Billy Guice and Howard Claxton, Sr. v. Ray Fortenberry, Superintendent, East Carroll Parish Prison Farm,respondent-Appellee

661 F.2d 496, 1981 U.S. App. LEXIS 15893
CourtCourt of Appeals for the Fifth Circuit
DecidedNovember 18, 1981
Docket80-3350
StatusPublished
Cited by116 cases

This text of 661 F.2d 496 (Billy Guice and Howard Claxton, Sr. v. Ray Fortenberry, Superintendent, East Carroll Parish Prison Farm,respondent-Appellee) is published on Counsel Stack Legal Research, covering Court of Appeals for the Fifth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Billy Guice and Howard Claxton, Sr. v. Ray Fortenberry, Superintendent, East Carroll Parish Prison Farm,respondent-Appellee, 661 F.2d 496, 1981 U.S. App. LEXIS 15893 (5th Cir. 1981).

Opinions

ALVIN B. RUBIN, Circuit Judge:

Two black persons convicted of a crime in state court contend that they are entitled to a new trial because, as the result of a practice in effect for many years, blacks were systematically excluded from service as grand jury foremen both on the grand jury that indicted them and on prior grand juries. Appealing the district judge’s denial of their petition for habeas corpus, which was based on his review only of the state court record, they seek an evidentiary hear[498]*498ing in federal court. Finding that the state court proceeding did not afford petitioners a full and fair hearing, we remand for an evidentiary hearing.

■ I.

Petitioners were the police chief and assistant police chief of Tallulah, Louisiana, a community located in Madison Parish in the northeastern part of the state. In June 1979, they were indicted by a Madison Parish grand jury for the theft of $5,000, allegedly taken for their own use from a larger sum recovered by police shortly after the robbery of a grocery store.1

Petitioners were convicted by a unanimous six-member petit jury. A number of issues were raised before the district court, including allegations of racial discrimination in selecting the jury commissioners, the grand jury venire, the petit jury venire, and the grand jury foreman. Citing Jackson v. Virginia, 443 U.S. 307, 99 S.Ct. 2781, 61 L.Ed.2d 560 (1979), the petitioners also challenged the sufficiency of the evidence of guilt adduced in the state trial. In a written opinion, the district judge denied each of these claims. Although the petitioners’ notice of appeal was comprehensive and a certificate of probable cause was granted on all issues decided by the district court, only the contentions of racial discrimination in selecting the grand jury foreman and the jury commission were briefed on appeal. Therefore, the district court’s ruling on the other claims is final. See, e. g., Mayberry v. Davis, 608 F.2d 1070, 1072 (5th Cir. 1979); Pate v. Wainwright, 607 F.2d 669, 670 (5th Cir. 1979); Galtieri v. Wainwright, 582 F.2d 348, 352 n.8 (5th Cir. 1978) (en banc).

A panel of this Court affirmed the denial of relief. 633 F.2d 699 (5th Cir. 1980). The Court en banc voted to rehear the case, 642 F.2d 98 (5th Cir. 1981) (en banc), thus vacating the panel opinion. See Fifth Circuit Local Rule 17. The petition for rehearing en banc raises only the contention that each petitioner’s right to equal protection of the laws, guaranteed by the fourteenth amendment, was violated by the systematic exclusion of black persons from service as grand jury foremen.

II.

The Supreme Court, in Rose v. Mitchell, 443 U.S. 545, 99 S.Ct. 2993, 61 L.Ed.2d 739 (1979), held that racial discrimination in the selection of the grand jury and its foreman violates the fourteenth amendment and requires a federal court to grant habeas corpus, reversing a state criminal conviction. “[Wjhere sufficient proof of discrimination in violation of the Fourteenth Amendment has been made out and not rebutted, this Court uniformly has required that the conviction be set aside and the indictment by the unconstitutionally constituted grand jury be quashed.” Id. at 553, 99 S.Ct. at 2998, 61 L.Ed.2d at 747.2 [499]*499The Court assumed, without deciding, that invidious discrimination in “the selection of only the foreman requires that a subsequent conviction be set aside, just as if the discrimination proved had tainted the selection of the entire grand jury venire.” Id. at 553 n.4, 99 S.Ct. at 2998 n.4, 61 L.Ed.2d at 747 n.4. See United States ex rel. Barksdale v. Blackburn, 639 F.2d 1115, 1120 (5th Cir. 1981) (en banc); Williams v. Mississippi, 608 F.2d 1021, 1022 (5th Cir. 1979). The Court recognized that a defendant who had already been convicted “suffered no possible prejudice,” because the grand jury assays only probable cause, and, on the ultimate issue of guilt or innocence, the trier of fact had already determined that the defendant was guilty beyond reasonable doubt. 443 U.S. at 553, 99 S.Ct. at 2998, 61 L.Ed.2d at 747. Nevertheless, “[bjecause discrimination on the basis of race in the selection of members of a grand jury . . . strikes at the fundamental values of our judicial system and our society as a whole ... a criminal defendant’s right to equal protection of the law has been denied when he is indicted by a grand jury from which members of a racial group purposefully have been excluded.” Id. at 556, 99 S.Ct. at 3000, 61 L.Ed.2d at 749. Therefore, his conviction must be reversed without regard to prejudice. Id.

Recognizing the social costs associated with this approach, however, the Court noted that the defendant could again be indicted and tried. “[S]uch costs as do exist are outweighed by the strong policy the Court consistently has recognized of combatting racial discrimination in the administration of justice.” 443 U.S. at 558, 99 S.Ct. at 3001, 61 L.Ed.2d at 751.3 If convictions must be set aside because of taint of the grand jury, we see no reason to differentiate the result because discrimination affected only the foreman. Accepting the assumption made in Rose v. Mitchell, we hold, therefore, that the district court properly considered the claim of discrimination in the selection of grand jury foremen made in the habeas corpus petition filed by Guiee and Claxton.

III.

A constitutional basis for relief from discrimination is not proved merely by suspicion or loud outcry. The prerequisites for federal relief from the allegedly discriminatory selection of a grand jury were established in Castaneda v. Partida, 430 U.S. 482, 97 S.Ct. 1272, 51 L.Ed.2d 498 (1977). The petitioner must: (1) 'establish that the group against whom discrimination is asserted is a recognizable, distinct class, singled out for different treatment; (2) prove the degree of underrepresentation by comparing the proportion of the group in the total population to the proportion called to serve, here as foremen, over a significant period of time; and (3) support the presumption thus created by showing that the selection procedure is susceptible to abuse or is not racially neutral. Id. at 494, 97 S.Ct. at 1280, 51 L.Ed.2d at 510, cited with approval, Rose v. Mitchell, 443 U.S. at 563, 99 S.Ct. at 3005, 61 L.Ed.2d at 754. See United States ex rel. Barksdale v. Black[500]*500burn, 639 F.2d 1115, 1121-1123 (5th Cir. 1981) (en banc). Once these prerequisites have been proved, a prima facie case has been established and the burden shifts to the state to rebut that showing.

IV.

If the facts necessary to support such a constitutional challenge are disputed, an evidentiary hearing is essential to the resolution of the claim. If no such hearing has been held in the state court, despite the exhaustion of state remedies, then a federal evidentiary hearing is obviously essential. If, however, the petitioner has been accorded a fair and complete opportunity to adduce evidence in state court, neither the petitioner nor the state should be put to the wasteful exercise of repetition in federal court.

While “the power of inquiry on federal habeas corpus is plenary,” Townsend v.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Albert Woodfox v. Burl Cain, Warden
772 F.3d 358 (Fifth Circuit, 2014)
Gallow v. Cain
129 F. App'x 885 (Fifth Circuit, 2005)
Crandell v. Cain
421 F. Supp. 2d 928 (W.D. Louisiana, 2004)
Ray v. Cain
Fifth Circuit, 2003
State v. Bradford
846 So. 2d 880 (Louisiana Court of Appeal, 2003)
Allen v. Cain
Fifth Circuit, 2003
Valdez v. Cockrell
288 F.3d 702 (Fifth Circuit, 2001)
Deloch v. Whitley
684 So. 2d 349 (Supreme Court of Louisiana, 1996)
Locke v. State
631 So. 2d 1062 (Court of Criminal Appeals of Alabama, 1994)
Terry Brian Tower v. O.J. Phillips
979 F.2d 807 (Eleventh Circuit, 1992)
Walter Lee Johnson v. Steve W. Puckett
929 F.2d 1067 (Fifth Circuit, 1991)
Jose Tamayo-Reyes v. J.C. Keeney
926 F.2d 1492 (Ninth Circuit, 1991)
Smith v. Freeman
892 F.2d 331 (Third Circuit, 1989)
James Agan v. Richard L. Dugger, Robert Butterworth
835 F.2d 1337 (Eleventh Circuit, 1988)

Cite This Page — Counsel Stack

Bluebook (online)
661 F.2d 496, 1981 U.S. App. LEXIS 15893, Counsel Stack Legal Research, https://law.counselstack.com/opinion/billy-guice-and-howard-claxton-sr-v-ray-fortenberry-superintendent-ca5-1981.