Bott v. DeLand

922 P.2d 732, 294 Utah Adv. Rep. 62, 1996 Utah LEXIS 57, 1996 WL 392236
CourtUtah Supreme Court
DecidedJuly 12, 1996
Docket930387
StatusPublished
Cited by81 cases

This text of 922 P.2d 732 (Bott v. DeLand) is published on Counsel Stack Legal Research, covering Utah Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Bott v. DeLand, 922 P.2d 732, 294 Utah Adv. Rep. 62, 1996 Utah LEXIS 57, 1996 WL 392236 (Utah 1996).

Opinions

HOWE, Justice:

Plaintiff Roger Bott appeals from the district court’s judgment that the Utah Governmental Immunity Act, Utah Code Ann. § 63-30-34(l)(a) & (b), limits to $250,000 his recovery of personal injury damages against defendants Department of Corrections Executive Director Gary DeLand, Utah State Prison Medical Administrator Bien Freestone, and Dean Laney, a nurse practitioner at the prison. Defendants cross-appeal from judgments against Laney for negligence and against DeLand, Freestone, and Laney for their violation of article I, section 9 of the Utah Constitution.

Bott became an inmate at the Utah State Prison on October 5, 1987. After almost two years of incarceration, he began experiencing blurred vision in his right eye. He reported this condition to a prison medical technician, and the technician informed Laney of Bott’s complaint. A few days later, Laney examined Bott’s eyes, determined that his condition was not serious, and placed him on a waiting list to see an optometrist. During the next four weeks, the vision in both of his eyes steadily worsened until he lost all of the vision in his right eye and most of the vision [735]*735in his left. He also suffered from increasingly severe headaches, nausea, dizziness, and body aches. Bott asserts that although he complained repeatedly of these symptoms to the medical technicians and to Laney, they did not adequately examine him or inform a physician of his condition. In accordance with prison procedure, he submitted a grievance concerning his lack of medical attention to the appropriate correctional officer. Two weeks later, with the help of another inmate, he filed another grievance, complaining that he still had not received any medical attention. However, nearly another two weeks passed before he was examined by an optometrist. The optometrist observed signs of hemorrhaging in Bott’s retina and sent him directly to the University of Utah Medical Center, where he was diagnosed with malignant hypertension and severe renal failure. By the time of the trial, he was dependent upon hemodialysis three times each week, and his life expectancy had allegedly greatly diminished.

Bott initiated two actions against defendants. The first was an action against Laney for negligently failing to examine him, notify physicians of his condition, and treat him prior to the onset of malignant hypertension and severe renal failure. The second was an action against DeLand, Freestone, Laney, and Robert F. Powell, who is not part of this appeal. That action alleged a claim for damages under the “unnecessary rigor” clause, article I, section 9 of the Utah Constitution, and under 42 U.S.C. § 1983 for the violation of Bott’s right to be free from cruel and unusual punishments under the Eighth Amendment of the United States Constitution. The district court consolidated these two actions and conducted a jury trial. The jury found that Laney was negligent, causing Bott to suffer $490,000 in damages. The jury also found that Laney, DeLand, and Freestone violated Bott’s rights under article I, section 9 of the Utah Constitution and, as a result, Bott suffered $490,000 in damages.1 In rendering its judgment, the trial court limited Bott’s total recovery to $250,000, the maximum amount that a plaintiff may recover from government employees under the Governmental Immunity Act. Utah Code Ann. § 63-30-84(l)(a) & (b).

Bott appeals, making several constitutional and statutory arguments against the application of the statutory cap on damages. Before addressing these arguments, however, we will examine the issues raised by defendants in their cross-appeal. Their first contention is that statutory governmental immunity applies to shield them from Bott’s negligence and state constitutional actions. Their second argument is that article I, section 9 of the state constitution cannot be the basis of an award of monetary damages. We examine each of these issues separately.

I. STATUTORY GOVERNMENTAL IMMUNITY FOR NEGLIGENCE

Defendants contend that under subsections 63-30-4(3) and (4) of the Governmental Immunity Act, they cannot be personally liable to Bott for damages under either the negligence theory or the state constitutional theory unless they acted with fraud or malice. See Maddocks v. Salt Lake City Corp., 740 P.2d 1337, 1339 (Utah 1987); Lancaster v. Utah State Prison, 740 P.2d 261, 262 (Utah 1987). The court below rejected that argument, ruling that subsections 63-30^4(3) and (4) violated the open courts clause of the Utah Constitution, Utah Const, art. I, § 11.

We initially dispose of Bott’s contention that defendants did not preserve the issue of governmental immunity for appeal. As defendants point out, Laney’s first response to the negligence action was to move for dismissal on the basis of governmental immunity. The trial court denied this motion when it ruled that subsections 63-30-4(3) and (4) were unconstitutional. Meanwhile, in the action for damages under the state and federal constitutions, DeLand, Freestone, and Laney pleaded the defense of immunity in their answer to the amended complaint. After the court consolidated the claims, held trial, and received the jury’s verdict, defendants again raised the issue of governmental [736]*736immunity in their memorandum in support of judgment notwithstanding the verdict. The court again refused to apply governmental immunity. Thus, defendants, who appeal from all of these orders, properly preserved the issue of governmental immunity for appeal.

A. The Negligence Claim

In arguing that governmental immunity does not shield Laney from the negligence action, Bott asserts that this court should affirm the trial court’s ruling that subsections 63-30-4(8) and (4) are unconstitutional because they violate the open courts clause, article I, section 11, the due process clause, article I, section 7, and the uniform operation of laws clause, article I, section 24 of the Utah Constitution. We have already addressed these arguments in Ross v. Schackel, 920 P.2d 1159 (Utah 1996), also issued today, and have determined that these subsections are constitutional as applied to prisoners’ negligence actions against prison physicians. Bott’s claim against Laney differs from the plaintiffs claim in Ross only in that Laney is a nurse practitioner, not a physician. Although prison physicians arguably enjoy a higher status within the prison employment system than nurse practitioners, we conclude that this difference does not prevent us from applying the constitutional analysis advanced in Ross.

In Ross, we held that subsections 63-30-4(3) and (4) do not violate the open courts clause because they did not abrogate a remedy available to prisoners at common law. We find no basis for distinguishing Laney’s position from the position of the prison physician in Ross, and thus we conclude that Bott could not have maintained a negligence action against Laney at common law and that subsections 63-30-4(3) and (4) are constitutional under the open courts clause.

Our analysis of these subsections in Ross under the due process and uniform operation of laws clauses also applies in this case.

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Bluebook (online)
922 P.2d 732, 294 Utah Adv. Rep. 62, 1996 Utah LEXIS 57, 1996 WL 392236, Counsel Stack Legal Research, https://law.counselstack.com/opinion/bott-v-deland-utah-1996.