Bowman v. Maine State Employees Appeals Board

408 A.2d 688, 1979 Me. LEXIS 784
CourtSupreme Judicial Court of Maine
DecidedDecember 4, 1979
StatusPublished
Cited by4 cases

This text of 408 A.2d 688 (Bowman v. Maine State Employees Appeals Board) is published on Counsel Stack Legal Research, covering Supreme Judicial Court of Maine primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Bowman v. Maine State Employees Appeals Board, 408 A.2d 688, 1979 Me. LEXIS 784 (Me. 1979).

Opinion

ARCHIBALD, Justice.

In 1971 Peter W. Bowman, M.D., was a classified state employee, serving as Superintendent of Pineland Hospital and Training Center (Pineland). P.L.1971, ch. 350, removed Dr. Bowman’s position from classified state service and created a 4-year term in the unclassified state service for the superintendency of Pineland. Dr. Bowman was not appointed to this position by the Commissioner of Mental Health and Corrections. He appealed to the Maine State Employees Appeals Board (Board), which rejected his appeal. Dr. Bowman then sought review of the Board’s decision by instituting an action pursuant to Rule 80B, M.R.Civ.P. A justice of the Superior Court ruled the Board had correctly determined that no First and Fourteenth Amendment rights had been violated and denied the 80B action which sought “appeal and reversal” of the decision of the Board. From this judgment Dr. Bowman has appealed. We deny the appeal.

*689 At the time of his dismissal from state service, Dr. Bowman had served the state for approximately eighteen and one-half years. Originally, he was appointed Superintendent of what was then Pownal State School (later Pineland). Some four years later that position was brought within the classified civil service system as a result of the enactment of P.L.1957, ch. 313, 1 but fourteen years later was removed therefrom and, together with the positions of superintendent of the Augusta and Bangor Mental Health Institutes, was added to the unclassified service by the enactment of P.L.1971, ch. 350, § 1, amending 5 M.R.S.A. § 711(2)(A)(13).

Dr. Bowman’s appeal is focused primarily on constitutional grounds. Initially, he asserts that the termination of his public employment violated concepts of due process under both the United States and Maine Constitutions. Secondly, he contends that the application of P.L.1971, ch. 350, to him violated his contractual due process rights. His final position is that the 1971 act contravened an existing contract with the State of Maine and, therefore, violated the contract clauses of both the United States and Maine Constitutions.

It is basic to our resolution of this appeal to determine whether a contractual relationship had in fact existed between Dr. Bowman and the state. If there were no such relationship, then Dr. Bowman’s dismissal could not violate any rights he then had as a member of the classified service. Furthermore, if his position was not constitutionally protected, the 1971 Legislature was free to enact chapter 350 without regard to its application to Dr. Bowman. Therefore, we turn initially to the question of whether the contract clauses can avail Dr. Bowman in his quest for a declaration that his dismissal was improper. This is the same approach taken by a three judge District Court 2 faced with a challenge from several Massachusetts justices who were claiming that both the due process clause, U.S.Const. Amend. XIV, § 1, and the contract clause, U.S.Const. art. I, § 10, cl. 1, protected them from the provision of a newly enacted statute mandating retirement at age seventy. The court held: “Since . . . the claimed right is one alleged to be created by contract, we must first ascertain whether a protectable right exists, before we reach the question whether its deprivation involves a violation of due process.” Kingston v. McLaughlin, 359 F.Supp. 25, 28 (D.Mass.1972).

Does a public employee have such a relationship to the government, whether state or federal, that he can invoke the contract clause 3 in the event his position is terminated by legislative act?

Our reading of decisions of the United States Supreme Court, as well as those of courts of last resort of several of our sister states, leads us to conclude that public employment is not necessarily premised on contractual concepts.

Contracts with governmental agencies may be constitutionally protected, however, provided that there is legislative authority for the agencies to enter into a contractual relationship. When such a relationship is created, the contract clause protects against any subsequent dilution of contractual obligation. In the recent case of United States Trust Co. of New York v. New Jersey, 431 U.S. 1, 97 S.Ct. 1505, 52 L.Ed.2d 92 (1977), it was held that legislative enactments of the State of New York and the State of New Jersey violated the contract clause when a certain source of income was removed from its previously dedicated status, this source of income having been dedicated to bond amortization when the Port Authority of New York and New Jersey had issued its bonds. The Supreme Court held that since both states had statutorily authorized the issuance of bonds supported by dedicated *690 revenues, the bonds, when issued, created a contract between the Port Authority and the holders thereof. The court pointed out that the initial covenant “constituted a contract between the two States and the holders of the Consolidated Bonds,” and that “[t]he intent to make a contract is clear from the statutory language.” 431 U.S. at 18, 97 S.Ct. at 1515.

Indiana ex rel Anderson v. Brand, 303 U.S. 95, 100, 58 S.Ct. 443, 446, 82 L.Ed. 685 (1938), construed the relationship between a tenured school teacher and her employer, commenting that “[t]he courts of Indiana have long recognized that the employment of school teachers was contractual.” The court there held that the repeal of a statute some nine years after tenure rights had been established was an impairment of the teachers’ contractual rights arid protected by the contract clause. Id. at 105, 58 S.Ct. 443.

Phelps v. Board of Education, 300 U.S. 319, 322, 57 S.Ct. 483, 81 L.Ed. 674 (1937), was a case where the New Jersey Supreme Court had construed a New Jersey statute as failing to establish a contractual relationship between the state and a school employee. The United States Supreme Court, reflecting its respect for a state court’s interpretation of its own statutes, approved that conclusion.

The United States Supreme Court, again giving great weight to the views of a state court in construing its own statutes, followed its decision in Phelps by upholding an act of the Illinois Legislature which had been challenged under the contract clause. The court held:

On the other hand, an act merely fixing salaries of officers creates no contract in their favor and the compensation named may be altered at the will of the Legislature. This is true also of an act fixing the term or tenure of a public officer or an employe of a state agency. The presumption is that such a law is not intended to create private contractual or vested rights but merely declares a policy to be pursued until the Legislature shall ordain otherwise.

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Bluebook (online)
408 A.2d 688, 1979 Me. LEXIS 784, Counsel Stack Legal Research, https://law.counselstack.com/opinion/bowman-v-maine-state-employees-appeals-board-me-1979.