Besly-Welles Corp. v. Balax, Inc.

43 F.R.D. 368, 12 Fed. R. Serv. 2d 790, 156 U.S.P.Q. (BNA) 643, 1968 U.S. Dist. LEXIS 8810
CourtDistrict Court, E.D. Wisconsin
DecidedJanuary 3, 1968
DocketCiv. A. No. 64-C-170
StatusPublished
Cited by12 cases

This text of 43 F.R.D. 368 (Besly-Welles Corp. v. Balax, Inc.) is published on Counsel Stack Legal Research, covering District Court, E.D. Wisconsin primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Besly-Welles Corp. v. Balax, Inc., 43 F.R.D. 368, 12 Fed. R. Serv. 2d 790, 156 U.S.P.Q. (BNA) 643, 1968 U.S. Dist. LEXIS 8810 (E.D. Wis. 1968).

Opinion

DECISION AND ORDER

MYRON L. GORDON, District Judge.

The plaintiffs have objected to certain interrogatories propounded by the defendants, and the defendants have made [370]*370several motions. They will be considered seriatim.

DEFENDANTS’ INTERROGATORIES 227-230

Defendants’ interrogatories 227-30 ask the plaintiffs to itemize all facts which justify the naming of John Van Vleet, individually, in the complaint. The plaintiffs have objected to these interrogatories.

The plaintiffs contend that these interrogatories are repetitive of defendants’ interrogatory 54. The latter asked the plaintiffs to identify or produce all evidence relied on to justify suit against Van Vleet individually. The plaintiffs answered that question and another branch of this court refused to require a more comprehensive answer thereto. In my opinion, no proper purpose would be served by requiring the plaintiffs to answer defendants’ interrogatories 227-30.

DEFENDANTS’ MOTION TO PRODUCE LETTER

The defendants have moved this court to order the plaintiffs to produce a letter dated March 22, 1962; this letter was allegedly sent from the plaintiffs to their licensee, National Twist Drill & Tool Company.

The defendants first requested this letter from National Twist Drill, but that company declined to produce it on the ground that it contained “confidential technical information regarding operations under the license”. The plaintiffs may have a copy of this letter, and the defendants have moved for its production under rule 34, which requires “good •cause” to be shown for the production ■of documents.

The court concludes that the defendants have made a sufficient showing of good cause for production of this letter. Schlagenhauf v. Holder, 379 U.S. 104, 85 S.Ct. 234, 13 L.Ed.2d 152 (1965); Hauger v. Chicago, Rock Island & Pacific Railroad Co., 216 F.2d 501 (7th Cir. 1954).

However, since the letter may in fact contain confidential information about the license operation, the document should first be viewed by the court in camera. The plaintiffs are to transmit this letter to the court no later than one week from the date of this decision. The court will then make its own determination as to whether the letter contains relevant matter and whether it should be made available to the defendants in whole or in part.

DEFENDANTS’ INTERROGATORY 211A

The plaintiffs have objected to answering defendants’ interrogatory 211A which inquires about depositions that have been taken by plaintiffs in regard to the commercial use and success of their forming or swaging taps. The defendants have asked the plaintiffs to state what efforts have been made by the plaintiffs in locating witnesses on the above topic. The names and addresses are requested of all persons who have been contacted as possible witnesses; in addition, the defendants want to know who made the contacts on behalf of the plaintiffs, and they want full identification of all correspondence that may have been used in making such contacts.

The defendants ask the court to compel the plaintiffs to answer the interrogatory. They also ask the court to order the plaintiffs to conduct no further discovery relating to commercial success until the defendants have had an opportunity to investigate the information which the plaintiffs will furnish if ordered to answer the interrogatory. The plaintiffs’ objection is grounded on the fact that the search for witnesses on the subject of commercial success has been carried on under the direction of their counsel and, thus, it is claimed that [371]*371the entire subject comes under the protection of the work product rule.

Rule 33 allows interrogatories to be directed to any matter that may be inquired into under rule 26. The latter rule provides that it is permissible to inquire into the identity and location of persons having knowledge of relevant facts. However, this interrogatory does not ask for the names and locations of persons having knowledge of relevant facts; it asks for the efforts that have been made to locate witnesses on this subject. This goes to the attorney’s preparation of his case for trial and therefore comes under the rule of Hickman v. Taylor, 329 U.S. 495, 67 S.Ct. 385, 91 L.Ed. 451 (1947), which gives an attorney’s work product a qualified immunity from discovery. The Hickman Case states at page 511, 67 S.Ct. at page 393:

“Proper preparation of a client’s case demands that he [the attorney] assemble information, sift what he considers to be the relevant from the irrelevant facts, prepare his legal theories and plan his strategy without undue and needless interference.”

In citing the principles as laid down in Hickman, the court in Uinta Oil Refining Company v. Continental Oil Company, 226 F.Supp. 495, 506 (D.Utah 1964) stated, “the detailed pattern of investigation and exploration in and of itself is not a proper subject for discovery.”

What the defendants seek here goes to the exploratory efforts of the plaintiffs’ counsel in preparation for trial. In attempting to locate witnesses on a certain topic an attorney will often talk to numerous prospects; the work product rule was designed to prevent unlimited interference with such preparations.

The plaintiffs will not be compelled to answer defendants’ interrogatory 211A.

DEFENDANT’S MOTION TO COMPEL ANSWERS FROM MR. EWALD

The defendants have moved pursuant to rule 37 to require Mr. Ewald, an employee of the plaintiffs, to answer certain questions asked him at a deposition held on July 20, 1967. Mr. Ewald was shown certain documents and then asked questions concerning them. Plaintiffs’ attorney directed him not to answer these questions after the witness stated that he had never seen or studied the documents about which he was being questioned. Plaintiffs’ attorney argues that the deponent should not have been required to educate himself on the spot for the purpose of giving testimony.

The defendants contend that Mr. Ewald is a “person having ordinary skill in the art”, as envisioned by 35 U.S.C. § 103, and therefore it was proper to question him as they did. However, without first having an opportunity to study the documents, his answers may have been misleading and even erroneous. For example, a certain page of the Ex-Cell-0 Thread Grinder Manual, which was shown to Mr. Ewald, may have indicated recommended grinding speeds, but it is possible that the surrounding pages of this manual qualified those recommendations.

There are limits as to what a witness should be required to do in order to prepare to answer oral questions. See Deep South Oil Company of Texas v. Metropolitan Life Insurance Company, 25 F.R.D. 81 (S.D.N.Y.1959).

In my opinion, the witness was not given reasonable time in advance to study the documents about which he was being questioned, and answers to such questions should not be required.

DEFENDANTS’ INTERROGATORIES 234-235

Plaintiffs object to defendants’ interrogatories 234 and 235, which relate

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43 F.R.D. 368, 12 Fed. R. Serv. 2d 790, 156 U.S.P.Q. (BNA) 643, 1968 U.S. Dist. LEXIS 8810, Counsel Stack Legal Research, https://law.counselstack.com/opinion/besly-welles-corp-v-balax-inc-wied-1968.