Board of Trustees of California State University v. Superior Court of San Diego County

132 Cal. App. 4th 889, 34 Cal. Rptr. 3d 82, 2005 Cal. Daily Op. Serv. 8356, 2005 Daily Journal DAR 11369, 23 I.E.R. Cas. (BNA) 1106, 2005 Cal. App. LEXIS 1443
CourtCalifornia Court of Appeal
DecidedSeptember 14, 2005
DocketNo. D045929
StatusPublished
Cited by9 cases

This text of 132 Cal. App. 4th 889 (Board of Trustees of California State University v. Superior Court of San Diego County) is published on Counsel Stack Legal Research, covering California Court of Appeal primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

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Board of Trustees of California State University v. Superior Court of San Diego County, 132 Cal. App. 4th 889, 34 Cal. Rptr. 3d 82, 2005 Cal. Daily Op. Serv. 8356, 2005 Daily Journal DAR 11369, 23 I.E.R. Cas. (BNA) 1106, 2005 Cal. App. LEXIS 1443 (Cal. Ct. App. 2005).

Opinion

Opinion

NARES, Acting P. J.

Petitioner Board of Trustees of the California State University (the University) seeks a writ of mandate to prevent disclosure of documents that the court ordered it to turn over to real party in interest The Copley Press, Inc. (Copley). Copley is the publisher of the San Diego Union-Tribune (The Union-Tribune) newspaper. The documents relate to lawsuits brought by San Diego State University (SDSU) athletic department employees Steven Bartel and David Ohton against the University and others, arising out of an investigative audit of SDSU’s athletic department by the University. Bartel’s lawsuit (the Bartel action) challenged the circumstances surrounding the audit and included allegations of defamation and illegal disclosure of private information. Ohton’s action (the Ohton action) alleged retaliation for his participation in the audit, challenged the circumstances surrounding the audit, and made claims of illegal disclosure of private information.

The Union-Tribune sought records from the University concerning the Bartel and Ohton actions under the Public Records Act, Government Code1 section 6250 et seq. (PRA). Specifically, The Union-Tribune sought (1) any communications between SDSU and Ohton or his attorneys regarding the Ohton action; (2) any communications between SDSU and Bartel or his attorneys concerning the Bartel action; and (3) transcripts of all depositions taken in the Bartel and Ohton actions. The University refused the request, asserting they were exempt from disclosure as documents (1) relating to pending litigation under section 6254, subdivision (b) (section 6254(b)), (2) evidencing private personnel information, and (3) subject to the attorney-client [894]*894and attorney work product privileges. The Union-Tribune brought an action for writ of mandate in the superior court seeking disclosure of the documents, and the court granted The Union-Tribune’s request.

On this petition, the University asserts that the court erred in ordering it to turn over the documents because (1) the communications between counsel are exempt under the “pending litigation” exemption of the PRA; (2) deposition transcripts are included in the pending litigation exemption; and (3) the court did not conduct an in camera review before ordering production. We hold that the pending litigation exemption of section 6254(b) applies to litigation-related documents, when sought by persons or entities not party to the litigation, which the parties to the litigation do not intend to be revealed outside the litigation. We further hold that deposition transcripts are not subject to the pending litigation exemption as they are available to the public under another statute. Finally, we hold that the court did not err in failing to order an in camera review before ordering production of the documents. Accordingly, the petition is granted in part and denied in part.

FACTUAL AND PROCEDURAL BACKGROUND

In June 2002, the University’s internal auditors began an investigative audit of the athletics department at SDSU. The auditors spent 11 months examining financial materials, interviewing witnesses, and investigating allegations of various improprieties, resulting in a written audit report in April 2003. The audit investigation also resulted in several lawsuits against the University and others, including a “whistleblower” action by Dave Ohton, SDSU’s football team’s former conditioning coach, and an action brought by Steve Bartel, the team’s former equipment manager, who alleged defamation and disclosure of private, protected and confidential information about himself.

After the filing of the Ohton and Bartel actions, The Union-Tribune made a PRA request on the University,2 seeking copies of: (1) “all correspondence and communications between [SDSU] and Dave Ohton or his attorneys from December 2002 until the present regarding Ohton’s lawsuit and/or claims against [SDSU]”; (2) “all correspondence and communications between [SDSU] and Steve Bartel or his attorneys regarding the Ohton lawsuit/claims or the lawsuit/claims involving Bartel”; and (3) transcripts of “all depositions that have been taken to date in the Ohton/Bartel lawsuits.” The University refused to produce the records, citing exemptions to the PRA for [895]*895(1) documents created for pending litigation (§ 6254(b)); (2) private personnel information (§ 6254, subd. (c)); and (3) documents protected by the attorney-client privilege and the attorney work product doctrine (§ 6254, subd. (k)).3 With regard to the correspondence The Union Tribune sought, the University asserted that it was confidential “work product” prepared for use in the litigation, and thus not subject to disclosure to parties outside the litigation. Counsel for Barton and Ohton also strenuously objected to production of these items, asserting that they were confidential matters not to be disclosed to parties outside the litigation.

In November 2004, in response to the University’s refusal to turn over any of the requested records, Copley filed a petition for writ of mandate in the superior court. The petition sought to compel the University to comply with the PRA by seeking an order that they produce the requested records. After the parties briefed the matter, and after hearing argument of counsel, the court granted Copley’s petition in its entirety, ordering the University to release the requested documents. In rejecting the University’s contention that the pending litigation exemption protected the documents from disclosure, the court found that the University had not shown that “the requested correspondence between [SDSU] and the opposing attorneys and parties in the Ohton and Bartel lawsuits were created by [SDSU] for its own use in litigation.” The court also found that “there is no showing that the requested deposition transcripts were created by [SDSU] for its own use in litigation.” The court also rejected the University’s attorney-client privilege and attorney work product defenses, finding that “[correspondence between opposing counsel and deposition transcripts are not confidential and not work product.” Because the University failed to present evidence supporting its contention that the documents were exempt from production, the court also found that an in camera review of the documents was not warranted. In ordering production, the court also ordered that any personal information concerning Barton and Ohton was to be redacted from the documents.

This petition for writ of mandate followed.

DISCUSSION

A. Standard of Review

A superior court order directing disclosure of public records held by a public agency “is not a final judgment or order within the meaning of Section 904.1 of the Code of Civil Procedure from which an appeal may be taken, but shall be immediately reviewable by petition to the appellate court for the [896]*896issuance of an extraordinary writ.” (§ 6259, subd. (c); see Powers v. City of Richmond (1995) 10 Cal.4th 85, 111 [40 Cal.Rptr.2d 839, 893 P.2d 1160].) Appellate review of the order is “independent on issues of law, and follows the substantial evidence test with respect to any issues of fact. [Citation.]” (City of Hemet v. Superior Court (1995) 37 Cal.App.4th 1411, 1416 [44 Cal.Rptr.2d 532].)

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132 Cal. App. 4th 889, 34 Cal. Rptr. 3d 82, 2005 Cal. Daily Op. Serv. 8356, 2005 Daily Journal DAR 11369, 23 I.E.R. Cas. (BNA) 1106, 2005 Cal. App. LEXIS 1443, Counsel Stack Legal Research, https://law.counselstack.com/opinion/board-of-trustees-of-california-state-university-v-superior-court-of-san-calctapp-2005.