Brady Horenstein v. Executive Ethics Board

Court of Appeals of Washington·Decided November 25, 2025·No. 60121-4·Unpublished

Opinion

Filed

Washington State

Court of Appeals

Division Two

November 25, 2025

IN THE COURT OF APPEALS OF THE STATE OF WASHINGTON DIVISION II

BRADY HORENSTEIN, No. 60121-4-II Appellant,

v. UNPUBLISHED OPINION EXECUTIVE ETHICS BOARD, Respondent.

CHE, J. ⎯ Brady J. Horenstein appeals the trial court’s order dismissing with prejudice his claims against the State’s Executive Ethics Board (Ethics Board) and the trial court’s denial of Horenstein’s motion for reconsideration.

Horenstein brought allegations of negligence, negligent investigation, and libel—a form of defamation—against the Ethics Board. He alleged that the Ethics Board failed to conduct a fair and impartial ethics investigation after it received a complaint from Horenstein’s state employer, which raised conflict of interest and misuse of state resources concerns.

The Ethics Board moved to dismiss Horenstein’s complaint for failure to state a claim under CR 12(b)(6). The trial court found that no negligent investigation cause of action existed when the Ethics Board was acting pursuant to its duties under RCW 42.52.350. The trial court additionally found that the Ethics Board was entitled to quasi-prosecutorial and quasi-judicial immunity from a general negligence cause of action related to the challenged Ethics Board

action. Finally, the trial court found that the Ethics Board had absolute immunity from a defamation cause of action related to its publication responsibilities. The trial court accordingly dismissed all three of Horenstein’s claims with prejudice.

Horenstein argues that the trial court erred in dismissing his three claims and that we should reverse the dismissal of the claims.

We hold that, even assuming without deciding that the Ethics Board was not immune, (1) Horenstein fails to plead a common law negligence cause of action, (2) Horenstein’s negligent investigation claim is not a cognizable cause of action in these circumstances, and (3) Horenstein fails to plead a defamation cause of action.

Accordingly, we affirm the trial court’s granting of the Ethics Board’s motion to dismiss Horenstein’s three claims.

FACTS

The Executive Ethics Board The Executive Ethics Board is created under the ethics in public service act (EPSA), chapter 42.52 RCW. RCW 42.52.350. Five members, appointed by the governor, comprise the Ethics Board, and each member serves five-year terms. RCW 42.52.350(1), (2). The Ethics Board is responsible for enforcing the EPSA and any rules adopted under the chapter with respect to statewide elected officers, executive branch officers and employees, boards and

commissions, and higher education institutions.1 RCW 42.52.360(1). RCW 42.52.360 provides both mandatory and discretionary responsibilities of the Ethics Board, including that:

(3) The [Ethics Board] shall:

(a) Develop educational materials and training;

(b) Adopt rules and policies governing the conduct of business by the board, and adopt rules defining working hours for purposes of RCW 42.52.1802 and where otherwise authorized under [the EPSA];

(c) Issue advisory opinions;

(d) Investigate, hear, and determine complaints by any person or on its own motion;

(e) Impose sanctions including reprimands and monetary penalties;

(f) Recommend to the appropriate authorities suspension, removal from position, prosecution, or other appropriate remedy; and (g) Establish criteria regarding the levels of civil penalties appropriate for violations of this chapter and rules adopted under it.

(4) The board may:

(a) Issue subpoenas for the attendance and testimony of witnesses and the production of documentary evidence relating to any matter under examination by the board or involved in any hearing;

(b) Administer oaths and affirmations;

(c) Examine witnesses; and (d) Receive evidence.

A person may file a complaint with the Ethics Board. RCW 42.52.410(1). If the Ethics Board has reason to believe a person has or is violating the EPSA or rules promulgated under it, the Ethics Board may issue a complaint. RCW 42.52.410(2).

When the Ethics Board receives a complaint, the Ethics Board’s staff “shall investigate [it].” RCW 42.52.420. The Ethics Board’s promulgated rules define the “investigation” as “fact

1 The “legislative ethics board,” also created under the EPSA, is responsible for enforcing the chapter and any rules adopted under it with respect to members and employees of the legislature. RCW 42.52.320. The commission on judicial conduct is authorized to enforce the EPSA and any rules adopted under it with respect to state officers and employees of the judicial branch. RCW 42.52.370. 2 RCW 42.52.180 is titled, “Use of public resources for political campaigns.”

finding conducted prior to a dismissal or reasonable cause determination.” WAC 292-100-007.3 During the course of the investigation, the Ethics Board or its executive director “may issue subpoenas to persons to appear and give testimony, and may require the production of any books, papers, correspondence, memoranda, or other records deemed relevant or material to the investigation.” WAC 292-100-080.

The results of the investigation must be reduced to writing. RCW 42.52.420(2). Staff of the Ethics Board, provided by the Office of the Attorney General, then either determine that the complaint should be dismissed or recommend to the Ethics Board that reasonable cause exists or does not exist to believe that there has been or there continues to be a violation under the EPSA and rules adopted under the chapter. RCW 42.52.350(8); RCW 42.52.420. Dismissal of the complaint may be based on any of the following findings:

(a) Any violation that may have occurred is not within the jurisdiction of the board;

(b) The complaint is obviously unfounded or frivolous; or (c) Any violation that may have occurred does not constitute a material violation because it was inadvertent and minor, or has been cured, and, after consideration of all of the circumstances, further proceedings would not serve the purposes of this chapter.

RCW 42.52.425(1). If the Ethics Board determines that there is reasonable cause that a violation of the chapter or rules has occurred, “a public hearing on the merits of the complaint shall be held.” RCW 42.52.430(1). The Ethics Board’s determination that reasonable cause either exists or does not exists must be provided to both the complainant and the person named in the complaint. RCW 42.52.420(3).

3 Pursuant to RCW 34.05.210, we take judicial notice of properly filed and published rules. RCW 34.05.210(9).

The Ethics Board has promulgated various rules concerning “complaints, investigations, and hearings pursuant to [many of its statutory duties].” See generally WAC 292-100; WAC 292-100-005. For example, WAC 292-100-041(1) provides, “During the course of an investigation, the board staff will give the respondent(s) a copy of the complaint or a summary of the complaint, and an opportunity to respond to the allegations.” Horenstein’s Complaint In 2024, Horenstein filed a complaint against the Ethics Board, raising negligence, negligent investigation, and libel causes of action.

According to Horenstein, while previously employed by the Department of Social and Health Services (DSHS), Horenstein also owned and operated “a company that operates and provides automated legislation tracking software.” Clerk’s Papers (CP) at 2. Horenstein alleged that he had owned and operated the company since 2006 and had disclosed his business interest on his resume, during an interview, and to his DSHS supervisors.

In 2022, Washington’s Office of Financial Management encouraged state agencies, including DSHS, to use the software without Horenstein’s knowledge. In June 2022, DSHS received an anonymous complaint regarding a potential conflict of interest between Horenstein’s outside business and his role at DSHS. Horenstein was the Legislative Manager for the Division of Child Support at DSHS at the time of the complaint.

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