Braxton v. Matthews

883 F. Supp. 1068, 1995 U.S. Dist. LEXIS 6058, 1995 WL 264121
CourtDistrict Court, W.D. Virginia
DecidedApril 28, 1995
DocketCiv. A. No. 2:94-0273
StatusPublished
Cited by4 cases

This text of 883 F. Supp. 1068 (Braxton v. Matthews) is published on Counsel Stack Legal Research, covering District Court, W.D. Virginia primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Braxton v. Matthews, 883 F. Supp. 1068, 1995 U.S. Dist. LEXIS 6058, 1995 WL 264121 (W.D. Va. 1995).

Opinion

MEMORANDUM OPINION AND ORDER

HADEN, Chief Judge.

Pending are the motions of defendants L.G. Dodson, Michael Matthews and the City of Charleston for summary judgment. Plaintiff has responded and the defendants have replied. This matter is ripe for adjudication.

Plaintiff contends the conduct of the Defendants violated his constitutional and civil rights when he was subjected to an investigatory stop, searched, arrested and allegedly strip searched. The State of West Virginia then instituted a forfeiture proceeding against Plaintiffs car in the Circuit Court of Kanawha County, West Virginia. The forfeiture action was dismissed and Plaintiff relies on the ruling of that court to support his contentions:

“[T]he police did not have sufficient reasonable suspicion of criminal activity by the driver to support a stop of the Respondent vehicle, that the stop and subsequent investigation, search and arrest were unlawful and, thus, the Respondent vehicle was not seized pursuant to a lawful arrest.”1

I.

COLLATERAL ESTOPPEL

Plaintiff contends the holding of the Circuit Court of Kanawha County acts to collaterally estop defendants from asserting the investigatory stop of Plaintiffs car, and the subsequent search and arrest of the Plaintiff were legal. Defendants, on the other hand, assert they are protected by “qualified immunity” from suit and Plaintiff may not use collateral estoppel offensively against them.

When applying collateral estoppel law to a prior state court decision, federal courts apply the law of the adjudicating state. Title 28 U.S.C. § 1738 (“[Jjudicial proceedings [of any State] shall have the same full faith and credit in every court within the United States ... as they have by law or usage in the courts of such State ... from which they are taken.”)! The law of West Virginia therefore applies to this case.

The leading case concerning collateral estoppel in West Virginia is Conley v. Spillers, 171 W.Va. 584, 301 S.E.2d 216 (1983). In Syllabus Point 2 of Conley, the Court held:

[1070]*1070“Collateral estoppel is designed to foreclose relitigation of issues in a second suit which have actually been litigated in the earlier suit even though there may be a difference in the cause of action between the parties of the first and second suit. We have made this summary of the doctrine of collateral estoppel:
‘But where the causes of action are not the same, the parties being identical or in privity, the bar extends only to those matters which were actually litigated in the former proceeding, as distinguished from those matters that might or could have been litigated therein, and arises by way of es-toppel rather than by way of strict res adjudicata.’ Lane v. Williams, 150 W.Va. 96, 100, 144 S.E.2d 234, 236 (1965).”

For collateral estoppel to apply, the first judgment must be a final judgment on the merits. Syllabus Point 3, Conley, supra.

Plaintiff suggests the offensive use of collateral estoppel should be treated similarly to defensive use of collateral estoppel. Such a suggestion is at odds with the Supreme Court of Appeals of West Virginia’s admonition “that the offensive use of collateral es-toppel is generally disfavored.” Tri-State Asphalt Products, Inc. v. Dravo Corp., 186 W.Va. 227, 230, 412 S.E.2d 225, 228 (1991), citing, Conley v. Spillers, supra, 171 W.Va. at 592-93, 301 S.E.2d at 223-24 (1983), quoting, Parklane Hosiery Co., Inc. v. Shore, 439 U.S. 322, 330-31, 99 S.Ct. 645, 651, 58 L.Ed.2d 552 (1979). The foregoing admonition is particularly applicable when the defending party was neither a party, nor privy to a party to the earlier action. If a plaintiff were permitted to use collateral estoppel offensively in such a situation, the defending party’s constitutional due process rights might be ignored. As held in Syllabus Point 8 of Conley v. Spillers, supra: “A fundamental due process point relating to the utilization of collateral estoppel is that any person against whom collateral estoppel is asserted must have had a prior opportunity to have litigated his claim.”

The forfeiture action was filed by the State of West Virginia against Plaintiffs vehicle; and the defendants clearly were not parties to the forfeiture proceeding. Thus, to determine whether they are collaterally estopped from asserting Plaintiffs rights were not violated, the Court must examine whether the defendants were in privity with the State of West Virginia in the forfeiture action.

Conley v. Spillers, 171 W.Va. at 594, 301 S.E.2d at 226, is instructive in regard to what a court must examine when determining whether a party is in privity with a party to earlier litigation for collateral estoppel purposes:

“The attempt to assert a judgment against a person who is not a party to the original action can be done if such person is in privity with a party to the earlier litigation. In Southwest Airlines Co. v. Texas International Airlines, 546 F.2d 84, 95 (5th Cir.1977), cert. denied, 434 U.S. 832, 98 S.Ct. 117, 54 L.Ed.2d 93, the following categories of privity were identified:
‘Federal courts have deemed several types of relationships “sufficiently close” to justify preclusion. First, a non-party who has succeeded to a party’s interest in property is bound by any prior judgments against the party_ Second, a non-party who controlled the original suit will be bound by the resulting judgment.... Third, federal courts will bind a non-party whose interests were represented adequately by a party in the original suit.’” (Citations and footnotes omitted)

Although the Conley court acknowledged the foregoing was not “an exhaustive itemization of what constitutes a ‘privy status” to bind a non-party to an earlier judgment2, it is instructive as to the type of relationships that may qualify for privy status.

The Court concludes no defendant had a subjective interest in the outcome of the forfeiture proceedings. Dodson submitted an affidavit in support of the State’s case, and Matthews verified the allegations in the [1071]*1071State’s forfeiture petition. Neither defendant participated in any other way in the forfeiture proceeding. The same applies for the City of Charleston; the forfeiture action was brought by the State through the Kana-wha County prosecutor’s office, not the City of Charleston. The defendants are not successors in interest to the State; they did not control the forfeiture proceeding (the State did); and because of their minimal participation, their interests were not adequately represented in the earlier action.

Plaintiff here attempts to use collateral estoppel not as a shield, but as a sword. He seeks to preclude the defendants from asserting qualified immunity based upon the decision rendered in the state forfeiture proceeding.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Seventeenth Street Associates, LLC v. Cole ex rel. Haynie
855 F. Supp. 2d 606 (S.D. West Virginia, 2012)
Witthohn v. Federal Insurance
164 F. App'x 395 (Fourth Circuit, 2006)
Commonwealth v. Webb
62 Va. Cir. 110 (Roanoke County Circuit Court, 2003)
Kentuckians for the Commonwealth, Inc. v. Rivenburgh
206 F. Supp. 2d 782 (S.D. West Virginia, 2002)

Cite This Page — Counsel Stack

Bluebook (online)
883 F. Supp. 1068, 1995 U.S. Dist. LEXIS 6058, 1995 WL 264121, Counsel Stack Legal Research, https://law.counselstack.com/opinion/braxton-v-matthews-vawd-1995.