Bobby Smith v. Burl Cain, Warden

708 F.3d 628, 2013 WL 512290, 2013 U.S. App. LEXIS 2873
CourtCourt of Appeals for the Fifth Circuit
DecidedFebruary 11, 2013
Docket10-30665
StatusPublished
Cited by27 cases

This text of 708 F.3d 628 (Bobby Smith v. Burl Cain, Warden) is published on Counsel Stack Legal Research, covering Court of Appeals for the Fifth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Bobby Smith v. Burl Cain, Warden, 708 F.3d 628, 2013 WL 512290, 2013 U.S. App. LEXIS 2873 (5th Cir. 2013).

Opinion

E. GRADY JOLLY, Circuit Judge:

This federal habeas appeal arises from underlying proceedings in the state courts of Louisiana, in which Bobby Smith was convicted in a 2001 jury trial of armed robbery and conspiracy to commit armed robbery. He was sentenced by the Louisiana court to 58 years in prison without the possibility of probation, parole, or suspension of sentence. After exhausting his ha-beas claims in the state courts, he seeks federal habeas relief. Smith argues that the jury that convicted him was tainted by racial prejudice through the prosecution’s discriminatory use of peremptory strikes in violation of Batson v. Kentucky, 476 U.S. 79, 106 S.Ct. 1712, 90 L.Ed.2d 69 (1986). The district court determined that the state courts legally erred in addressing his Batson claim, granted him a federal evidentiary hearing on the merits of his habeas claim, and ultimately denied relief on his substantive claim. We granted Smith a Certificate of Appealability (“COA”) on the limited issue of comparative juror analysis required by Miller-El v. Dretke, 545 U.S. 281, 125 S.Ct. 2317, 162 L.Ed.2d 196 (2005). After the COA was granted, the Supreme Court decided Cullen v. Pinholster, — U.S. -, 131 S.Ct. 1388, 179 L.Ed.2d 557 (2011), which called into question whether the district court could properly grant Smith an evidentiary hearing on his Batson claim — a major issue in this appeal.

We hold that Pinholster’s restriction does not bar the federal evidentiary hearing conducted in this case because the district court first concluded, solely on the basis of the state court record, that the state courts committed legal error, as required under 28 U.S.C. § 2254(d)(1), through the state courts’s “unreasonable application of, clearly established Federal law.” Thus, the evidentiary hearing was committed to the district court’s discretion, subject to section 2254(e)(2). Because the district court did not abuse its discretion in conducting the hearing, we will review Smith’s substantive Batson claim in the light of the federal evidentiary record. After reviewing the record, we hold that Smith has failed to carry his burden of proving that the prosecutor’s race-neutral explanations for striking the two black panelists at issue were a pretext for purposeful discrimination, and thus AFFIRM the judgment of the district court.

I.

A.

Smith’s Batson claim is premised on the state’s use of peremptory strikes on black members of the third jury panel in his armed robbery trial before the Louisiana state court. During voir dire, the prosecutor struck three black panelists in a row. 1 Although defense counsel did not raise a Batson objection to the prosecutor’s peremptory challenges, 2 Smith himself en *632 gaged in an extended colloquy with the trial judge, who treated the discussion as a Batson challenge. 3 In response to Smith’s remarks, the trial judge stated:

Well, I understand what you are saying and we have made a record of your objection. And that is the best that we can do. If you’re objecting that the state has attempted to exclude blacks from[,] systematically attempted to exclude blacks from the jury[,] I will accept that as a Batson challenge, and I will do what I am supposed to do. And what I am supposed to do is first determine whether or not I believe there has been a systematic exclusion by race or gender. I do not believe there is any showing of a systematic exclusion based upon the order in which the strikes were made, and who was left on the jury at which time.... Because of that I am going to deny the motion.

Neither party disputes that the trial judge incorrectly applied the Batson test. The trial judge also did not ask the prosecutor to explain her use of peremptory strikes or otherwise expand the record on the Batson issue.

The voir dire record, however, is informative with respect to the questions posed to the struck panelists and the breakdown in both sides’ use of peremptory strikes. The venire initially was composed of 48 individuals, of which 37 appeared for voir dire. Of the 37 potential jurors, 27 were white and 10 were black. Each side was allocated 12 peremptory strikes. Smith used his to strike two white males, nine white females, and one black female. The state struck five white females, four black males, and three black females. The jury was empaneled with 11 white jurors and one black juror.

Specifically at issue in this appeal are Ethel Norman and Ben Williams, two of the three black panelists that the state struck from the third panel. With respect to Williams, the trial judge, during the initial questioning of the third panel, asked if anyone knew a member of law enforcement. Williams raised his hand signaling that he did. The judge then questioned Williams, who stated that he had been friends with, coached the son of, and served as an honorary pall bearer for a murdered Louisiana police officer. Williams, however, said that he did not associate that event with Smith’s case.

At the conclusion of the trial judge’s questions to the third panel, the prosecutor began questioning Norman. Norman did not self-identify as having a problem with the law, but the prosecutor stated that Norman had been sitting in the courtroom throughout voir dire and that she “happen[ed] to be sitting first.” As such, the prosecutor proceeded to question Norman on the law that would be applicable to Smith’s case. With respect to armed robbery, Norman stated she did not understand the law, even after the prosecutor defined it for her again. When asked about conspiracy, Norman expressly acknowledged that she did not know the legal concept. After the prosecutor provided her an example and asked if she then understood the concept, Norman replied, “Uh-huh.” Lastly, the prosecutor gave Norman an example involving the law of principals and asked her if she understood the example, to which Norman stated, “No.” Further conversation between Norman and the prosecutor demonstrated *633 that Norman had an issue with convicting a defendant under the law of principals.

The prosecutor then questioned Williams, because he self-identified as having an issue with the law of principals. When asked whether he had difficulty with the law of principals, Williams stated, “Yes. I have a problem with it because it’s — to me it seems like it is clustered with everybody in it. And it is just one guilty party, the one that committed the murder. Whether he acted with someone or not[,] the one that did the crime should pay the penalty.” After further discussion, Williams said that his disagreement was not “instilled,” and that he could follow the judge’s instructions. But, he also stated that he disagreed in principle with multiple murder convictions for individuals involved in the death of his friend, the police officer, since not all of the convicted individuals actually shot her.

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Cite This Page — Counsel Stack

Bluebook (online)
708 F.3d 628, 2013 WL 512290, 2013 U.S. App. LEXIS 2873, Counsel Stack Legal Research, https://law.counselstack.com/opinion/bobby-smith-v-burl-cain-warden-ca5-2013.