Bradt v. Sebek

14 S.W.3d 756, 2000 WL 19635
CourtCourt of Appeals of Texas
DecidedApril 7, 2000
Docket01-96-00943-CV
StatusPublished
Cited by65 cases

This text of 14 S.W.3d 756 (Bradt v. Sebek) is published on Counsel Stack Legal Research, covering Court of Appeals of Texas primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Bradt v. Sebek, 14 S.W.3d 756, 2000 WL 19635 (Tex. Ct. App. 2000).

Opinion

OPINION

LEE DUGGAN, Jr., Justice

(Retired).

Appellant, L.T. “Butch” Bradt, appeals a Rule 13 sanction order and its levy of a $100,000 fíne, asserting six points of error. We affirm.

I.

Background

This appeal is the culmination of litigation originally filed in federal district court in 1989 by Mark Metzger against his former wife, her attorney, and various agencies and individuals (collectively, the “defendants”). The suit asserted various theories of state liability, as well as federal claims under the Racketeer Influenced and Corrupt Organizations Act (“RICO”) (18 U.S.C.A. §§ 1961-1968 (1984 & Supp. 1999)) and a civil rights statute. The federal district court dismissed Metzger’s federal claims and abstained from exercising jurisdiction over his pendent state law claims. Metzger refiled his claims in state court. 1 In 1992, following a month of trial and a directed verdict in favor of the defendants, the trial court assessed sanctions of $994,000 plus interest against Metzger and each of his attorneys. See Metzger v. Sebek, 892 S.W.2d 20, 50 (Tex.App.—Houston [1st Dist.] 1994, writ denied). Appellant was one of Metzger’s attorneys.

On appeal, this Court affirmed the directed verdict and concluded that the defendants had proved their right to sanctions against Metzger, but that the trial court had awarded an excessive amount of sanctions. Id. at 48, 53. We also reversed and remanded the award of sanctions against appellant because his motion to recuse the trial judge, the Honorable David West, had been filed timely. Id at 49-50. On remand, after Judge West voluntarily recused himself, the Honorable Scott Brister held a hearing, in accordance with our instructions, to determine (1) the amount of sanctions to be awarded against Metzger, (2) whether appellant violated Texas Rule of Civil Procedure 13, and if so, (3) the appropriate amount of sanctions to be assessed against him. Following the hearing, Judge Brister issued an April 8, 1996 written sanction order (“Sanction Order”), determining that appellant had violated Rule 13 and ordering appellant and Metzger each to pay $100,000 to the defendants (appellees in this appeal). Metzger did not appeal the Sanctions Order.

In appealing from the Sanctions Order, appellant raises six points of error.

II.

Standard of Review

This Court reviews a trial court’s Rule 13 sanction order under an abuse of *761 discretion standard. Laub v. Pesikoff, 979 S.W.2d 686, 693 (Tex.App.—Houston [1st Dist.] 1998, pet. denied). Our test for abuse of discretion is deferential to the trial court — whether the court acted without reference to any guiding rules and principles. Downer v. Aquamarine Operators, Inc., 701 S.W.2d 238, 241-42 (Tex.1985). Therefore, “[i]t is not necessarily an abuse of a trial court’s discretion if under the same facts we would decide the matter differently, or if the court committed a mere error in judgment.” Tarrant County v. Chancey, 942 S.W.2d 151, 154 (Tex.App.—Fort Worth 1997, no writ). Moreover, the trial court’s discretion is limited only by the requirement that its order be just and that the sanction imposed be directly related to the harm done by the sanctioned conduct. Ray v. Beene, 721 S.W.2d 876, 879 (Tex.App.—Houston [1st Dist.] 1986, writ ref'd n.r.e.).

III.

Discussion

A. Point No. 1: Whether the trial court used the wrong burden of proof in determining whether to impose a punitive fine against appellant.

Appellant argues in his first point of error that Judge Brister abused his discretion when he failed to apply a “beyond a reasonable doubt” standard in his Rule 13 hearing. He argues that, although Judge Brister specifically declined to hold him hable for criminal contempt, the proceedings against him “were in the nature of criminal contempt proceedings since he was being tried (and punished) for past behavior.”

Texas Rule of Civil Procedure 13 provides:

The signatures of attorneys or parties constitute a certificate by them that they have read the pleading, motion, or other paper; that to the best of their knowledge, information, and belief formed after reasonable inquiry the instrument is not groundless and brought in bad faith or groundless and brought for the purpose of harassment. Attorneys or parties who shall bring a fictitious suit as an experiment to get an opinion of the court, or who shall file any fictitious pleading in a cause for such a purpose, or shall make statements in pleading which they know to be groundless and false, for the purpose of securing a delay of the trial of the cause, shall be held guilty of a contempt. If a pleading, motion or other paper is signed in violation of this rule, the court, upon motion or upon its own initiative, after notice and hearing, shall impose an appropriate sanction available under Rule 215.2(b), upon the person who signed it, a represented party, or both.
Courts shall presume that pleadings, motions, and other papers are filed in good faith. No sanctions under this rule may be imposed except for good cause, the particulars of which must be stated in the sanction order. “Groundless” for purposes of this rule means no basis in law or fact and not warranted by good faith argument for the extension, modification, or reversal of existing law. A general denial does not constitute a violation of this rule. The amount requested for damages does not constitute a violation of this rule.

TEX. R. CIV. P. 13 (emphasis added). According to appellant, the underscored language of the first paragraph’s second sentence, “shall be held guilty of a contempt,” indicates that Rule 13 proceedings are always quasi-criminal contempt proceedings imposing criminal punishment for past behavior and, therefore, requiring criminal law constitutional standards and protections. He further points out that Rule 215-2b also authorizes contempt, among other sanctions. See TEX. R. CIV. P. 215.2(b).

Appellees respond that appellant’s $100,-000 fine was compensatory in nature and not a criminal punishment for past behavior, that Judge Brister specifically limited the sanction hearing to potential civil sane- *762 tions against appellant, and that he declined to conduct a contempt proceeding.

Well settled principles guide the interpretation of Rule 13. Texas courts apply the same rules of construction to rules of procedure as to statutes. In re VanDeWater, 966 S.W.2d 730, 732 (Tex.App.—San Antonio 1998, no pet.); Burrhus v. M & S Supply, Inc., 933 S.W.2d 635, 640 (Tex.App.—San Antonio 1996, writ denied). When a rule of procedure is clear, unambiguous, and specific, we construe its language according to its literal meaning. Murphy v. Friendswood Dev. Co.,

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Bluebook (online)
14 S.W.3d 756, 2000 WL 19635, Counsel Stack Legal Research, https://law.counselstack.com/opinion/bradt-v-sebek-texapp-2000.