Bockweg v. Anderson

117 F.R.D. 563, 9 Fed. R. Serv. 3d 386, 1987 U.S. Dist. LEXIS 12507, 1987 WL 3472
CourtDistrict Court, M.D. North Carolina
DecidedOctober 23, 1987
DocketNo. C-86-936-WS
StatusPublished
Cited by6 cases

This text of 117 F.R.D. 563 (Bockweg v. Anderson) is published on Counsel Stack Legal Research, covering District Court, M.D. North Carolina primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Bockweg v. Anderson, 117 F.R.D. 563, 9 Fed. R. Serv. 3d 386, 1987 U.S. Dist. LEXIS 12507, 1987 WL 3472 (M.D.N.C. 1987).

Opinion

ORDER

RUSSELL A. ELIASON, United States Magistrate.

Defendants move for an order compelling plaintiffs’ expert witnesses to answer additional oral deposition questions. This action concerns a purported medical malpractice. Plaintiffs have listed over ten expert witnesses who they expect to testify at trial. In the examination of one of them, defendants propounded questions concerning her experience as an expert opinion witness in prior or current medical malpractice actions. Plaintiffs object to any such questions propounded to this or any other expert witness.

Plaintiffs contend that Rule 26(b)(4)(A), Fed.R.Civ.P., not only supplies the exclusive permissible means by which discovery may be conducted of expert witnesses, but unambiguously provides for an extremely limited scope for such discovery. Plaintiffs argue that expert witness discovery is limited to the non-privileged facts known or opinions held by the expert relevant to the subject matter of the lawsuit, citing Knighton v. Villian & Fassio e Compagnia, etc. [564]*56439 F.R.D. 11 (D.Md.1965). Defendants, on the other hand, argue that they should be permitted to query plaintiffs’ expert witnesses concerning their prior or present involvement in other malpractice actions in order to develop potential evidence for cross-examination at trial.

Discussion

The Court rejects plaintiffs’ proposal that it construe Rule 26(b)(4)(A), Fed.R.Civ.P., so as to restrict any deposition of a party’s expert witnesses to the facts known to them or opinions held relevant to the subject matter of the lawsuit which are not privileged. The rule itself does not contain any such explicit limitation. Therefore, the Court looks to the purpose and history of the rule, which provides the basis for the contrary conclusion.

Rule 26(b)(1), Fed.R.Civ.P., sets the tone for all discovery by providing that in general, any matter which is relevant to the subject matter and not privileged is discoverable. Rule 26(b)(4)(A) provides a formalized way for conducting such discovery with respect to expert witnesses a party expects to call at trial. First, a party may require the other side to identify their experts, the subject matter and the substance of the facts and opinions of the expected testimony, and a summary of the grounds for such opinion. Thereafter, the Court “may order further discovery by other means subject to such restrictions as to scope and such provisions ... concerning fees and expenses as the court may deem appropriate.” (Emphasis added) Other than this nebulous statement, Rule 26(b)(4)(A) does not contain criteria for imposing “restrictions as to the scope” of further expert discovery. In formulating the rule,

[t]he Advisory Committee Note is silent on what this provision contemplates, but apparently it is thought that the court may wish to restrict the deposition to the opinions that the expert is expected to give on direct examination at trial, and in this way prevent the discovering party from using the deposition to establish his own affirmative case. The earlier draft of the rule stated that restriction as part of the rule itself.

8 C. Wright & A. Miller, Federal Practice and Procedure, § 2031, at 254 (1970). Significantly, the proposed restrictions on the scope of expert witness depositions was not put in the final rule. Id. at 253-54.

The Advisory Committee Notes do reveal that the rule substantially adopted the procedure utilized by the court in Knighton v. Villian & Fassio, supra. See Federal Rules of Civil Procedure, 1970 Advisory Committee Notes, 48 F.R.D. 487, 504. In Knighton, supra, the court used the two-step procedure now set out in the rule for obtaining information from an expert witness. It also made the comment that:

[w]hile it is contemplated that a party will be entitled to obtain full disclosure of an expert’s opinion and the facts and reasons upon which it is based, it is not contemplated that a party will be allowed, by deposition or otherwise, to conduct a preliminary cross-examination of his opponents’ experts for the purpose of developing material to be used for impeachment nor to obtain the opinion of his opponents’ expert on other facts than those on which he shaped on opinion.

39 F.R.D. at 13-14. Plaintiffs urge the Court to accept this comment as embodying the intended construction of Rule 26(b)(4)(A). They argue that the framers of the rule adopted Knighton specifically for the purpose of limiting depositions to the facts and opinions held by the expert together with a limited inquiry into his background, experience and education in order to eliminate burdensome questioning on collateral matters.

The Court rejects plaintiffs’ proposed interpretation of Rule 26(b)(4)(A) for several reasons. First, the framers of the rule did not adopt the Knighton, supra, restriction concerning the scope of expert discovery. An earlier draft of the rule did contain such a restriction, but it was eliminated. See 8 C. Wright & A. Miller, supra, § 2031. At a minimum, failing to include this restriction on the scope of expert witness discovery means it is still an open question to be decided and developed on a case-by-case [565]*565basis. Furthermore, the history preceding the adoption of Rule 26(b)(4) convinces the Court that plaintiffs’ cribbed reading of that rule is not acceptable as a general proposition.

The history of Rule 26(b)(4), Fed.R.Civ.P., 1970 Advisory Committee Notes, 48 F.R.D. at 503, reveals that discovery of expert witnesses had been presenting the courts with problems. Some courts permitted discovery of expert witnesses, while others did not. Courts denying discovery of experts often did so under the theory that to permit discovery would unfairly benefit the other party by permitting it to discover and use its adversary’s trial preparation without incurring its own costs for the expert opinion. This was considered a violation akin to obtaining an attorney’s work product. Long, Discovery and Experts, 38 F.R.D. 111 (1966). Moreover, strict rules of exclusion were easier to apply and seemingly less harmful since they only excluded the information prior to trial. Id. at 119. The Advisory Committee rejected such authorities. It found that when the case involved patents or condemnation, expert testimony was likely to be determinative. Thus, rulings prohibiting pretrial discovery of expert witnesses made effective cross-examination and rebuttal at trial impossible, thereby adversely affecting the fairness of, and confidence in, the trial and its results. The problem could occur in any case where expert testimony was important. In order to correct that deficiency, Rule 26(b)(4)(A), as enacted, permits expert witness discovery in all categories of cases.

By both amendment to the rule and practice under it, the trend in the last few decades has been to expand and liberalize discovery of experts who are expected to testify at trial. Rule 26(b)(4) rejected those line of cases treating expert witnesses as being sacrosanct and instead recognized that, in general, trials would be more fairly and better tried if experts were handled more nearly like ordinary witnesses. Empirically, this trend has continued both in this Court and in others.1

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Cite This Page — Counsel Stack

Bluebook (online)
117 F.R.D. 563, 9 Fed. R. Serv. 3d 386, 1987 U.S. Dist. LEXIS 12507, 1987 WL 3472, Counsel Stack Legal Research, https://law.counselstack.com/opinion/bockweg-v-anderson-ncmd-1987.