Brenda F. Garner v. Missouri Department of Mental Health

439 F.3d 958, 2006 U.S. App. LEXIS 6037, 87 Empl. Prac. Dec. (CCH) 42,299, 97 Fair Empl. Prac. Cas. (BNA) 1141, 2006 WL 590366
CourtCourt of Appeals for the Eighth Circuit
DecidedMarch 13, 2006
Docket04-3013
StatusPublished
Cited by14 cases

This text of 439 F.3d 958 (Brenda F. Garner v. Missouri Department of Mental Health) is published on Counsel Stack Legal Research, covering Court of Appeals for the Eighth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Brenda F. Garner v. Missouri Department of Mental Health, 439 F.3d 958, 2006 U.S. App. LEXIS 6037, 87 Empl. Prac. Dec. (CCH) 42,299, 97 Fair Empl. Prac. Cas. (BNA) 1141, 2006 WL 590366 (8th Cir. 2006).

Opinion

LOKEN, Chief Judge.

The Western Missouri Mental Health Center (the “Center”) is a facility operated by the Missouri Department of Mental Health. In October 2000, Gloria Joseph, Superintendent of the Center, terminated Brenda Garner as a drug counselor at the Center’s Paseo Clinic. Garner sued the Department of Mental Health for race discrimination and unlawful retaliation under Title VII and Joseph personally for race discrimination under 42 U.S.C. § 1981. After a two day trial, the jury found against Garner on both race discrimination claims. The jury found that the Department had unlawfully retaliated but awarded no damages because it found that Garner would have been terminated regardless of her opposition to what she believed was unlawful discrimination. The district court 1 denied Garner’s request for an award of attorneys’ fees. Garner appeals, arguing the district court abused its discretion in admitting unfairly prejudicial hearsay testimony, in denying her mid-trial motion to amend the complaint to assert a § 1981 retaliation claim against Joseph, and in denying an award of attorneys’ fees. We affirm.

I. The Evidentiary Issue.

In June 2000, two social workers told Joseph that Garner had received money from a patient’s Social Security check, a violation of Center rules. Joseph placed Garner on paid administrative leave and commenced an investigation. During the investigation it was discovered that Garner and other employees had received gifts and bought items from patients, both violations of Center rules. Garner denied the Social Security check allegation, and the patient in question died, but Garner admitted buying items from other patients. Joseph terminated Garner for the latter infraction, rather than for the allegation that triggered the investigation.

The district court initially ruled that the allegations prompting the initial investigation, if unsubstantiated, would be excluded at trial as more prejudicial than probative. However, just before trial, the court decided that “the jury should have ... some limited background into why Ms. Garner was suspended and why there was an investigation.” The court instructed defense counsel that the investigators may not testify to what they were told during their interviews, and no such testimony was offered. Instead, the investigators testified as to the nature of the investigation. Jo *960 seph testified that two social workers made the Social Security check allegation that caused her to suspend Garner and order an investigation. Joseph further testified that she ultimately fired Garner for admitting she bought items from other patients. However, Joseph explained, the findings of the investigation influenced her choice of discipline.

Garner argues that Joseph’s testimony regarding the unsubstantiated Social Security check allegation was prejudicial hearsay that lacked foundation and was irrelevant because Joseph ultimately terminated Garner for a different reason. We disagree. Hearsay is an out-of-court statement used to prove the truth of the matter asserted. Fed.R.Evid. 801(c). Joseph’s testimony as to the allegation made by the social workers was offered to explain why Joseph suspended Garner and started an investigation, not to prove the truth of the social workers’ allegation that Garner received a patient’s Social Security check. Joseph’s testimony that she considered the findings of the investigation in deciding to terminate Garner was relevant to refute Garner’s claim that the failure to terminate white employees who bought items from patients was proof of disparate treatment reflecting race discrimination and retaliation. See Wolff v. Brown, 128 F.3d 682, 685 (8th Cir.1997). The district court did not abuse its discretion in concluding that this testimony was not unfair prejudice within the meaning of Rule 403 of the Federal Rules of Evidence. Evidence demonstrating the employer’s state of mind is “of crucial importance in wrong7 ful discharge cases.” Hardie v. Cotter & Co., 849 F.2d 1097, 1101 (8th Cir.1988).

II. The § 1981 Retaliation Claim Issue.

Garner’s third amended complaint asserted only Title VII claims of race discrimination and retaliation against the Department and a § 1981 claim of race discrimination against Joseph. 2 Garner’s third amended complaint did not allege a claim for retaliation under § 1981. At the instructions conference during trial, Garner urged the district court to instruct the jury on a § 1981 retaliation claim against Joseph. Defendants objected, arguing they had not prepared to defend that claim. Garner countered that defendants were put on notice by the Title VII retaliation claim and requested leave to amend her complaint to conform to the evidence. See Fed.R.Civ.P. 15(b). The district court denied the request and refused to submit that claim to the jury because Joseph was not put on notice and “if it was the plaintiffs intention to allege a 1981 retaliation claim certainly she has had ample time to do that.” Garner appeals that ruling.

“Amendments are allowed [during or after trial] when the parties have had actual notice of an unpleaded issue and have been given an adequate opportunity to cure any surprise resulting from the change in the pleadings.” Kim v. Nash Finch Co., 123 F.3d 1046, 1063 (8th Cir.1997). Garner relies on Kim, where we held that it was an abuse of discretion to deny leave to amend to add a § 1981 claim after trial of a Title VII race discrimination claim because the elements of the two claims are identical and therefore the § 1981 claim was tried by implied consent.

In this case, unlike Kim, 123 F.3d at 1064, Garner made no motion prior to trial to add a § 1981 retaliation claim against Joseph. The district court was properly reluctant to allow Garner to file a fourth amended complaint during trial. Moreover, even if the third amended complaint and the pretrial proceedings gave *961 defendants sufficient notice of a § 1981 retaliation claim, any error in denying leave to amend would be harmless if, as we said in Kim, the elements of Title VII and § 1981 claims are the same. Here, Joseph was the Department’s sole decision-maker, so the jury’s finding that Garner would have been terminated in the absence of any retaliation, which disposed of Garner’s Title VII retaliation claim against the Department, would have disposed of a § 1981 retaliation claim against Joseph as well.

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Bluebook (online)
439 F.3d 958, 2006 U.S. App. LEXIS 6037, 87 Empl. Prac. Dec. (CCH) 42,299, 97 Fair Empl. Prac. Cas. (BNA) 1141, 2006 WL 590366, Counsel Stack Legal Research, https://law.counselstack.com/opinion/brenda-f-garner-v-missouri-department-of-mental-health-ca8-2006.