BON SECOURS-MARIA MANOR v. Seaman

959 So. 2d 774, 2007 WL 1712612
CourtDistrict Court of Appeal of Florida
DecidedJune 15, 2007
Docket2D06-5726
StatusPublished
Cited by7 cases

This text of 959 So. 2d 774 (BON SECOURS-MARIA MANOR v. Seaman) is published on Counsel Stack Legal Research, covering District Court of Appeal of Florida primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
BON SECOURS-MARIA MANOR v. Seaman, 959 So. 2d 774, 2007 WL 1712612 (Fla. Ct. App. 2007).

Opinion

959 So.2d 774 (2007)

BON SECOURS-MARIA MANOR NURSING CARE CENTER, INC., d/b/a Bon Secours-Maria Manor, a Florida corporation, Petitioner,
v.
Bettye SEAMAN, as Personal Representative of the Estate of Naomi Githens, deceased, Respondent.

No. 2D06-5726.

District Court of Appeal of Florida, Second District.

June 15, 2007.

Thomas A. Valdez and Sheila K. Nicholson of Quintairos, Prieto, Wood & Boyer, P.A., Tampa, for Petitioner.

Jay P. Dinan of Dinan, Catania, LLC, Tampa, for Respondent.

WALLACE, Judge.

Bon Secours-Maria Manor Nursing Care Center, Inc., d/b/a Bon Secours-Maria Manor, a Florida corporation (Bon Secours), petitions for review by common law certiorari of a circuit court order that disqualified its counsel from the defense of an action brought by Bettye Seaman, as personal *775 representative of the Estate of Naomi Githens, deceased, for the alleged violations of a nursing home resident's rights. Because the circuit court departed from the essential requirements of the law in entering the order disqualifying Bon Secours' counsel, we grant the petition and quash the order.

The Factual Background

When Ms. Seaman filed the nursing home rights action against Bon Secours in October 2003, she was represented by Mr. Jay Dinan. At that time, Mr. Dinan was an associate with the law firm of Santa Lucia & Thomas, P.A., where Robert Santa Lucia was a partner. Since June 2005, the law firm of Quintairos, Prieto, Wood & Boyer, P.A. (the Quintairos law firm), has defended the action on behalf of Bon Secours.[1]

In 2006, a potential conflict of interest arose when the Santa Lucia & Thomas law firm dissolved and Mr. Santa Lucia became a partner at the Quintairos law firm. Mr. Santa Lucia's move to the Quintairos law firm resulted in a situation where that firm was representing Bon Secours in a matter that was directly adverse to the interests of Ms. Seaman, their new partner's former client. Under these circumstances, a question arose concerning whether Mr. Santa Lucia's move to the Quintairos law firm should disqualify the firm from continuing to represent Bon Secours in the defense of the action brought by Ms. Seaman. This question became ripe for decision when Mr. Dinan—who continued to represent Ms. Seaman—filed a motion on her behalf to disqualify the Quintairos law firm from further representation of Bon Secours.

Jurisdiction and the Standard of Review

Disqualification of counsel is "an extraordinary remedy that should be used most sparingly." Akrey v. Kindred Nursing Ctrs. E., L.L.C., 837 So.2d 1142, 1144 (Fla. 2d DCA 2003) (citing Legion Ins. Co. v. Bank of Am., N.A., 807 So.2d 690 (Fla. 2d DCA 2002)). Because disqualification denies a party its counsel of choice, it is a material injury without appellate remedy. Id. For this reason, review of an order of disqualification by certiorari is appropriate, and a reviewing court may grant the writ where the petitioner can demonstrate that the order disqualifying counsel departed from the essential requirements of law. Id. (citing Pinebrook Towne House Ass'n v. C.E. O'Dell & Assocs., 725 So.2d 431 (Fla. 2d DCA 1999)).

Rule 4-1.10(b) and "Acquiring Confidential Information"

A case "involving imputed disqualification of a law firm based on the prior representation of a newly associated attorney [is] governed by rule 4-1.10(b) of the Rules Regulating the Florida Bar." Scott v. Higginbotham, 834 So.2d 221, 223 (Fla. 2d DCA 2002) (citing Gaton v. Health Coalition, Inc. 745 So.2d 510, 511 (Fla. 3d DCA 1999), and Koulisis v. Rivers, 730 So.2d 289, 293 (Fla. 4th DCA 1999)). The rule provides:

(b) Former Clients of Newly Associated Lawyer. When a lawyer becomes associated with a firm, the firm may not knowingly represent a person in the same or a substantially related matter in which that lawyer, or a firm with which the lawyer was associated, had previously *776 represented a client whose interests are materially adverse to that person and about whom the lawyer had acquired information protected by rules 4-1.6[[2]] and 4-1.9(b)[[3]] that is material to the matter.

R. Regulating Fla. Bar 4-1.10(b) (emphasis added). The comment to the rule explains:

Subdivisions (b) and (c) operate to disqualify the firm only when the lawyer involved has actual knowledge of information protected by rules 4-1.6 and 4-1.9(b). Thus, if a lawyer while with 1 firm acquired no knowledge or information relating to a particular client of the firm and that lawyer later joined another firm, neither the lawyer individually nor the second firm is disqualified from representing another client in the same or a related matter even though the interests of the 2 clients conflict.

R. Regulating Fla. Bar 4-1.10 comment (emphasis added).

The Essential Requirements of the Law

In Scott, this court outlined a procedural road map for resolving the type of question presented by the facts of this case:

[U]nder rule 4-1.10(b), in order to establish a prima facie case for disqualification, the moving party must show that the newly associated attorney acquired confidential information in the course of the attorney's prior representation. Gaton, 745 So.2d at 511; Koulisis, 730 So.2d at 292. After the moving party meets this burden, the burden shifts to the firm whose disqualification is sought to show that the newly associated attorney has no knowledge of any material confidential information.

Scott, 834 So.2d at 223.

Accordingly, the circuit court's first task in deciding the motion for disqualification was to determine whether Ms. Seaman had shown that Mr. Santa Lucia, while a partner at Santa Lucia & Thomas, had acquired confidential information relating to Ms. Seaman's claims against Bon Secours. If Ms. Seaman met her burden, then the circuit court was required to determine whether the Quintairos law firm had overcome this prima facie showing and had proved that Mr. Santa Lucia had "no actual knowledge of any confidential information material to this case." Akrey, 837 So.2d at 1144 (citing Scott, 834 So.2d at 223, and Koulisis, 730 So.2d at 292).

The Hearing on the Motion and the Circuit Court's Order

Ms. Seaman's motion to disqualify the Quintairos law firm was not sworn. In her motion, Ms. Seaman alleged that Mr. Santa Lucia "has knowledge of confidential matters concerning [her] side of this case. Furthermore, as a partner of Santa Lucia & Thomas, P.A., Mr. Santa Lucia had access to all other information in the file, including all confidential matters and matters protected by work-product privilege." Based on these assertions, Ms. Seaman argued that rules 4-1.9 and 4-1.10 of the Rules Regulating the Florida Bar and the cases interpreting them required the disqualification of the Quintairos law firm. *777 In conclusion, Ms. Seaman declared that she would not consent to a waiver of the conflict of interest to permit the Quintairos law firm to continue its representation of Bon Secours.

At the hearing on Ms. Seaman's motion, her counsel, Mr. Dinan, who had not been sworn, stated, in pertinent part:

In this case, Mr. Santa Lucia did defense work at Santa Lucia & Thomas. I split the plaintiffs' work with Keith Thomas[,] and [Estate of] Githens was a case that I worked on. Mr.

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Cite This Page — Counsel Stack

Bluebook (online)
959 So. 2d 774, 2007 WL 1712612, Counsel Stack Legal Research, https://law.counselstack.com/opinion/bon-secours-maria-manor-v-seaman-fladistctapp-2007.