Bixby v. Bixby

50 F.R.D. 277, 14 Fed. R. Serv. 2d 706, 1970 U.S. Dist. LEXIS 11003
CourtDistrict Court, S.D. Illinois
DecidedJuly 8, 1970
DocketCiv. A. No. P-3099
StatusPublished
Cited by5 cases

This text of 50 F.R.D. 277 (Bixby v. Bixby) is published on Counsel Stack Legal Research, covering District Court, S.D. Illinois primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Bixby v. Bixby, 50 F.R.D. 277, 14 Fed. R. Serv. 2d 706, 1970 U.S. Dist. LEXIS 11003 (S.D. Ill. 1970).

Opinion

DECISION AND ORDER ON MOTION TO DISMISS

ROBERT D. MORGAN, District Judge.

This is a suit for a declaratory judgment praying judicial construction of the Last Will of Kenneth R. Bixby, deceased. The complaint contains the following pertinent allegations.

Mr. Bixby, a resident of Knox County in this District, died testate on January 7, 1969. His will was duly admitted to probate by the Circuit Court of the Ninth Judicial Circuit of Illinois. Virginia K. Bixby, decedent’s wife, and Marjorie B. Gillick were appointed co-executors thereof.

The decedent’s will contained a bequest to his wife, Virginia, of an amount equal to fifty percent of the value of his adjusted gross estate as determined for federal estate tax purposes. It further directed that his executors satisfy that bequest in part by transferring to her all of decedent’s interest in a partnership known as Bixby-Zimmer Engineering Company.

The residuary legatees named in the will are the plaintiffs, Roger A. Bixby and Carmeleta B. Danner, and Donald L. Bixby, individually, Marjorie B. Gillick, individually, and Virginia K. Bixby and Marjorie B. Gillick, as trustees for the benefit of a minor son, Richard K. Bixby. Neither Donald L. Bixby, Marjorie B. Gillick, Richard K. Bixby, nor the trustees named to act for the latter are made parties to the suit.

The defendants against whom the suit was filed are Virginia K. Bixby and Marjorie B. Gillick, as co-executors of the will, and Virginia K. Bixby, individually.

The complaint further alleges that defendants, as executors of the estate, are seeking in the state court to make an immediate distribution to Virginia of the decedent’s interest in the Bixby-Zimmer partnership, such distribution to include the share of profits and increments to the partnership accrued to the estate from and after the death of Mr. Bixby.

The complaint prays that the will be construed, and that the court find and decree upon such construction that the direction for the transfer of the Bixby-Zimmer Enterprise to Virginia does not include the profits and increments to that business which have accrued since the date of death of the decedent.

Jurisdiction is based upon diversity of citizenship, the plaintiffs being, respectively, citizens of the Commonwealth of Kentucky and the State of Florida, and the defendants being citizens of Illinois. Donald L. Bixby, Marjorie B. Gillick and Richard K. Bixby, the omitted residuary legatees, are all citizens of the State of Illinois.

Defendant, Virginia K. Bixby, individually, and as co-executor of the will, filed a motion to dismiss the complaint, grounded upon the contention, among others, that the cause cannot proceed without the joinder of all residuary legatees as parties. If that position is well taken, then the complaint must be dismissed because the joinder of such persons as plaintiffs would destroy the necessary complete diversity of citizenship.

Rule 19, Federal Rules of Civil Procedure, as amended to date, Title 28, United States Code, provides in pertinent part:

“(a) Persons to be Joined if Feasible. A person who is subject to service of process and whose joinder will [279]*279not deprive the court of jurisdiction over the subject matter of the action shall be joined as a party in the action if (1) in his absence complete relief cannot be accorded among those already parties, or (2) he claims an interest relating to the subject of the action and is so situated that the disposition of the action in his absence may (i) as a practical matter impair or impede his ability to protect that interest or (ii) leave any of the persons already parties subject to a substantial risk of incurring double, multiple, or otherwise inconsistent obligations by reason of his claimed interest. If he has not been so joined, the court shall order that he be made a party. If he should join as a plaintiff but refuses to do so, he may be made a defendant, or, in a proper case, an involuntary plaintiff. If the joined party objects to venue and his joinder would render the venue of the action improper, he shall be dismissed from the action.
“(b) Determination by Court Whenever Joinder not Feasible. If a person as described in subdivision (a) (l)-(2) hereof cannot be made a party, the court shall determine whether in equity and good conscience the action should proceed among the parties before it, or should be dismissed, the absent person being thus regarded as indispensable. The factors to be considered by the court include: first, to what extent a judgment rendered in the person’s absence might be prejudicial to him or those already parties; second, the extent to which, by protective provisions in the judgment, by the shaping of relief, or other measures, the prejudice can be lessened or avoided; third, whether a judgment rendered in the person’s absence will be adequate; fourth, whether the plaintiff will have an adequate remedy if the action is dismissed for nonjoinder.”

Guidelines to the application of Rule 19 F.R.C.P. were set in Provident Tradesmens Bank & Trust Co. v. Patterson, 390 U.S. 102, 88 S.Ct. 733, 19 L.Ed. 2d 936 (1968), which arose in a suit by a judgment creditor for a declaratory judgment against an insurance company. The question of non-joinder of the defendant’s insured was not raised by any party in the trial court or the Court of Appeals. On appeal, the Court of Appeals raised the non-joinder question upon its own motion, and held that the trial court should have dismissed the complaint because the insured was an indispensable party. Provident Tradesmens Bank & Trust Co. v. Lumbermens Mutual Casualty Co., 365 F.2d 802 (3rd Cir.1966). The case came to the Supreme Court of the United States in that posture.

The Supreme Court reversed and remanded, holding that the insured was a party who should have been joined if feasible, but that the test of equity and good conscience established by the Rule required that the judgment, entered without objection to the non-joinder, should stand. 390 U.S. at 108, 109, 88 S.Ct. 733.

This court does not construe the opinion of the Supreme Court as turning upon the fact that a judgment had been entered in the cause without objection that the insured was not a party. Though the Court did hold that the defendant’s interest in the avoidance of multiple litigation was waived by its failure to raise the issue, 390 U.S. at 110, 88 S.Ct. 733, it, nevertheless, considered the effect of the insured’s absence upon the situation presented by the litigation, not upon the context of the judgment entered in the case. The Court’s remand order directed the Court of Appeals to review the procedural issues raised upon the appeal and to review the judgment order with reference to its effect upon the interest of the absent party in the subject matter.

The Court said, in part:

“ * * * Whether a person is ‘indispensable,’ that is, whether a partic[280]*280ular lawsuit must be dismissed in the absence of that person, can only be determined in the context of particular litigation.” 390 U.S. at 118, 88 S.Ct. at 742.

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Bluebook (online)
50 F.R.D. 277, 14 Fed. R. Serv. 2d 706, 1970 U.S. Dist. LEXIS 11003, Counsel Stack Legal Research, https://law.counselstack.com/opinion/bixby-v-bixby-ilsd-1970.