 268 F.3d at 1288; see also Buckley v. Valeo, supra, 424 U.S. at 66-67, 96 S.Ct. 612; Gable v. Patton, supra, 142 F.3d at 944-45; Kentucky Right to Life, Inc. v. Terry, supra, 108 F.3d at 646-48; Seymour v. Elections Enforcement Comm’n, 255 Conn. 78, 762 A.2d 880, 886-87 (2000). It also deters corruption by identifying large contributors who may be seeking a quid pro quo and — -a related point — it provides information helpful to the enforcement of the provisions of election campaign law, both also being purposes that had been emphasized in Buckley, 424 U.S. at 66-68, 96 S.Ct. 612. See generally Malcolm A. Heinicke, Note, “A Political Reformer’s Guide to McIntyre and Source Disclosure Laws for Political Advertising,” 8 Stan. L. & Pub. Policy Rev. 133 (1997).

Although the Indiana statute is inapplicable to issue referenda (the only type of political campaign that McIntyre had considered), we realized when we first heard the appeal in this case that if the Indiana statute reached political advertising wholly independent of the candidate or his campaign organization, a serious constitutional question would be created. Interest groups contest issue referenda just as candidates and parties contest elections of officials, and so the public interest in knowing the source of an anonymous contribution to the debate is as great in the one case as in the other, though it may be small in both if the contributor is an obscure individual. The Court in McIntyre said that “insofar as the interest in informing the electorate means nothing more than the provision of additional information that may either buttress or undermine the argument in a document, we think the identity of the speaker is no different from other components of the document’s content that the author is free to include or exclude,” and added that in the case of “a private citizen who is not known to the recipient, the name and address of the *352 author add little, if anything, to the reader’s ability to evaluate the document’s message.” 514 U.S. at 348-49, 115 S.Ct. 1511. Yet this too is an observation that seems apt to campaigns to elect officials, as well as to issue referenda, though perhaps less so than in the latter case.

Our doubts about the constitutionality of the Indiana statute if interpreted more broadly than the state thought it should be interpreted impelled us to certify to the Indiana Supreme Court, pursuant to 7th Cir. R.

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Bluebook (online)
361 F.3d 349, Counsel Stack Legal Research, https://law.counselstack.com/opinion/brian-majors-v-marsha-abell-ca7-2004.