Birkland v. Rotary Plaza, Inc.

643 F. Supp. 223, 1986 U.S. Dist. LEXIS 21750
CourtDistrict Court, N.D. California
DecidedAugust 7, 1986
DocketNo. C-84-2026 SW
StatusPublished
Cited by1 cases

This text of 643 F. Supp. 223 (Birkland v. Rotary Plaza, Inc.) is published on Counsel Stack Legal Research, covering District Court, N.D. California primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Birkland v. Rotary Plaza, Inc., 643 F. Supp. 223, 1986 U.S. Dist. LEXIS 21750 (N.D. Cal. 1986).

Opinion

ORDER AND MEMORANDUM OF LAW AWARDING ATTORNEYS’ FEES AND COSTS

SPENCER WILLIAMS, District Judge.

Plaintiffs have moved for attorneys’ fees and costs in this case, which involves mandatory meal programs for elderly residents of federally subsidized housing projects. On August 23, 1985, this court found that the mandatory meal policy of the United States Department of Housing and Urban Development (HUD), found in HUD Handbook 4350.3 §§ 3-14 and 4-13 (1981), was adopted in violation of the publication requirement of the Freedom of Information Act (FOIA), 5 U.S.C. § 552, and in violation of the notice and comment requirements of the Administrative Procedure Act (APA) as required by 24 C.F.R. Part 10 and 5 U.S.C. § 553. On January 10, 1986, this court granted declaratory and injunctive relief which ordered, inter alia, that an interim meal policy be published in the Federal Register; that the meal policy cease to be mandatory after February 1, 1987, if HUD fails to promulgate a fully compliant policy by that date; and that plaintiffs be exempt from meal charges until it is determined whether they qualify for new exemptions spelled out in this court’s order of January 10, 1986. Plaintiffs request $95,343.77 in fees and $3,856.94 in costs under both the [225]*225FOIA and the Equal Access to Justice Act (EAJA), 28 U.S.C. § 2412(d).

AVAILABILITY OF FEES UNDER THE FREEDOM OF INFORMATION ACT

Under the FOIA, the court “may assess against the United States reasonable attorney fees and other litigation costs reasonably incurred in any case under this section in which the complainant has substantially prevailed.” 5 U.S.C. § 552(a)(4)(E). The plain language thus indicates that the district court has discretion to assess fees for the causes of action involving the FOIA and APA. There is some precedent for such awards under the FOIA. This court notes that in Anderson v. Butz, CS-75 401 TJM (E.D.Cal., April 7, 1980), Judge MacBride awarded fees and costs to plaintiffs who successfully challenged a food stamp policy under the publication requirements of 5 U.S.C. § 552(a)(1).

In addition to the plain meaning of the statute, it is important to look at the legislative history of an attorneys’ fees provision, since specific congressional intent is required to authorize fee awards. Alyeska Pipeline Co. v. Wilderness Society, 421 U.S. 240, 269, 95 S.Ct. 1612, 1627, 544 L.Ed.2d 141 (1978). In debate over the FOIA fees provision, both houses of Congress talked in terms of providing fees for litigants who forced the government to release documents. Source Book: Freedom of Information Act and Amendments of 1974 (“Source Book”) at 236, 267, 302. However, this court has seen no legislative history in which members of Congress indicated an intent not to allow fees for litigants who force the publication of documents.

The intent of Congress becomes clear in the 1974 amendments to the FOIA. In the House version of the 1974 amendments, the judicial review and attorneys’ fees provisions originally had been written as part of the subpart dealing with forcing the release of government documents, and there was some confusion as to whether the judicial review provisions were thus meant to apply only to that portion of the statute (subpart (a)(3)) and not to the publication requirement at issue here (subpart (a)(1)). H.R. 93-876, 93rd Cong., 2d Sess (1974), U.S.Code Cong. & Admin.News 1974, p. 6267, Source Book at 147. Specifically to clear up that ambiguity, a Senate amendment moved the judicial review and fees provisions out of subpart (a)(3). The Senate bill emphasized that by making the structural change of moving the judicial review provision into a separate subpart, it meant to clarify that the judicial review provisions would apply to requests under all subparts, not just the one dealing with release of government documents. Source Book at 161. This amendment was adopted by the conference committee. Source Book at 226-27.

Since Congress’s intent in placing the judicial review provision into a separate subpart was to emphasize that judicial review was not exclusively tied to the release-of-documents provision, then it is reasonable to conclude that congressional intent in simultaneously moving the attorney’s fees provision into another portion of that subpart was, similarly, to show that fees are available, as the plain language says, for “any case under this section.” Furthermore, if the judicial review provisions apply to all subparts of the FOIA, then it is logical that the attorneys’ fees provisions should likewise apply.

Three years ago, in Guam Contractors Ass’n v. U.S. Dept. of Labor, 570 F.Supp. 163 (N.D.Cal.1983), this court interpreted the fee provision narrowly and pointed out that “only those efforts dedicated to disclose information contained in illegally withheld documents are properly addressed in a § 552(a)(4)(E) [attorneys’ fees] request.” Id. at 168. However, that case concerned only a disclosure of government documents, not a publication requirement. In Guam Contractors, this court concluded that for a plaintiff to qualify for attorneys’ fees under the FOIA, the public must be benefitted by the resulting disclosure itself, and it is not sufficient if the public benefits only by a later attack on whatever government action was exposed by the dis[226]*226closure. That idea is consistent with an award of attorneys’ fees in the instant case, since this court finds that the public was benefited by the publication of the mandatory meals plan in the Federal Register and by the order that any long-term mandatory meal plan must be promulgated in compliance with the publication requirements of the FOIA and APA.

The government cites dicta in Nichols v. Pierce, 740 F.2d 1249 (D.C.Cir.1984) to show that courts should not allow fees for publication cases under FOIA. Nichols is inapposite because its plaintiff never brought a cause of action under the FOIA. Thus this court concludes that attorneys’ fees are available for publication-type cases under the FOIA. The next step is to determine whether plaintiffs substantially prevailed in their litigation.

There is a two-part test for determining whether a party is the prevailing party: (1) Did plaintiffs accomplish, by means of the suit, what the suit sought to accomplish? (2) Was there a legal basis for the plaintiffs’ claim (i.e., was defendant’s conduct required by law and not merely gratuitous)? Cal. Ass’n of Physical Handicapped v. F.C.C., 721 F.2d 667, 672 (9th Cir.1983). This court held in Guam Contractors, 570 F.Supp. at 165, that a favorable final judgment is not an absolute prerequisite to an award of fees.

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Bluebook (online)
643 F. Supp. 223, 1986 U.S. Dist. LEXIS 21750, Counsel Stack Legal Research, https://law.counselstack.com/opinion/birkland-v-rotary-plaza-inc-cand-1986.