Brayley v. Doehler-Jarvis Castings Division of NL Industries, Inc.

218 A.D.2d 393, 637 N.Y.S.2d 909, 1996 N.Y. App. Div. LEXIS 1565

This text of 218 A.D.2d 393 (Brayley v. Doehler-Jarvis Castings Division of NL Industries, Inc.) is published on Counsel Stack Legal Research, covering Appellate Division of the Supreme Court of the State of New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Brayley v. Doehler-Jarvis Castings Division of NL Industries, Inc., 218 A.D.2d 393, 637 N.Y.S.2d 909, 1996 N.Y. App. Div. LEXIS 1565 (N.Y. Ct. App. 1996).

Opinion

OPINION OF THE COURT

Fallon, J.

The Batavia plant of Doehler-Jarvis Castings Division of NL Industries, Inc. (respondent) was closed in early 1982 because of economic hardship. The plant’s employees were entitled to severance pay, and those qualified for retirement were instructed to choose between severance or enhanced retirement benefits. Because petitioners were all over the age of 55 and had worked for respondent for more than 30 years, they were eligible for the enhanced retirement benefits. Petitioners all chose the retirement benefits over the 15 weeks of severance pay. In February 1982 petitioners commenced this proceeding pursuant to section 296 of the Executive Law alleging that respondent discriminated against them by forcing them to retire early and denying them severance pay. Subsequently, respondent offered petitioners a second opportunity to choose between severance pay and the enhanced retirement benefits. None of the petitioners elected to receive severance pay.

An initial probable cause determination was made in August 1982, and a hearing originally was scheduled for November 1984. At that first appearance, the parties agreed that the facts were essentially undisputed and the hearing was adjourned pending submission of a joint stipulation of facts. Respondent submitted its proposed stipulation in December 1984. Thereafter, hearings scheduled for January 1985, May 1986 and April 1987 were cancelled because of representations by petitioners’ State Division of Human Rights (SDHR) attorney that he would agree to the proposed stipulation.

By April 1990 petitioners had yet to stipulate or specify their objections to respondent’s proposed stipulation. The Administrative Law Judge (ALJ) requested a status report from the parties. Petitioners and their SDHR attorney failed to submit a report. The report submitted by respondent was accompanied by motions to dismiss for failure to prosecute, and because of intervening changes in law, or, in the alternative, for their [395]*395proposed stipulation to be deemed the joint stipulation. The ALJ recounted the history of the action in May 1990 and indicated that he was considering respondent’s various motions. He asked for documentation to support the proposed stipulation, and "urgently solicited” comment on the proposed stipulation from petitioners.

In December 1990 the ALJ again requested that petitioners comment on the proposed stipulation. When no response was forthcoming, the ALJ made a detailed request for information from respondent in January 1991. Respondent submitted the information in evidentiary form on March 6, 1991. By letter dated March 27, 1991, the SDHR attorney requested an opportunity to respond to that submission by May 20, 1991. The ALJ’s recommendation to dismiss the complaints was issued on March 31,1991, and his recommendation was upheld by the SDHR’s Executive Deputy Commissioner and Supreme Court.

The Employee Retirement Income Security Act (ERISA; 29 USC § 1001 et seq.) supersedes State law on employee benefit plans covered by ERISA (29 USC § 1144 [a]). Supreme Court found that respondent’s severance plan was covered under ERISA as an employee welfare benefit plan, defined as "any plan, fund, or program * * * established or maintained * * * for the purpose of providing for its participants or their beneficiaries, through the purchase of insurance or otherwise, (A) medical, surgical, or hospital care or benefits, or benefits in the event of sickness, accident, disability, death or unemployment * * * or (B) any benefit described in [29 USC § 186 (c)]”

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Bluebook (online)
218 A.D.2d 393, 637 N.Y.S.2d 909, 1996 N.Y. App. Div. LEXIS 1565, Counsel Stack Legal Research, https://law.counselstack.com/opinion/brayley-v-doehler-jarvis-castings-division-of-nl-industries-inc-nyappdiv-1996.