Berry v. Perales

195 A.D.2d 926, 600 N.Y.S.2d 838, 1993 N.Y. App. Div. LEXIS 7643
Appellate Division of the Supreme Court of the State of New York·Decided July 29, 1993·Published·Cited by 7 cases

Opinion

Levine, J.

Appeal from a judgment of the Supreme Court (Hughes, J.), entered March 27, 1992 in Albany County, which [927] dismissed petitioner’s application, in a proceeding pursuant to CPLR article 78, to review a determination of respondents terminating petitioner’s employment.

Petitioner, an attorney admitted to practice in 1983, received a probationary appointment in January 1990 as an Attorney I in the Division of Legal Affairs of the State Department of Social Services (hereinafter DSS). Petitioner was assigned to the Medicaid Reimbursement Review Unit, principally responsible for appearing on behalf of DSS in administrative hearings involving claimed overpayments to health providers enrolled in the Medicaid program. As a probationary employee, petitioner was required to satisfactorily complete an initial six-month training period, in which case he would be advanced as a probationary Attorney II for an additional six-month training period. Upon satisfactory completion of that period, he would be appointed to a permanent civil service position as a Senior Attorney.

Because of illness resulting in an extended period of absence from work, petitioner did not complete his initial six-month training period until December 24, 1990. Petitioner received an evaluation of satisfactory for this period and, therefore, was advanced to an Attorney II position for the second probationary training period. Nonetheless, the performance appraisal of his Attorney I work indicated that he sometimes "dwelled on side issues even after being advised as to the manner in which they should be disposed * * * long after the issue was resolved at a * * * staff meeting”.

In late June 1991, petitioner completed his second six-month training period. At that time, however, he received an unsatisfactory rating for the stated reasons of lack of advance preparation for administrative hearings, failure to listen to instructions from his supervisors and to what was being said during hearings and becoming "sidetracked” on irrelevant issues "even after being so advised”. Although petitioner could have been terminated as a result of that unsatisfactory evaluation, DSS chose to extend his probationary period an additional six months. When his performance was again rated unsatisfactory at the end of that period, and in accordance with Department of Civil Service guidelines, he was terminated from State employment.

Petitioner then brought the instant CPLR article 78 proceeding to annul, inter alia, the first unsatisfactory rating he received and to require his advancement to the permanent civil service position of Senior Attorney. Supreme Court dismissed the petition and this appeal followed.

[928] We affirm. Petitioner concededly was a probationary employee when his State employment was terminated. As such, he was subject to discharge without a reason and without a hearing, except upon his establishing that he was fired in bad faith or for constitutionally impermissible reasons, or that his discharge was violative of statute, regulations or case law (see, Matter of Whelan v Rozzi, 155 AD2d 603).

Petitioner’s principal contention is that his discharge was impermissible because the unsatisfactory ratings he received were in retaliation for his exercise of his 1st Amendment right of free speech. It is true that "a State may not discharge an employee on a basis that infringes that employee’s constitutionally protected interest in freedom of speech” (Rankin v McPherson, 483 US 378, 383). However, because the State has a more legitimate interest as employer in regulating the speech of its employees than its interest in regulating the speech of its general citizenry, whether the employee’s speech is constitutionally protected entails balancing "the interests of the [employee], as a citizen, in commenting upon matters of public concern and the interest of the State, as an employer, in promoting the efficiency of the public services it performs through its employees” (Pickering v Board of Educ., 391 US 563, 568 [emphasis supplied]).

Thus, when a governmental employee allegedly has been discharged for exercising his or her 1st Amendment right to freedom of expression, a two-step process is involved in determining whether a judicial remedy is available. First, it must be established that the speech was on a matter of public concern, as "determined by the content, form, and context of a given statement, as revealed by the whole record” (Connick v Myers, 461 US 138, 147-148). Then, it must be further determined whether the nature of the employee’s speech in addressing a matter of concern, in content, form and context, outweighed the State’s interest in removing employees whose conduct hinder effective and efficient fulfillment of its responsibility to the public, as involved in the particular case (Con-nick v Myers, supra, at 150-151).

Here, petitioner claims that he was rated as an unsatisfactory employee because of his persistent disagreement with his superiors and supervisors regarding the handling of the proceedings to which petitioner was assigned, aimed at recovering millions of dollars of overpayments allegedly made to radiologists and radiology groups enrolled in the Medicaid program, and, further, a disagreement over the method of presenting proof in hearings to exclude physicians from the Medicaid [929] program for providing substandard care to patients. Petitioner asserts that the disagreements over the handling of those cases involved the possible recovery of millions of dollars of Medicaid funds and were, therefore, of public concern. He further argues that his disputes with his superiors on those issues underlie the references in his evaluation reports to his being "sidetracked” on "irrelevant” issues for which he was criticized, and that this demonstrates that his discharge principally resulted from his expressions of opinion on matters of public concern.

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Berry v. Perales, 195 A.D.2d 926, 600 N.Y.S.2d 838, 1993 N.Y. App. Div. LEXIS 7643 (N.Y. Ct. App. 1993).

195 A.D.2d 926 (Berry v. Perales) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

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