BOARD OF COMMISSIONERS OF LOWNDES COUNTY v. MAYOR AND COUNCIL OF THE CITY OF VALDOSTA

309 Ga. 899
Supreme Court of Georgia·Decided September 28, 2020·No. S20G0472·Published·Cited by 5 cases

Opinion

309 Ga. 899 FINAL COPY

S20G0472. BOARD OF COMMISSIONERS OF LOWNDES COUNTY v. MAYOR AND COUNCIL OF THE CITY OF VALDOSTA et al.

PETERSON, Justice.

The Georgia Constitution allows only the General Assembly to waive the State’s sovereign immunity. We have repeatedly refused invitations to invent exceptions to that rule. But that rule requires waiver only for claims that sovereign immunity actually bars. And, as we have repeatedly explained, sovereign immunity has never barred most individual-capacity claims against state employees and officials for prospective injunctive and declaratory relief based on allegations that those defendants are acting beyond their legal authority. At least some of the claims in this case are precisely those kinds of claims.

One narrow limitation on such claims is that the State cannot be the “real party in interest.” The Court of Appeals held that the relief sought here by a Georgia county against state officials would actually control the actions of the State and potentially affect state expenditures; the Court of Appeals thus concluded that the State is the real party in interest and that sovereign immunity bars the county’s claims for injunctive and declaratory relief against the state officials in their individual capacities. See Bd. of Commrs. of Lowndes County v. Mayor and Council of the City of Valdosta, 352 Ga. App. 391, 395-396 (1) (834 SE2d 890) (2019). But the real-party- in-interest limitation is not so broad; our case law has applied it primarily when the claimed relief would control or take the State’s real property or interfere with contracts to which the State is a party. No such relief is sought here, and applying the limitation as broadly as the State seeks would eviscerate Georgians’ well- established rights to seek redress against their government. We therefore reverse the Court of Appeals and hold that sovereign immunity does not bar the claims at issue in this case.

1. Background.

Lowndes County sued the commissioner of the Georgia Department of Community Affairs (“DCA”) and members of the DCA board over DCA’s application of the Service Delivery Strategy Act (“SDS Act”), OCGA § 36-70-1 et seq. Few details of the statute are relevant to the sovereign immunity issue we decide today, but the SDS Act authorizes and promotes coordination and comprehensive planning among municipal and county governments to “minimize inefficiencies resulting from duplication of services and competition between local governments and to provide a mechanism to resolve disputes over local government service delivery, funding equity, and land use.” OCGA § 36-70-20; see also OCGA § 36-70-1. Counties and municipalities that approve a local government service delivery strategy pursuant to OCGA § 36-70-25 must “review, and revise if necessary, the approved strategy” in certain circumstances. OCGA § 36-70-28 (b).1 No state-administered financial assistance or grant,

1 In particular, OCGA § 36-70-28 (b) provides as follows:

Each county and affected municipality shall review, and revise if necessary, the approved strategy:

(1) In conjunction with updates of the comprehensive plan as required by Article 1 of this chapter;

(2) Whenever necessary to change service delivery or revenue distribution arrangements;

(3) Whenever necessary due to changes in revenue distribution arrangements;

loan, or permit shall be issued to any local government or authority that is not included in a service delivery strategy “verified” by DCA. See OCGA § 36-70-27 (a) (1); see also OCGA §§ 36-70-27 (c), 36-70-2 (4). OCGA § 36-70-25.1 provides a statutory process for mediation and dispute resolution if affected local governments cannot reach an agreement after the imposition of sanctions provided in OCGA § 36- 70-27.

Lowndes County and the cities within the County (“the Cities”)

operated under a service delivery strategy agreement implemented in 2008. The 2008 Strategy Agreement provided that it “shall become effective July 1, 2008 and shall remain in force and effect until reviewed and revised by the parties in accordance with the Act.” In June 2016, a new draft Strategy Agreement was circulated by Lowndes County to the Cities. On November 1, 2016, when DCA

(4) In the event of the creation, abolition, or consolidation of local governments;

(5) When the existing service delivery strategy agreement expires;

or (6) Whenever the county and affected municipalities agree to revise the strategy.

had not received communication from the County and Cities that they had agreed either to revise their Strategy Agreement or to extend the existing one, DCA notified the County and Cities that they would be ineligible for state-administered financial assistance, grants, loans, or permits until DCA could verify that Lowndes County and the Cities had done so.

The County sued the mayors and councils of the Cities, DCA, and DCA commissioner Camila Knowles, seeking declaratory, injunctive, and mandamus relief, as well as specific performance. The complaint argued that the 2008 Strategy Agreement remains in effect, and that the County and Cities remained eligible for state- administered financial assistance, grants, loans, and permits. After DCA and Knowles filed a motion to dismiss, the County filed an amended complaint, adding members of the DCA board as defendants. Count 1 of the amended complaint seeks declaratory relief against all defendants in their individual and/or official capacities, and Count 6 seeks injunctive relief against Knowles and the DCA board members in their individual capacities. The amended complaint also removed DCA as a party.

Knowles and the DCA board members filed a motion to dismiss the amended complaint on the basis that sovereign immunity barred the claims for injunctive and declaratory relief. They argued that those claims actually seek to order Knowles and the DCA board members to take action in their official capacities. The trial court granted the motion to dismiss.

The Court of Appeals affirmed. See Lowndes County, 352 Ga.

App. at 391. The Court of Appeals held that DCA, not Knowles and the DCA board members, “is the real party in interest,” and thus sovereign immunity barred the claims against them. Id. at 395 (1). The court reasoned that the relief sought would “control the actions of the State” and could “only be granted by the State,” whereas “Knowles and the DCA Board Members have no statutory authority in their individual capacities under the SDS Act to direct DCA to do anything.” Id. at 396 (1). We granted the County’s petition for a writ of certiorari to address the sovereign immunity issue, and we now reverse.

2. Sovereign immunity generally does not apply to individual-capacity claims for prospective declaratory and injunctive relief against state officers and employees alleged to be acting without legal authority.

(a) Sovereign immunity bars claims against the State, its departments and agencies, and its officers and employees when sued in their official capacities.

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BOARD OF COMMISSIONERS OF LOWNDES COUNTY v. MAYOR AND COUNCIL OF THE CITY OF VALDOSTA, 309 Ga. 899 (Ga. 2020).

309 Ga. 899 (BOARD OF COMMISSIONERS OF LOWNDES COUNTY v. MAYOR AND COUNCIL OF THE CITY OF VALDOSTA) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

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