Bergeron v. Henderson

47 F. Supp. 2d 61, 1999 U.S. Dist. LEXIS 6276, 1999 WL 258471
District Court, D. Maine·Decided April 7, 1999·No. Civ. 98-362-P-C·Published·Cited by 7 cases

Opinion

MEMORANDUM OF DECISION AND ORDER

GENE CARTER, District Judge.

Plaintiff Pamela Bergeron filed a six-count Complaint against the United States Postmaster, the Maine Merged Branch 92, National Association of Letter Carriers (“Union”), and Paul Robinson and Tom Ostrowski, in their individual capacities, on October 23,1998 (Docket No. 1). She filed an Amended Complaint with only slight changes on November 3, 1998 (Docket No. 2), and the Court granted a motion to amend the Amended Complaint to add a state law claim against the Union on March 30, 1999 (Docket No. 15) (“Amended Complaint”). Counts I and II of the Amended Complaint allege that the United States Postal Service sexually harassed and discriminated against Ms. Bergeron and retaliated against her for pursuing complaints with the Maine Human Rights Commission, in violation of Title VII, 42 U.S.C. § 2000e et seq. (“Title VII”). In Count III, Ms. Bergeron alleges that the Union sexually harassed and discriminated against her in violation of Title VII. The remaining three counts of the Amended Complaint raise state-law claims of intentional infliction of emotional distress (Count IV), negligent infliction of emotional distress (Count V), and defamation (Count VI) against the individually named Defendants, Mr. Robinson and Mr. Os-trowski.

On January 12, 1999, the United States Attorney for the District of Maine filed a Certificate of Scope of Employment certifying that Robinson and Ostrowski, were acting within the scope of their employment with the postal service in regard to the allegations in the Plaintiffs Amended Complaint (Docket No. 3). On the same day, the Postmaster General and the United States filed an Answer to Plaintiffs Amended Complaint wherein the United States denied on its own behalf, as well as on behalf of Robinson and Ostrowski the allegations contained in Counts IV, V, and VI. See Answer (Docket No. 4) ¶¶ 56, 57, 59, 60, 62, 63, 64. Robinson and Ostrowski have not filed an answer to the Complaint or to the Amended Complaint on their own behalf.

From 1984 until 1998, Plaintiff worked as a postal letter carrier for the United States Postal Service at Saco, Maine. See Amended Complaint ¶ 10. Mr. Robinson is the Postmaster of the Biddeford Annex. See Declaration of Paul E. Robinson (Docket No. 20) (“Robinson Declaration”) ¶ 2. Mr. Ostrowski was Plaintiffs immediate supervisor and his formal title is Supervisor, Customer Services. See Declaration of Thomas Ostrowski (Docket No. 21) (“Ostrowski Declaration”) ¶ 2. Mr. Ostrow-ski’s primary duties include evaluating the daily workload, making carrier and route assignments for the letter carriers, making temporary changes in route and time schedules, and authorizing overtime work. See id. The primary functions of Mr. Robinson’s position are the general supervision of the employees at the Biddeford Annex and responsibility for community relations between the postal service branch offices and the towns they serve. See Robinson Declaration ¶ 2. He is responsible for the processing, distribution, delivery, and collection of mail in Biddeford, Saco, and Old Orchard, Maine. See id. Presently before *64 the Court are Defendants Postmaster General and the United States of America’s Motion to Substitute and Motion to Dismiss, In Part, and Incorporated Memorandum of Law (Docket No. 5). In their motion to substitute, Defendants move the Court to substitute the United States in place of the individually named Defendants, Robinson and Ostrowski, as to Counts IV-VI of the Amended Complaint pursuant to the Westfall Act, 28 U.S.C. § 2679. The premise of Defendants’ motion to dismiss is that Plaintiffs claims against the United States are precluded by the Federal Torts Claim Act (“FTCA”) and the Federal Employee Compensation Act (“FECA”). Also before the Court is Plaintiffs Motion and Incorporated Memorandum of Law for Entry of Default Against Defendants Robinson and Ostrow-ski (Docket No. 14). . .

DISCUSSION

A. Motion to Substitute the United States for Robinson and Ostrowski.

In 1988, Congress amended the FTCA to reinforce federal employees’ immunity from tort actions. These amendments— commonly known as the “Westfall Act” because they were a response to Westfall v. Erwin, 484 U.S. 292, 108 S.Ct. 580, 98 L.Ed.2d 619 (1988) — provide that an action against the United States is the only remedy for injuries caused by federal employees acting within the scope of their employment. 1 The Westfall Act provides in pertinent part:

(1) Upon certification by the Attorney General that the defendant employee was acting within the scope of his office or employment at the time of the incident out of which the claim arose, any civil action or proceeding commenced upon such claim in a United States district court shall be deemed an action against the United States under the provisions' of this title and all references thereto, and the United States shall be substituted as the party defendant.,

28 U.S.C. § 2679(d)(1). Accordingly, after a federal employee is sued, the Attorney General 2 reviews the case to’ determine if the employee was acting within the scope of his or her employment when he or she engaged in the allegedly harmful conduct. The Attorney General may then file a Certification of Scope of Employment, a document certifying that the employee was acting within the scope of his or her employment. See id. Substitution of the United States as the exclusive defendant under the Westfall Act confers immunity on the defendant employee. Upon such certification, the employee is dismissed from the action, the United States is substituted as defendant, and the case proceeds under the FTCA against the United States.

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Bergeron v. Henderson, 47 F. Supp. 2d 61, 1999 U.S. Dist. LEXIS 6276, 1999 WL 258471 (D. Me. 1999).

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