BRIAN CARRICO, et al. v. UPONOR, INC., et al.

District Court, D. Minnesota·Decided July 28, 2026·No. 0:26-cv-03440·Unknown

Opinion

IN THE UNITED STATES DISTRICT COURT FOR THE MIDDLE DISTRICT OF TENNESSEE NASHVILLE DIVISION

BRIAN CARRICO, et al., ) ) Plaintiffs, ) ) NO. 3:23-cv-00497 v. ) ) JUDGE RICHARDSON UPONOR, INC., et al., ) ) Defendants. ) )

MEMORANDUM OPINION

Pending before the Court in this putative class action is the “Motion to Transfer and Memorandum of Law in Support” (Doc. No. 142, “Motion”) filed collectively by all four Plaintiffs, namely Brian Carrico, Kacie Carrico, Don Gatlin, and Dora Gatlin. The Motion is supported by the declaration (Doc. No. 142-1, “Birka-White Declaration”) of one of Plaintiffs’ attorneys, David M. Birka-White. Attached to the Birka-White Declaration are two exhibits (Doc. Nos. 142-2, 142-3), each of which is composed of copies of certain discovery responses of one of the Defendants, namely Uponor, Inc. Via the Motion, Plaintiffs request that this action1 be transferred to the United States District Court for the District of Minnesota pursuant to 28 U.S.C. § 1404(a). Uponor, Inc., Uponor North America, Inc., and Uponor Corporation (collectively, “Defendants” or “Uponor”)2 have

1 Courts tend to refer interchangeably to transferring venue and transferring the action (or case). The Court will do likewise, while noting that actually the latter reference is probably more accurate because it more precisely suggests the entirety of what is being transferred (the case as a whole).

2 Plaintiffs also brought claims against unidentified “Does 1 through 100.” (Doc. No. 123 at 1). References herein to “Defendants” are references solely to the (three) named defendants in this action, namely Uponor, Inc., Uponor North America, Inc., and Uponor Corporation, and not to “Does 1 through 100.” filed a response (Doc. No. 146, “Response”) in opposition to the Motion. Plaintiffs have filed a reply (Doc. No. 148, “Reply”) in further support of the Motion. The Reply is supported by the declaration (Doc. No. 148-1, “Pulliam Declaration”) of another of Plaintiffs’ counsel: Andrew J. Pulliam.

For the reasons stated herein, the Motion (Doc. No. 142) will be GRANTED. BACKGROUND3 The reader’s familiarity with this case is presumed, and the Court will provide only a brief overview of the factual background of this case. This case is a putative class action arising out of alleged defects in polyethylene tubing (“PEX”). (See generally Doc. No. 123). Each of the Plaintiffs is a Tennessee resident. (Doc. No. 123 at ¶¶ 2-3). Defendant Uponor, Inc. is an Illinois corporation with its principal place of business located in Minnesota. (Id. at ¶ 5). Defendant Uponor North America, Inc. is a Delaware corporation with its principal place of business located in Minnesota. (Id. at ¶ 6). Defendant Uponor Corporation is a Finnish corporation with its principal place of business located in Finland. (Id. at ¶ 7).

3 Although the law on this point is not necessarily as developed as it could be, this Court has indicated that in considering a motion to transfer venue, the factual allegations of the complaint should be taken as true. See Sardeye v. Wal-Mart Stores E., LP, No. 3:18–CV–01261, 2019 WL 4276990, at *1 n.2 (M.D. Tenn. Sept. 10, 2019). Another court has stated, more precisely, that in considering a motion to transfer venue, the court accepts all well-pleaded factual allegations in the complaint as true unless controverted by the defendants’ affidavits. See Plotkin v. IP Axess, Inc., 168 F. Supp. 2d 899, 900 (N.D. Ill. 2001). The Court finds this case law persuasive and so will accept as true all well-pleaded factual allegations in this action’s operative complaint (Doc. No. 123, “Complaint”) in evaluating the Motion, unless these factual allegations are otherwise controverted by affidavits of Defendants. Consistent with the above discussion, the Court uses “alleged” or “allegedly” to qualify allegations that the Court is not accepting as true, such as legal conclusions or conclusory allegations. Finally, the Court notes that when citing to a page in a document filed by one of the parties, the Court endeavors to cite to the page number (“Page __ of __”) added by the Clerk’s Office as part of the pagination process associated with Electronic Case Filing if such page number differs from the page number originally provided by the author/filer of the document. In addition, where the Complaint is cited herein without including a paragraph symbol, the citation is not to a paragraph number but rather to a page that contains the cited content outside the boundaries of any paragraph. Plaintiffs suffered damage to their respective homes and other property (allegedly) as a result of the (allegedly) defective PEX piping that was designed and manufactured by Defendants. (Id. at ¶¶ 27, 37, 42-72, 208). Plaintiffs bring, on behalf of themselves and on behalf of a putative class, claims in each of six counts.4 Count I is a strict product liability claim arising out of (alleged) defects in PEX. (Id. at ¶¶ 252-58).5 Count II is a strict product liability claim arising out of (alleged)

design defects in PEX. (Id. at ¶¶ 259-68). Count III is a negligence claim arising out of Defendants’ alleged failure to “to use reasonable care in the testing, design, manufacture, distribution, advertising/marketing, and/or sale” (id. at ¶ 271) of the PEX used in the homes of Plaintiffs and members of the putative class. (Id. at ¶¶ 269-79). Count IV is a fraudulent concealment claim arising out of the alleged “knowing[], affirmativ[e], and active[]” (id. at ¶ 290) failure of Defendants to disclose the alleged defects in PEX. (Id. at ¶¶ 280-94). Count V is a negligent misrepresentation claim arising out of Defendants’ alleged “negligent[] misrepresent[ation]” in

4 The putative class in this case consists of:

All persons and entities who own or owned homes, businesses, or other structures in Tennessee with Uponor PEX used as the lines and components of a potable water plumbing system where the Uponor PEX was produced using Uponor’s patented flame/furnace treatment.

(Doc. No. 123 at ¶ 213). Excluded from the putative class are:

a. All owners or former owners of properties in Tennessee with Uponor PEX installed who have asserted a claim pursuant to the requirements and terms of Uponor’s Express Warranty; b. Defendants’ officers, directors and employees; Defendants’ affiliates and affiliates’ officers, directors, and employees; Defendants’ distributors and distributors’ officers, directors, and employees; and c. Judicial officers and their immediate family members and associated court staff assigned to this case.

(Id. at ¶ 214).

5 Count I appears to arise out of both alleged manufacturing defects and alleged design defects in PEX. (Doc. No. 123 at ¶ 258 (“Defendants are strictly liable to Plaintiffs and the Class for the damages alleged herein caused by the defects and inadequacies in the design and manufacturer of Uponor PEX.”)). failing to “disclose relevant information” (id. at ¶ 306) regarding PEX. (Id. at ¶¶ 295-310). Finally, Count VI is a claim under the Tennessee Consumer Protection Act (“TCPA”). (Id. at ¶¶ 311-25). Via the instant Motion, Plaintiffs request that this action be transferred to the United States District Court for the District of Minnesota (“District of Minnesota”) pursuant to 28 U.S.C. §

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BRIAN CARRICO, et al. v. UPONOR, INC., et al., (mnd 2026).

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