Paris v. MICHAEL KREITZ JR., PA

331 S.E.2d 234, 75 N.C. App. 365, 1985 N.C. App. LEXIS 3710
CourtCourt of Appeals of North Carolina
DecidedJuly 2, 1985
Docket8419SC814
StatusPublished
Cited by34 cases

This text of 331 S.E.2d 234 (Paris v. MICHAEL KREITZ JR., PA) is published on Counsel Stack Legal Research, covering Court of Appeals of North Carolina primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Paris v. MICHAEL KREITZ JR., PA, 331 S.E.2d 234, 75 N.C. App. 365, 1985 N.C. App. LEXIS 3710 (N.C. Ct. App. 1985).

Opinion

EAGLES, Judge.

I

Plaintiffs’ first three assignments of error concern the discrepancy between the original of the emergency room record prepared in connection with Mr. Paris’ 27-28 November 1980 visit and the copy provided by defendants to plaintiffs’ counsel. In their first argument, plaintiffs contend that it was error for the trial court to deny their motion to amend the complaint to add falsification of medical records as an additional act of negligence entitling them to damages and thereby to conform the complaint to the evidence. In their second argument, plaintiffs contend that the trial court erred in granting Dr. Averett’s motion for directed verdict on the issue of punitive damages because the evidence of his falsification of medical records amply supported that claim. In their third argument, plaintiffs contend that the trial court erred in refusing to permit plaintiffs’ counsel to read to the jury the entire stipulation reached by the parties with respect to the altered emergency room records.

The essence of plaintiffs’ three arguments and related assignments of error is that Dr. Averett’s alleged alteration of Mr. Paris’ emergency room record constitutes gross negligence or wanton or wilful conduct which, if proven, would entitle them to punitive damages. Since they presented evidence tending to show that Dr. Averett altered the records, they contend that they are permitted under G.S. 1A-1, Rule 15(b) to amend their pleadings to encompass this evidence and allow for the recovery of punitive damages and to submit the issue to the jury. We are not persuaded by plaintiffs’ arguments and find their assignments of error on this question to be without merit.

The established law in North Carolina regarding the recovery of punitive damages in tort actions is that “the tortious conduct must be accompanied by or partake of some element of aggravation before punitive damages will be allowed.” Newton v. Insurance Co., 291 N.C. 105, 112, 229 S.E. 2d 297, 301 (1976). When the underlying action is grounded in negligence, punitive damages *374 may be recovered where the negligence is gross or wanton. “Conduct is wanton when in conscious and intentional disregard of or indifference to the rights and safety of others.” Hinson v. Dawson, 244 N.C. 23, 28, 92 S.E. 2d 393, 397 (1956). When the tort necessarily involves intentional wrongdoing, as in fraud, punitive damages are appropriate when the actionable conduct is accompanied by “some element of aggravation.” Newton, supra at 112, 229 S.E. 2d at 301. Aggravated conduct has been variously defined but in the context of an intentional tort usually consists of insult, indignity, malice, oppression, or bad motive in addition to the tort. Oestreicher v. Stores, 290 N.C. 118, 225 S.E. 2d 797 (1976); Swinton v. Realty Co., 236 N.C. 723, 73 S.E. 2d 785 (1953); Baker v. Winslow, 184 N.C. 1, 113 S.E. 570 (1922). See generally, 5 N.C. Index 3d Damages Sec. 7 (1977 and Supp. 1984).

Whether the tort is negligent or intentional, a party’s entitlement to punitive damages can only arise in connection with the tortious act; it may not constitute a separate cause of action. “If the complainant fails to plead or prove his cause of action, then he is not allowed an award of punitive damages because he must establish his cause of action as a prerequisite for a punitive damages award.” Oestreicher v. Stores, supra at 134, 225 S.E. 2d at 808. See also Clemmons v. Insurance Co., 274 N.C. 416, 163 S.E. 2d 761 (1968); Gaskins v. Sidbury, 227 N.C. 468, 42 S.E. 2d 513 (1947). In order to recover punitive damages, plaintiffs would have to allege and prove gross or wanton negligence or intentional misconduct in connection with Dr. Averett’s alleged malpractice and some resulting injury.

With these principles in mind, we return to plaintiffs’ first argument: that the issue raised by the evidence of the altered document and tried by consent of the parties was “an additional act of negligence entitling plaintiffs to damages” and that the trial court should have allowed their motion under G.S. 1A-1, Rule 15(b), to amend their complaint accordingly. Under the facts of this case, this contention is without merit.

Plaintiffs complaint contains the following allegation:

XIX. The conduct of the Defendant Averett under all circumstances in not personally attending and overseeing the diagnosis and treatment of Mr. Paris in the early morning hours of November 28, 1980, when he knew or should have *375 known that Mr. Paris’ condition was serious and grave and emergency treatment was immediately called for, amounted to a reckless and wanton disregard of and indifference to the rights and safety of Mr. Paris.

While this allegation mentions no particular instance of aggravated conduct, we believe that it is sufficient, under the rule of Shugar v. Guill, 304 N.C. 332, 283 S.E. 2d 507 (1981), and G.S. 1A-1, Rule 8(a)(1) to put Dr. Averett on notice of the punitive damages claim, to provide an understanding of the nature and basis of the claim, and to allow him to prepare his defense.

Plaintiff argues, however, that the issue purportedly raised by the pleadings and tried by the consent of the parties was “an act of malpractice” or “an additional act of negligence.” As stated at trial and on appeal, this constitutes a separate cause of action, not (just an additional issue. G.S. 1A-1, Rule 15(b) provides in part as follows:

If evidence is objected to at the trial on the ground that it is not within the issues raised by the pleadings, the court may allow the pleadings to be amended and shall do so freely when the presentation of the merits of the action will be served thereby and the objecting party fails to satisfy the court that the admission of such evidence would prejudice him in maintaining his action or defense upon the merits.

While defendants were not prejudiced by the admission of evidence relating to plaintiffs’ punitive damages claim, having been put on notice by the complaint, and could take remedial measures at trial, such as entering into a stipulation, to minimize the damage of any surprise, they were not prepared to defend against a separate cause of action based on the alleged alteration and clearly did not impliedly consent to the trial of that action. Allowing the amendment proffered by plaintiffs would have allowed' plaintiffs to plead a new cause of action and would have severely prejudiced defendants. “Despite the broad remedial purposes of this provision, however, Rule 15(b) does not permit judgment by ambush.” Eudy v. Eudy, 288 N.C. 71, 76, 215 S.E. 2d 782, 786 (1975) (partially overruled on other grounds in Quick v. Quick, 305 N.C. 446, 290 S.E. 2d 653 (1982)); Fowler v. Johnson, 18 N.C. App. 707, 198 S.E. 2d 4 (1973).

*376 Since the issue purportedly raised by the evidence was not tried by the consent of the parties, it was not error for the court to refuse to amend the pleadings. Whether defendants waived their objection to the evidence is therefore immaterial.

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331 S.E.2d 234, 75 N.C. App. 365, 1985 N.C. App. LEXIS 3710, Counsel Stack Legal Research, https://law.counselstack.com/opinion/paris-v-michael-kreitz-jr-pa-ncctapp-1985.