Boris Mudd v. Jason Johnson (mem. dec.)

• Court: Indiana Court of Appeals
• Decided: April 14, 2015
• Docket: 02A05-1410-CT-470
• Status: Published

Opinion

MEMORANDUM DECISION Pursuant to Ind. Appellate Rule 65(D), this Apr 14 2015, 9:18 am Memorandum Decision shall not be regarded as precedent or cited before any court except for the purpose of establishing the defense of res judicata, collateral estoppel, or the law of the case.

APPELLANT PRO SE ATTORNEY FOR APPELLEE Boris Mudd J. Spencer Feighner Fort Wayne, Indiana Haller & Colvin, P.C. Fort Wayne, Indiana

IN THE COURT OF APPEALS OF INDIANA

Boris Mudd, April 14, 2015

Appellant-Plaintiff, Court of Appeals Case No. 02A05-1410-CT-470 v. Appeal from the Allen Superior Court. The Honorable Stanley A. Levine, Jason Johnson, Judge. Appellee-Defendant. Cause No. 02D01-1307-CT-296

Sharpnack, Senior Judge

Statement of the Case [1] Boris Mudd appeals from the trial court’s grant of summary judgment to Jason

Johnson. We affirm.

Court of Appeals of Indiana | Memorandum Decision 02A05-1410-CT-470 | April 14, 2015 Page 1 of 9 Issue [2] Mudd raises two issues, which we consolidate and restate as: whether the trial

court erred in granting summary judgment to Johnson.

Facts and Procedural History [3] On March 12, 2011, the State charged Mudd with operating a vehicle while

intoxicated with a prior conviction, a Class D felony, and possession of

marijuana, a Class D felony. On March 17, 2011, Allen Circuit Court Judge

Thomas Felts issued an order releasing Mudd on personal recognizance, subject

to specific conditions. Among other conditions, Judge Felts ordered Mudd to

report to the Allen County Adult Probation Department (the Department),

abide by the Department’s policies for attending meetings with probation

officers, refrain from the use of alcohol or illegal drugs, submit to and pass

chemical tests as required by the Department, and comply with the

Department’s alcohol abuse deterrent program.

[4] Mudd signed an acknowledgement clause at the bottom of Judge Felts’ order,

indicating that he understood the terms of his conditional pretrial release and

would comply with them. The acknowledgement clause specifically stated that

Mudd understood he was required to comply with the requirements of the

[5] Allen County Community Corrections (Community Corrections) monitored

Mudd’s participation in the alcohol abuse deterrent program. Johnson, who

was a probation officer, received notices from Community Corrections

Court of Appeals of Indiana | Memorandum Decision 02A05-1410-CT-470 | April 14, 2015 Page 2 of 9 indicating that Mudd had violated the requirements of the program. On August

3, 2011, Johnson filed with the circuit court a notice of violation of conditional

release and a motion for revocation of conditional release. Johnson’s notice

was based solely on the documents he had received from Community

Corrections.

[6] The circuit court revoked Mudd’s conditional release and directed the trial

court clerk to issue a warrant for Mudd’s arrest. Mudd was arrested and

incarcerated. At a subsequent hearing, Mudd “stipulate[d] and admit[ted] the

allegations” set forth in Johnson’s notice of violation. Appellee’s App. p. 6.

The circuit court ordered Mudd released from custody and directed him to

comply with the terms of his pretrial release.

[7] Next, Johnson received additional notices from Community Corrections

indicating that Mudd had again violated the program’s requirements. On

December 15, 2011, Johnson filed with the circuit court a second notice of

violation of conditional release and a motion for revocation of conditional

release. Johnson’s notice was once again based solely on the documents he had

received from Community Corrections.

[8] The circuit court revoked Mudd’s conditional release and directed the trial

court clerk to issue a warrant for Mudd’s arrest. It appears that Mudd remained

incarcerated for the remainder of the case.

Court of Appeals of Indiana | Memorandum Decision 02A05-1410-CT-470 | April 14, 2015 Page 3 of 9 [9] On February 28, 2012, a jury determined that Mudd was not guilty of operating

a vehicle while intoxicated with a prior conviction. The State dismissed the

charge of possession of marijuana, ending the criminal case.

[10] On July 9, 2013, Mudd began the current case by filing a civil complaint with

the Allen Superior Court. Mudd named Community Corrections, Allen

County Sheriff Ken Fries, Judge Felts, the Department, and Johnson as

defendants. Mudd cited 42 United States Code section 1983, and he claimed

the defendants violated his right to due process under the Fourteenth

Amendment to the United States Constitution and his right to be free from

unlawful seizures under the Fourth Amendment to the United States

Constitution.

[11] Judge Felts, Community Corrections, and the Department filed motions to

dismiss. After a hearing, the trial court granted the motions and dismissed

those defendants with prejudice.

[12] Next, Mudd filed a motion for judgment on the pleadings, and Sheriff Fries and

Johnson filed a motion for summary judgment. On August 11, 2014, the trial

court granted summary judgment in favor of Sheriff Fries but took the

remaining motions under advisement. On September 5, 2014, the court issued

an order granting summary judgment to Johnson and denying Mudd’s motion

for judgment on the pleadings. This appeal followed.

Court of Appeals of Indiana | Memorandum Decision 02A05-1410-CT-470 | April 14, 2015 Page 4 of 9 Discussion and Decision [13] Mudd first claims that the circuit court in his criminal case lacked subject

matter jurisdiction to require him to participate in the alcohol abuse deterrent

program. This claim is barred by the doctrine of issue preclusion, also known

as collateral estoppel. Issue preclusion bars the subsequent litigation of a fact or

issue that was necessarily adjudicated in a former lawsuit if the same fact or

issue is presented in the subsequent lawsuit. Angelopoulos v. Angelopoulos, 2

N.E.3d 688, 696 (Ind. Ct. App. 2013), trans. denied. In determining whether

issue preclusion is applicable, a court must engage in a two-part analysis: (1)

whether the party in the prior action had a full and fair opportunity to litigate

the issue and (2) whether it is otherwise unfair to apply issue preclusion given

the facts of the particular case. Id.

[14] Here, Mudd’s participation in the alcohol abuse deterrent program and his

compliance with its requirements were litigated in his criminal case, and Mudd

had a full and fair opportunity to contest the trial court’s pretrial release order

and subsequent orders determining that he had violated the terms of his release.

Furthermore, it would not be unfair to apply issue preclusion here because

Mudd agreed to the terms of his conditional pretrial release and conceded

during a hearing that he had violated the terms of his release. For these

reasons, we decline to consider the question of whether the circuit court erred

by requiring Mudd to participate in the alcohol abuse deterrent program. See id.

at 697 (holding that the transfer of ownership of an asset was explicitly decided

in a prior case and would not be addressed).

Court of Appeals of Indiana | Memorandum Decision 02A05-1410-CT-470 | April 14, 2015 Page 5 of 9 [15] Next, Mudd appears to raise a claim against Sheriff Fries in addition to

Johnson. In his Notice of Appeal, Mudd referenced only the trial court’s order

granting summary judgment to Johnson. Furthermore, his arguments on

appeal, to the extent that they apply to Sheriff Fries, lack cogency. For that

reason, he has waived for appellate review any challenge to the trial court’s 1 grant of summary judgment to Sheriff Fries. See Reed v. Reid, 980 N.E.2d 277,

297 (Ind. 2012) (issue waived for failure to present developed arguments). We

limit our review to the trial court’s grant of summary judgment to Johnson.

[16] When reviewing a grant of summary judgment, our standard of review is the

same as that of the trial court. Dreaded, Inc. v. St. Paul Guardian Ins. Co., 904

N.E.2d 1267, 1269 (Ind. 2009). Considering only those facts that the parties

designated to the trial court, we must determine whether there is a genuine

issue as to any material fact and whether the moving party is entitled to a

judgment as a matter of law. Id. at 1269-70. We construe all factual inferences

in the nonmoving party’s favor and resolve all doubts as to the existence of a

material issue against the moving party. Id. at 1270. The moving party bears

the burden of making a prima facie showing that there are no genuine issues of

material fact and that the movant is entitled to judgment as a matter of law; and

once the movant satisfies the burden, the burden then shifts to the nonmoving

1 Johnson argues that Mudd has defaulted his claim against Sheriff Fries because he did not timely seek appellate review of the trial court’s grant of summary judgment to Sheriff Fries. It is unnecessary for us to address this argument.

Court of Appeals of Indiana | Memorandum Decision 02A05-1410-CT-470 | April 14, 2015 Page 6 of 9 party to designate and produce evidence of facts showing the existence of a

genuine issue of material fact. Id.

[17] 42 United States Code section 1983, the statute that is the basis for Mudd’s

lawsuit, provides in relevant part:

Every person who, under color of any statute, ordinance, regulation, custom, or usage, of any State or Territory or the District of Columbia, subjects, or causes to be subjected, any citizen of the United States or other person within the jurisdiction thereof to the deprivation of any rights, privileges, or immunities secured by the Constitution and laws, shall be liable to the party injured in an action at law, suit in equity, or other proper proceeding for redress, except that in any action brought against a judicial officer for an act or omission taken in such officer’s judicial capacity, injunctive relief shall not be granted unless a declaratory decree was violated or declaratory relief was unavailable. [18] Section 1983 is not itself a source of substantive rights, but merely provides a

method for vindicating federal rights elsewhere conferred. Albright v. Oliver, 510

U.S. 266, 271, 114 S. Ct. 807, 127 L. Ed. 2d 114 (1994). In this case, Mudd

claims through Section 1983 that Johnson violated his Fourteenth Amendment

right to due process and his Fourth Amendment protection against illegal

search and seizure. In essence, Mudd’s claim against Johnson is as follows.

Mudd argues he should not have been required to participate in the alcohol

abuse deterrent program as a condition of pretrial release because he did not

have a prior eligible conviction. He further argues Johnson had a duty to

investigate whether Mudd was subject to the program. He concludes that

Johnson violated his right to due process and caused him to be illegally seized

Court of Appeals of Indiana | Memorandum Decision 02A05-1410-CT-470 | April 14, 2015 Page 7 of 9 on baseless arrest warrants when Johnson failed to investigate Mudd’s

eligibility and instead filed notices of violation with the circuit court.

[19] Mudd’s claim against Johnson is best resolved through the doctrine of qualified

immunity. That doctrine protects government officials from liability for civil

damages insofar as their conduct does not violate clearly established statutory

or constitutional rights of which a reasonable person would have known.

Pearson v. Callahan, 555 U.S. 223, 231, 129 S. Ct. 808, 172 L. Ed. 2d 565 (2009).

Qualified immunity balances two important interests—the need to hold public

officials accountable when they exercise power irresponsibly and the need to

shield officials from harassment, distraction, and liability when they perform

their duties reasonably. Id.

[20] Determining whether the doctrine of qualified immunity applies to a given case

involves consideration of two questions. One question is whether the facts as

alleged by a plaintiff make out a violation of a constitutional right. Id. at 232.

The other question is whether the right at issue was clearly established at the

time of the defendant’s alleged misconduct. Id. Courts may exercise discretion

in deciding which question to address first. Hernandez v. Sheahan, 711 F.3d 816,

817 (7th Cir. 2013).

[21] We address the question of whether the right was clearly established at the time

of the alleged misconduct. The right that an official is alleged to have violated

must have been clearly established in a particularized and relevant sense, so that

a reasonable official would understand that what he or she is doing violates that

Court of Appeals of Indiana | Memorandum Decision 02A05-1410-CT-470 | April 14, 2015 Page 8 of 9 right. Mordi v. Ziegler, 770 F.3d 1161, 1164 (7th Cir. 2014). The crucial inquiry

is whether the official acted reasonably in the particular circumstances that he

or she faced. Id.

[22] Here, it is undisputed that Johnson’s role in Mudd’s case was limited to

receiving reports of Mudd’s alleged misconduct from Community Corrections,

preparing notices of violation, and filing the notices with the trial court. Even if

Mudd should not have been required to participate in the alcohol abuse

deterrent program as a condition of pretrial release, he cites to no authority

demonstrating that Johnson should have been aware that he was obligated to

investigate whether Mudd should have been placed in the program. To the

contrary, Johnson was entitled to rely upon the circuit court’s order of

conditional pretrial release. See Henry v. Farmer City State Bank, 808 F.2d 1228,

1238-39 (7th Cir. 1986) (sheriff entitled to immunity from Section 1983 claim

because sheriff relied on an official court order to enforce a prior judgment).

We cannot conclude that the specific alleged rights at issue were clearly

established at the time of Johnson’s alleged misconduct, and as a result Johnson

is entitled to qualified immunity from Mudd’s Section 1983 claim.

Conclusion [23] For the foregoing reasons, we affirm the judgment of the trial court.

[24] Affirmed.

[25] Bradford, J., and Brown, J., concur.

Court of Appeals of Indiana | Memorandum Decision 02A05-1410-CT-470 | April 14, 2015 Page 9 of 9