Berry v. Perales

195 A.D.2d 926, 600 N.Y.S.2d 838, 1993 N.Y. App. Div. LEXIS 7643
CourtAppellate Division of the Supreme Court of the State of New York
DecidedJuly 29, 1993
StatusPublished
Cited by7 cases

This text of 195 A.D.2d 926 (Berry v. Perales) is published on Counsel Stack Legal Research, covering Appellate Division of the Supreme Court of the State of New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Berry v. Perales, 195 A.D.2d 926, 600 N.Y.S.2d 838, 1993 N.Y. App. Div. LEXIS 7643 (N.Y. Ct. App. 1993).

Opinion

Levine, J.

Appeal from a judgment of the Supreme Court (Hughes, J.), entered March 27, 1992 in Albany County, which [927]*927dismissed petitioner’s application, in a proceeding pursuant to CPLR article 78, to review a determination of respondents terminating petitioner’s employment.

Petitioner, an attorney admitted to practice in 1983, received a probationary appointment in January 1990 as an Attorney I in the Division of Legal Affairs of the State Department of Social Services (hereinafter DSS). Petitioner was assigned to the Medicaid Reimbursement Review Unit, principally responsible for appearing on behalf of DSS in administrative hearings involving claimed overpayments to health providers enrolled in the Medicaid program. As a probationary employee, petitioner was required to satisfactorily complete an initial six-month training period, in which case he would be advanced as a probationary Attorney II for an additional six-month training period. Upon satisfactory completion of that period, he would be appointed to a permanent civil service position as a Senior Attorney.

Because of illness resulting in an extended period of absence from work, petitioner did not complete his initial six-month training period until December 24, 1990. Petitioner received an evaluation of satisfactory for this period and, therefore, was advanced to an Attorney II position for the second probationary training period. Nonetheless, the performance appraisal of his Attorney I work indicated that he sometimes "dwelled on side issues even after being advised as to the manner in which they should be disposed * * * long after the issue was resolved at a * * * staff meeting”.

In late June 1991, petitioner completed his second six-month training period. At that time, however, he received an unsatisfactory rating for the stated reasons of lack of advance preparation for administrative hearings, failure to listen to instructions from his supervisors and to what was being said during hearings and becoming "sidetracked” on irrelevant issues "even after being so advised”. Although petitioner could have been terminated as a result of that unsatisfactory evaluation, DSS chose to extend his probationary period an additional six months. When his performance was again rated unsatisfactory at the end of that period, and in accordance with Department of Civil Service guidelines, he was terminated from State employment.

Petitioner then brought the instant CPLR article 78 proceeding to annul, inter alia, the first unsatisfactory rating he received and to require his advancement to the permanent civil service position of Senior Attorney. Supreme Court dismissed the petition and this appeal followed.

[928]*928We affirm. Petitioner concededly was a probationary employee when his State employment was terminated. As such, he was subject to discharge without a reason and without a hearing, except upon his establishing that he was fired in bad faith or for constitutionally impermissible reasons, or that his discharge was violative of statute, regulations or case law (see, Matter of Whelan v Rozzi, 155 AD2d 603).

Petitioner’s principal contention is that his discharge was impermissible because the unsatisfactory ratings he received were in retaliation for his exercise of his 1st Amendment right of free speech. It is true that "a State may not discharge an employee on a basis that infringes that employee’s constitutionally protected interest in freedom of speech” (Rankin v McPherson, 483 US 378, 383). However, because the State has a more legitimate interest as employer in regulating the speech of its employees than its interest in regulating the speech of its general citizenry, whether the employee’s speech is constitutionally protected entails balancing "the interests of the [employee], as a citizen, in commenting upon matters of public concern and the interest of the State, as an employer, in promoting the efficiency of the public services it performs through its employees” (Pickering v Board of Educ., 391 US 563, 568 [emphasis supplied]).

Thus, when a governmental employee allegedly has been discharged for exercising his or her 1st Amendment right to freedom of expression, a two-step process is involved in determining whether a judicial remedy is available. First, it must be established that the speech was on a matter of public concern, as "determined by the content, form, and context of a given statement, as revealed by the whole record” (Connick v Myers, 461 US 138, 147-148). Then, it must be further determined whether the nature of the employee’s speech in addressing a matter of concern, in content, form and context, outweighed the State’s interest in removing employees whose conduct hinder effective and efficient fulfillment of its responsibility to the public, as involved in the particular case (Con-nick v Myers, supra, at 150-151).

Here, petitioner claims that he was rated as an unsatisfactory employee because of his persistent disagreement with his superiors and supervisors regarding the handling of the proceedings to which petitioner was assigned, aimed at recovering millions of dollars of overpayments allegedly made to radiologists and radiology groups enrolled in the Medicaid program, and, further, a disagreement over the method of presenting proof in hearings to exclude physicians from the Medicaid [929]*929program for providing substandard care to patients. Petitioner asserts that the disagreements over the handling of those cases involved the possible recovery of millions of dollars of Medicaid funds and were, therefore, of public concern. He further argues that his disputes with his superiors on those issues underlie the references in his evaluation reports to his being "sidetracked” on "irrelevant” issues for which he was criticized, and that this demonstrates that his discharge principally resulted from his expressions of opinion on matters of public concern.

Respondents unequivocally deny that petitioner’s mere expressions of opinion on those issues had anything to do with his receiving an unsatisfactory rating following his second six-month training period, pointing to the fact that his disagreements were fully aired during his first six-month training period, following which he received a satisfactory rating. In our view, however, petitioner has failed to establish that his expressions of opinion were constitutionally protected, even assuming that they pertained to matters of public concern and that they causally contributed to his termination from State employment. Stripped to their essentials, when considered in their form, content and context, the expressions of opinion upon which petitioner relies to establish a retaliatory discharge for his exercise of 1st Amendment rights represent nothing more than disagreements with his superiors on either office policy or professional judgments (or both) regarding the handling of an important set of cases by his legal unit in DSS. He does not claim that the positions of his superiors that he opposed on these issues were dishonest or corrupt; at worst, he suggests that one of the disagreements may have involved ethical concerns. Insofar as the nature of his expressions of disagreement with his superiors was essentially over office policies, his 1st Amendment "interests * * * as a citizen, in commenting upon [such issues]” (Pickering v Board of Educ., supra, at 568), were of limited weight in the balancing process (Connick v Myers, supra, at 154).

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Bluebook (online)
195 A.D.2d 926, 600 N.Y.S.2d 838, 1993 N.Y. App. Div. LEXIS 7643, Counsel Stack Legal Research, https://law.counselstack.com/opinion/berry-v-perales-nyappdiv-1993.