Booth v. State

251 P.3d 369, 2011 Alas. App. LEXIS 29, 2011 WL 1643245
CourtCourt of Appeals of Alaska
DecidedApril 29, 2011
DocketA-10281
StatusPublished
Cited by22 cases

This text of 251 P.3d 369 (Booth v. State) is published on Counsel Stack Legal Research, covering Court of Appeals of Alaska primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Booth v. State, 251 P.3d 369, 2011 Alas. App. LEXIS 29, 2011 WL 1643245 (Ala. Ct. App. 2011).

Opinions

OPINION

MANNHEIMER, Judge.

Lester W. Booth Jr. was charged with assaulting one of the two police officers who came to arrest him in response to a report of domestic violence. In his defense, Booth asserted that the police officers used excessive force when making the arrest, and that the officers then attempted to justify their use of excessive force by fabricating a story that Booth had assaulted one of them.

Before trial, Booth asked the district court to order disclosure of certain portions of the two police officers' personnel files-specifically, any prior citizen complaints against these officers for using excessive force, any disciplinary actions initiated against the officers based on the use of excessive force, or any records pertaining to the officers' training in the use of the weapons that the officers deployed during Booth's arrest. The district court declined to order disclosure of the personnel files, and the court also declined to take the intermediate step of examining the files in camera to see if the files contained the type of information that Booth was seeking.

For the reasons explained in this opinion, we conclude that the district court should have examined the personnel files in camera to see if the files contained citizen complaints of excessive force, disciplinary actions based on the use of excessive force, or training in the use of pepper spray. We accordingly remand this case to the district court so that the court can conduct this in camera inspection.

Underlying facts

In the early morning of February 17, 2008, Ellen Booth called 911 to report that her husband, Lester Booth, was beating her up. Metlakatla Police Officers George Bailey and Alec Griffith responded to the Booth resi-denee, where they found Lester Booth sitting on the couch. Booth was extremely intoxicated: he was drooling and leaning forward with his elbows on his knees. Booth's wife, Ellen, had a cut above her eye and blood on her nose.

Officer Griffith took Ellen Booth outside and questioned her, while Officer Bailey attempted to take Lester Booth into custody. Bailey repeatedly told Booth to stand up and to put his hands behind his back. Initially, Booth failed to respond to Bailey's commands. Then, after Bailey took the initiative by handcuffing Booth's left wrist, Booth straightened his arms and clenched his fists. Bailey tried to persuade Booth not to resist; he told Booth not to "make this worse than it really has to be."

According to the testimony of both Bailey and Griffith, Booth responded by drawing back his right fist and asking Bailey, "You want to fight?" Bailey thought Booth was about to hit him. Griffith sprayed Booth in the face with pepper spray. The two officers then forced Booth to the floor and secured him in handcuffs.

Booth was charged with fourth-degree assault upon his wife (for inflicting physical injury on her), fourth-degree assault upon Bailey (for placing Bailey in apprehension of imminent physical injury), and resisting arrest.1

Before his trial, Booth filed a motion asking the district court to compel the State to produce the personnel files of Officers Bailey and Griffith. Booth argued that he was entitled to review these personnel records, even if the records would normally be confidential, because the personnel records might contain information relevant to his defense (%.e., relevant to his claim that Officer Griffith used excessive force, and that the officers then fabricated a story that Booth had assaulted Bailey and resisted arrest). As an alternative to outright disclosure of the personnel files, Booth asked the district court to review the files in camera-with the idea that, if the court's in camera inspection revealed any information relevant to Booth's defense, the court would then disclose that information to Booth.

[372]*372District Court Judge Kevin G. Miller denied both aspects of Booth's motion (i.e., both the request for immediate disclosure and the alternative request for in camera inspection). Judge Miller ruled that Booth had failed to justify even an in camera inspection of the officers' personnel files because Booth had failed to present any evidence suggesting "that the [personnel] records ... contain[ed] evidence relevant to Mr. Booth's defense."

At trial, Booth's attorney asserted that Officer Griffith used excessive force against him (by spraying Booth with pepper spray), and that, to justify Griffith's conduct, the officers then fabricated (or at least exaggerated) their allegations that Booth assaulted Bailey and resisted arrest.

The jury convicted Booth of assaulting his wife and also convicted him of assaulting Officer Bailey (for threatening the officer). However, the jury acquitted Booth of resisting arrest.

(On appeal, Booth challenges the district court's decision to deny Booth's request for pre-trial review and disclosure of the two officers' personnel files.

The standard of review that applies to this Court's review of the district court's decision

Before we reach the merits of the issue raised on appeal, we must identify the standard of review that governs our decision. The phrase "standard of review" refers to the degree of deference that an appellate court must accord to the decision of the lower court or administrative agency whose ruling is being reviewed.2

The State asserts that "abuse of discretion" is the standard of review that governs an appellate court's consideration of a trial court's ruling on a motion to compel discovery. If, indeed, this is the proper standard of review, then this Court would be obliged to affirm the district court's ruling in Booth's case unless we were convinced that the district court's decision was "clearly untenable or unreasonable",3 or unless we were "left with a definite and firm conviction that the [trial] court erred." 4

As the State notes in its brief, the Alaska appellate courts have repeatedly declared that "abuse of discretion" is the standard that governs appellate review of a trial court's decision on a motion to compel pretrial discovery.5 But this is not true as a general proposition of law. There is no single standard of review that governs all trial court decisions involving pre-trial discovery-no more than there is a single standard of review that governs all evidentiary rulings or all decisions involving jury instructions.

To identify the proper standard of review, one must identify the underlying issue to be resolved by the appellate court. Broad categories such as "pre-trial discovery", "admission or exclusion of evidence", or "jury instructions" merely identify the context in which that issue arose. Within these broad categories, trial judges make many kinds of decisions-rulings of law, findings of fact, and exercises of discretion.

If the underlying problem confronting the appellate court is to ascertain the law or the legal test that applies to a given situation, then the appellate court will apply the "independent judgement" or "de novo " standard of review.6 Under this standard of [373]*373review, the appellate court will not defer to the lower court's decision.

If the lower court's ruling hinges on a finding of historical fact, then the appellate court will apply the "clearly erroneous" standard of review.

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Booth v. State
251 P.3d 369 (Court of Appeals of Alaska, 2011)

Cite This Page — Counsel Stack

Bluebook (online)
251 P.3d 369, 2011 Alas. App. LEXIS 29, 2011 WL 1643245, Counsel Stack Legal Research, https://law.counselstack.com/opinion/booth-v-state-alaskactapp-2011.