Bowling v. Principi

15 Vet. App. 1, 2001 U.S. Vet. App. LEXIS 609, 2001 WL 514170
CourtUnited States Court of Appeals for Veterans Claims
DecidedMay 8, 2001
DocketNo. 99-2264
StatusPublished
Cited by127 cases

This text of 15 Vet. App. 1 (Bowling v. Principi) is published on Counsel Stack Legal Research, covering United States Court of Appeals for Veterans Claims primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Bowling v. Principi, 15 Vet. App. 1, 2001 U.S. Vet. App. LEXIS 609, 2001 WL 514170 (Cal. 2001).

Opinions

STEINBERG, Judge, filed the opinion of the Court. KRAMER, Chief Judge, filed an opinion concurring in the result.

STEINBERG, Judge:

The appellant, Vietnam veteran Donald R. Bowling, appeals through counsel a July 12, 1999, Board of Veterans’ Appeals (Board or BVA) decision that determined that new and material evidence had not been presented to reopen his previously and finally disallowed claim for Department of Veterans Affairs (VA) service connection for Meniere’s disease; denied a rating above 50% for his VA service-connected post-traumatic stress disorder (PTSD); and denied a rating of total disability based on individual unemployability (TDIU). Record (R.) at 5. The appellant has filed a brief and a reply brief, and the Secretary has filed a brief. On January [3]*318, 2001, the Secretary filed a motion for a partial remand, as to which the appellant has filed an opposition. At oral argument on February 1, 2001, the appellant’s counsel expressly abandoned the Meniere’s-dis-ease claim, as to which he had advanced no argument in his briefs, and the Court will thus not review the Board’s denial of that claim. See Cole v. West, 13 Vet.App. 268, 273 (1999). This appeal is timely, and the Court has jurisdiction pursuant to 38 U.S.C. §§ 7252(a) and 7266(a). For the reasons that follow, the Court will dismiss the appeal in part, reverse the BVA decision in part, and vacate it in part, and remand the increased-rating and TDIU-rating claims.

I. Background

The veteran had active U.S. Army service from February 1965 to February 1967 and from March 1968 to July 1971. R. at 133. He served two tours in Vietnam and was awarded the Purple Heart. R. at 695. In July 1991, a VA regional office (RO) awarded him service connection for PTSD, rated as 10% disabling, and malaria, rated as 0% disabling. R. at 304. In December 1993, the VARO increased to 30% his PTSD rating but denied a higher rating. R. at 394. He timely appealed that decision to the BVA. R. at 400, 412.

In September 1995, the veteran testified under oath before the RO that he had “had troubles with supervisors on almost every job” that he’d had since his discharge and that he had recently been asked to leave a job with a trucking company due to a verbal altercation with a supervisor. R. at 418. A report of a November 1995 VA compensation and pension examination of the veteran recorded his subjective complaints as including memory impairment; “severe insomnia”; frequent nightmares; “flashbacks almost every day”; “poor” appetite and “low” energy; “recurrent thoughts of suicide”; and a fear of “driving] for long distances because of a past history of lapses, flashbacks[,] and accidents”. R. at 442. The examining physician’s objective findings included that the veteran had “intrusive thoughts about Vietnam” and “no hallucinations [but did have] have vivid reexperiences during flashbacks”. The physician also noted as an objective finding that the veteran had “reported] difficulties in losing concentration when he tries to read, [and] losing focus when he is doing activities such as driving.” Ibid. The pertinent diagnoses provided were: PTSD “chronic, severe; interferes with both work and interpersonal relationships”; “major depression, recurrent”; “Global Assessment of Functioning [ (GAF) ] is 55-60.” R. at 442-43.

In February 1997, the Board remanded the veteran’s PTSD increased-rating claim in order, inter alia, to obtain a “VA psychiatric examination to determine the current nature and severity of’ the veteran’s PTSD. R. at 477. A report of the resulting June 1997 VA examination noted subjective complaints including nightmares “three or four times per week”, feeling “extremely nervous and aggravated when he has to see people”, and that “[h]e had to give up working because of getting into arguments with people and he was losing his temper easily at work.” R. at 527. The examiner’s objective findings included that the veteran had “a long history of extensive symptoms of PTSD with dissociative experience, as well as ... extreme symptoms of PTSD” that had “interfered in his social and occupational functioning to the extent where he is totally disabled.” R. at 528. The diagnosis provided was: “Chronic [PTSD]”, with a GAF score of 45. Ibid.

In September 1997, the veteran filed a claim for a TDIU rating; on the application form, he indicated that from “1994” to “present” he had been employed by a hospital as an “aide” for 40 hours per week, but had lost 18 months of time from that job due to illness. R. at 536. Subsequently, the RO in October 1997 increased the veteran’s rating to 50% but denied a TDIU rating. R. at 576. On appeal, the Board determined in June 1998 that an earlier effective date was warranted for the 50% [4]*4PTSD rating and remanded the issue of a rating above 50% in order for the RO to arrange for, inter alia, a VA psychiatric examination at which the examiner was to conform with the following instruction:

The examiner is asked to express an opinion as to which of the following criteria best describes the veteran’s psychiatric disability picture due solely to PTSD and any related, disorders:
(4) occupational and social impairment with reduced reliability and productivity due to such symptoms as: flattened affect; circumstantial, circumlocutory or stereotyped speech; panic attacks more than once a week; difficulty in understanding complex commands; impairment of short- and long-term memory; impaired judgment; impaired abstract thinking; disturbances of motivation and mood; and difficulty in establishing and maintaining effective work and social relationships; or
(5) occupational and social impairment with deficiencies in most areas, such as work, school, family relations, judgment, thinking, mood due to such symptoms as: suicidal ideation; obsessional rituals which interfere with routine activities; speech intermittently illogical, obscure, or irrelevant; near-continuous panic or depression affecting the ability to function independently, appropriately and effectively; impaired impulse control (such as unprovoked irritability with periods of violence); spatial disorientation; neglect of personal appearance and hygiene; difficulty in adapting to stressful circumstances (including work or a worklike setting); and the inability to establish and maintain effective relationships.

R. at 630-31. (The Court notes that the symptoms listed in groups (4) and (5) are virtually verbatim the criteria listed in the current diagnostic code (DC) 9411 for, respectively, a 50% and a 70% rating for PTSD. 38 C.F.R. § 4.130, DC 9411 (2000).)

In August 1998, a VA social worker, in a letter addressed “to whom it may concern”, stated that the veteran had been “evaluated regarding the distress in his life at this time” and “needs to be on leave from employment/work site for the next thirty days while he is continuing medical interventions in his behalf.” R. at 642. Later that month, the veteran filed a new claim for a TDIU rating. R. at 644-45.

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Bluebook (online)
15 Vet. App. 1, 2001 U.S. Vet. App. LEXIS 609, 2001 WL 514170, Counsel Stack Legal Research, https://law.counselstack.com/opinion/bowling-v-principi-cavc-2001.