Brian Felsen, Matthew Ragusano, individually and on behalf of all others similarly situated v. The Vanguard Group, Inc.

District Court, E.D. Pennsylvania·Decided September 16, 2026·No. 2:25-cv-02359·Unknown

Opinion

IN THE UNITED STATES DISTRICT COURT FOR THE EASTERN DISTRICT OF PENNSYLVANIA

BRIAN FELSEN, MATTHEW : CIVIL ACTION RAGUSANO, individually and on behalf : of all others similarly situated : : v. : NO. 25-2359 : THE VANGUARD GROUP, INC. :

MEMORANDUM

MURPHY, J. September 15, 2026

These days, most everyone is accustomed to handling their personal affairs online through websites or apps. And it is natural to expect that service providers will protect from disclosure our medical records, financial transactions, and other sensitive information. Perceived failures lead to lawsuits, but it is not always easy to find the correct legal framework to govern the dispute. And it is not a safe assumption that any violation of a statute allows a plaintiff to pursue relief in federal court. In this case, plaintiffs say that financial-services provider Vanguard allowed third parties like Google to see the financial products that plaintiffs searched for, bought, and sold on Vanguard’s platform. According to plaintiffs, Vanguard’s actions violated the Federal Wiretap Act, Pennsylvania and California’s statutory analogs, and the California Constitution and common law. Following the path well trod by defendants in analogous cases, Vanguard moves to dismiss, arguing that the disclosure of plaintiffs’ activity on Vanguard’s platform caused plaintiffs no concrete harm, so they lack Article III standing. Vanguard further argues that the complaint fails to state a claim under federal or state law. For the reasons explained below, we hold that plaintiffs have standing. But considering the sufficiency of the pleadings, we dismiss without prejudice the Federal Wiretap Act claims as well as plaintiffs’ California common law and constitutional claims. I. Factual Allegations Vanguard Group, Inc. is a financial services company that provides online brokerage accounts through a website and mobile application. DI 12 ¶ 13.1 Plaintiffs Brian Felsen, Matthew Ragusano, and Nambaramey Dy are accountholders who use Vanguard’s website or

app to buy and sell securities and other financial products. Id. ¶¶ 6-8. They bring this action on behalf of themselves and a class of Vanguard accountholders, alleging that Vanguard unlawfully “discloses and assists several third parties . . . in intentionally intercepting” communications between plaintiffs and Vanguard through its website or app. Id. ¶ 3. Specifically, plaintiffs allege that Vanguard’s brokerage website and app contained code that allowed the LinkedIn Corporation, Google LLC, and Meta Platforms, Inc. to obtain information about plaintiffs’ investment activities. DI 12 ¶¶ 3, 5, 80. This information included the stocks that plaintiffs searched for, bought, and sold. Id. ¶ 87. These third parties then used that information for “marketing purposes,” which allowed Vanguard to advertise more effectively and the third parties to improve their own advertising services. Id. ¶¶ 94-96, 99-

101, 104-06. The method of alleged interception and the contents of the communications allegedly intercepted are broadly similar for LinkedIn, Google, and Meta — all involve Vanguard allowing these third parties to embed pieces of code on Vanguard’s website and app that allowed the third parties to see what users were doing on Vanguard’s website or app. For LinkedIn, plaintiffs allege that a piece of code called a “LinkedIn Insight Tag” “was embedded on” Vanguard’s website and app. DI 12 ¶ 48. The LinkedIn Insight tag allowed LinkedIn to

1 We use the sequential pagination supplied by the CM/ECF docketing system. 2 intercept and record users’ “personal information from account creation, the type of account opened, queries in the search box, ticker symbol, and action taken along with an identifier used to track the visitor’s identity across websites.” Id. at ¶ 48. As to Google, plaintiffs allege that “the Google Analytics tracking code” was “employed on” Vanguard’s website and app. Id.

¶ 65. This code allowed Google to collect broadly similar information. Id. ¶ 64. Finally, with respect to Meta, plaintiffs allege that “the Meta Pixel” was “employed on” Vanguard’s website and app. Id. ¶ 79. The Meta Pixel likewise captured information about users’ account creation and stock purchases. Id. at ¶¶ 85-87. Plaintiffs’ operative complaint asserts claims under the Federal Wiretap Act, 18 U.S.C. § 2510, et seq., DI 12 ¶¶ 121-43; Pennsylvania’s Wiretapping and Electronic Surveillance Control Act (WESCA), 18 Pa. Cons. Stat. § 5701, et seq., DI 12 ¶¶ 144-55; the California Invasion of Privacy Act (CIPA), Cal. Penal Code §§ 631 & 632, DI 12 ¶¶ 156-79; and the California Constitution and common-law right to privacy, id. ¶¶ 180-86. The Federal Wiretap Act claim is brought by all three plaintiffs on behalf of themselves and a nationwide class. Id.

¶ 121. Plaintiff Dy, a Pennsylvania citizen, brings the Pennsylvania WESCA claim on behalf of themself and a Pennsylvania subclass. Id. ¶ 144. Plaintiffs Felsen and Ragusano, both California citizens, bring the California claims on behalf of themselves and a California subclass. Id. ¶¶ 156, 169, 180. II. Vanguard’s Motion to Dismiss Following Vanguard’s motion to dismiss (DI 10) plaintiffs’ original complaint (DI 1), plaintiffs filed a first amended complaint (DI 12). We then denied Vanguard’s original motion to dismiss as moot. DI 16. Vanguard now moves to dismiss plaintiffs’ amended complaint in

3 whole on two grounds. DI 13-1. First, Vanguard moves to dismiss for lack of subject matter jurisdiction under Federal Rule of Civil Procedure 12(b)(1), arguing that plaintiffs lack Article III standing. Id. at 12-15. Vanguard argues that plaintiffs’ alleged injury is insufficiently concrete to give rise to a case or controversy under Article III, so we lack jurisdiction. Id.

Second, Vanguard moves to dismiss under Federal Rule of Civil Procedure 12(b)(6), arguing that plaintiffs’ amended complaint fails to state a claim. Id. at 15-32. Vanguard raises numerous arguments in favor of dismissal under Rule 12(b)(6), which we explore in more detail below. III. Legal Standards Under Rule 12(b)(1), we must grant a motion to dismiss if we lack subject-matter jurisdiction over a claim. If the plaintiff lacks Article III standing, we lack subject-matter jurisdiction. Ballentine v. United States, 486 F.3d 806, 810 (3d Cir. 2007). At the motion to dismiss stage, we assess standing by “apply[ing] the same standard of review we use when assessing a motion to dismiss for failure to state a claim.” Finkelman v. Nat’l Football League,

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Brian Felsen, Matthew Ragusano, individually and on behalf of all others similarly situated v. The Vanguard Group, Inc., (E.D. Pa. 2026).

Brian Felsen, Matthew Ragusano, individually and on behalf of all others similarly situated v. The Vanguard Group, Inc. (Brian Felsen, Matthew Ragusano, individually and on behalf of all others similarly situated v. The Vanguard Group, Inc.) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

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