Brennan v. Arkay Industries, Inc.

164 F.R.D. 464, 1996 WL 39423
CourtDistrict Court, S.D. Ohio
DecidedJanuary 4, 1996
DocketNo. C-3-94-534
StatusPublished
Cited by2 cases

This text of 164 F.R.D. 464 (Brennan v. Arkay Industries, Inc.) is published on Counsel Stack Legal Research, covering District Court, S.D. Ohio primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Brennan v. Arkay Industries, Inc., 164 F.R.D. 464, 1996 WL 39423 (S.D. Ohio 1996).

Opinion

DECISION AND ORDER GRANTING IN PART AND DENYING IN PART PLAINTIFF’S MOTION TO AMEND AND DECLARING OTHER MOTIONS MOOT

MERZ, United States Magistrate Judge.

This case is before the Court on Plaintiffs Motion for Leave to File ... Amended and Supplemental Complaint, (Doc. 18), Defendant’s Motion for Partial Summary Judgment, (Doc. 20), Defendant’s Motion to Strike ... Affidavits ... (Doc. 27), and Plaintiffs Rule 56(f) Motion (Doc. 29). The parties have fully briefed the issues, (Doc. 18, 25, 30, 31, 20, 24, 27, 28, 29), and the matters are ripe for decision.

The parties have consented to plenary Magistrate Judge jurisdiction pursuant to 28 U.S.C. § 636(e).

I. Plaintiffs Motion to Amend

Plaintiff Neil Brennan (“Brennan”) originally filed this action against Defendant Ar-kay Industries (“Arkay”) in the Common Pleas Court of Montgomery County, Ohio, seeking damages for Arkay’s alleged breach of contract, breach of its duty to insure him for disability coverage for 60 days after the termination of his employment, breach of its fiduciary duty of confidentiality, and for negligent and intentional infliction of emotional distress. See, Doc. 1, Ex. A attached thereto. Arkay removed the case to this Court on the basis of diversity of citizenship. (Doc. 1).

This Court entered a Scheduling Order on January 18, 1995, which, inter alia, set October 31, 1995, as the discovery cut-off date and November 15, 1995, as the last date to file dispositive motions. (Doc. 5). The parties then engaged in discovery, apparently without dispute. See, e.g., Doc. 6, 7, 15, 16, 17. On November 15, 1995, Brennan filed his Motion for Leave to File ... Amended and Supplemental Complaint. (Doc. 18). Attached to that Motion is a copy of Brennan’s proffered Amended Complaint. Id.

Fed.R.Civ.P. 15(a) provides that leave to amend, “shall be freely granted when justice so requires.” The determination of whether a party should be allowed to amend a pleading is left to the discretion of the district court and the district court may only be reversed if it abused its discretion. Zenith Radio Corp. v. Hazeltine Research, Inc., 401 U.S. 321, 91 S.Ct. 795, 28 L.Ed.2d 77 (1971). If the underlying facts or circumstances relied upon by a plaintiff may be a proper subject of relief, he ought to be afforded an opportunity to test his claim on the merits. Foman v. Davis, 371 U.S. 178, 83 S.Ct. 227, 9 L.Ed.2d 222 (1962). In the absence of any apparent or declared reason such as undue delay, bad faith, or dilatory motive on the part of the movant, repeated failure to cure deficiencies by amendment previously allowed, undue prejudice to the opposing party by virtue of allowance of the amendment, or futility of amendment, the leave sought should, as Rule 15(a) requires, be freely given. See, Id.

Delay alone is insufficient grounds for denying a motion to amend. Janikowski v. Bendix Corp., 823 F.2d 945 (6th Cir.1987). There must be at least some significant showing of prejudice to the opponent if the motion is to be denied. Id. However, the longer the period of unexplained delay, the less will be required of the nonmoving party to show prejudice. Minor v. Northville Public Schools, 605 F.Supp. 1185 (E.D.Mich. 1985). Likewise, a motion to amend may be denied if it is brought after undue delay or with dilatory motive. Foman, supra; Prather v. Dayton Power & Light Co., 918 F.2d 1255, 1259 (6th Cir.1990).

In considering whether to grant motions to amend under Rule 15, a court should consider whether the amendment would be futile, i.e., if it could withstand a motion to dismiss under Rule 12(b)(6). Hoover v. Langston Equip. Assocs., 958 F.2d 742, 745 (6th Cir.1992); Martin v. Associated Truck Lines, Inc., 801 F.2d 246, 248 (6th Cir.1986); Marx v. Centran Corp., 747 F.2d 1536 (6th Cir.1984), cert. denied, 471 U.S. 1125, 105 S.Ct. 2656, 86 L.Ed.2d 273 (1985); Communications Systems, Inc. v. City of Danville, [467]*467880 F.2d 887 (6th Cir.1989); Roth Steel Products v. Sharon Steel Corp., 705 F.2d 134, 155 (6th Cir.1983); Neighborhood Development Corp. v. Advisory Council, 632 F.2d 21, 23 (6th Cir.1980).

Brennan seeks, by way of amendment, to add six new parties and theories of recovery to this action. The Court will separately address each new party and the associated claims.

1. Sharon K. Brennan

Brennan first seeks to add his wife, Sharon K. Brennan, as a plaintiff. Brennan argues that his wife should be permitted to bring a claim for loss of consortium.

As noted above, Brennan originally filed this action in state court on October 4, 1994, alleging that Arkay was liable to him for breach of contract and for various tortious acts. Now, over one year later, Brennan seeks to amend to include his wife’s claim for loss of consortium.

Brennan offers absolutely no justification or explanation for the extraordinary delay in moving to amend to include his wife’s claim for loss of consortium. While delay alone may be insufficient grounds for denying a motion to amend, it is clear to this Court that permitting such an amendment would be prejudicial to Arkay. Brennan and his wife have both been deposed at length. See, Deposition of Neil Brennan, Feb. 21, 1995 [filed May 14, 1995]; Deposition of Sharon K. Brennan, Oct. 23, 1995 [filed Dec. 7,1995]. At no time, until now, has Brennan or Mrs. Brennan suggested that they intended to bring a claim for loss of consortium.

In contrast to Brennan’s ERISA claims, see, infra, there are no strong policy reasons for allowing this amendment which would outweigh the delay and prejudice factors. The motion to amend is DENIED with respect to Sharon K. Brennan’s claim for loss of consortium.

2. E.B.A. Administrative Services, Inc.

In his proposed Amended Complaint, Brennan alleges that E.B.A. Administrative Services, Inc. (“EBA”) is the contract administrator for Arkay. Brennan essentially alleges that EBA wrongfully denied his application for short term disability benefits in violation of the Employee Retirement Income Security Act, 29 U.S.C. 1001, et seq. (“ERISA”). In an associated new claim against Arkay, Brennan alleges that Arkay violated ERISA when it failed to provide him with a copy of its plan documents as he had requested.

One of the primary purposes of ERISA is the protection of ERISA plan participants and beneficiaries. This is reflected in Congress’ stated findings and declaration of policy,

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Bluebook (online)
164 F.R.D. 464, 1996 WL 39423, Counsel Stack Legal Research, https://law.counselstack.com/opinion/brennan-v-arkay-industries-inc-ohsd-1996.