Berent v. City of Iowa City

738 N.W.2d 193, 2007 Iowa Sup. LEXIS 108, 2007 WL 2459148
CourtSupreme Court of Iowa
DecidedAugust 31, 2007
Docket06-1382
StatusPublished
Cited by21 cases

This text of 738 N.W.2d 193 (Berent v. City of Iowa City) is published on Counsel Stack Legal Research, covering Supreme Court of Iowa primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Berent v. City of Iowa City, 738 N.W.2d 193, 2007 Iowa Sup. LEXIS 108, 2007 WL 2459148 (iowa 2007).

Opinion

APPEL, Justice.

In this case, we are asked to determine whether three proposed amendments to the Charter of the City of Iowa City should be placed before the voters. The three proposals called for a retention election for the city manager and the police chief, established a permanent police citizens review board with certain investigative and other powers, and sought to limit police practices with respect to nonviolent misdemeanors. After timely objections were filed, the City’s objections committee determined that the proposed amendments were legally flawed and, as a result, the City did not present the amendments to the voters.

Citizens challenged the City’s refusal in district court. The City, alternatively, sought a declaration that the proposed amendments were unlawful. The district court ruled that the objections committee exceeded its authority, refused to grant the City declaratory relief on the ground that the legal issues raised by the City were not ripe for judicial review, and ordered the City to present the proposed charter amendments to the voters. For the reasons expressed below, the decision of the district court is affirmed in part and reversed in part, and the case remanded with instructions.

I. Background Facts and Proceedings.

A. Home Rule Framework for Charter Government. In order to put this case, involving city governance, in proper perspective, we begin by reviewing the development of home rule in Iowa. This home rule review will provide an overview of the scope of and limitations on the power of municipalities in Iowa to structure their local governments.

In 1868, the Chief Justice of the Iowa Supreme Court, John F. Dillon, declared that municipalities were creatures of the legislature and had only those powers expressly granted by the legislature. City of Clinton v. Cedar Rapids & Missouri River R.R., 24 Iowa 455, 475 (1868). For the next hundred years, the General Assembly, through application of what became known as the Dillon Rule, maintained a tight legislative grip over municipal affairs through a combination of inaction and a jungle of code provisions. This tight legislative grip was relaxed, to some extent, in 1968, when Iowa enacted a home rule amendment to the Iowa Constitution. Iowa Const. art. III, § 38A.

The Iowa home rule amendment was a compromise between those who desired unlimited home rule and those who favored continued legislative control of municipal affairs. Bechtel v. City of Des Moines, 225 N.W.2d 326, 328-29 (Iowa 1975). While the Iowa home rule amendment reversed the Dillon Rule, the legislature retained the right to legislate even on matters involving local affairs. The constitutional amendment allocated no areas or subject matter exclusively for municipal control. The continued ability of the legislature after the enactment of the home rule amendment to trump or preempt local law has been repeatedly recognized by this court. Iowa Grocery Indus. Ass’n v. City of Des Moines, 712 N.W.2d 675, 678-79 (Iowa 2006); Bechtel, 225 N.W.2d at 332. Iowa’s type of home rule, sometimes referred to as legislative home rule, has been criticized by some as not providing municipalities with sufficient local autonomy. Richard Briffault, Our Localism: Part I— The Structure of Local Government Law, 90 Colum. L.Rev. 1, 8-9 (1990).

*197 After the enactment of the home rule amendment, the legislature for several years worked on a revision of the substantial state legislative framework in which municipalities were required to operate. After a few years of study, the legislature in 1972 enacted what was known as a home rule bill. While the legislative revision reflected in the home rule bill was in many respects a nip and tuck operation, the legislature also made changes in substantive law. Among other things, the home rule bill authorized Iowa municipalities to adopt a charter form of government. Iowa Code § 372.1(5) (2001). See generally Sam F. Scheidler, Survey of Iowa Law: Implementation of Constitutional Home Rule in Iowa, 22 Drake L.Rev. 294, 316 (1973).

By allowing municipalities to adopt a charter form of government, the legislature permitted local governments to engage in some variations from the traditional structure of government. The legislature required, however, that all municipal charters include provisions for a city council of at least five members, a mayor who may be a council member, and staggered elections for the office of mayor and city council. The legislature also required that the powers and duties of the mayor and the council be established and that such provisions be consistent with the city code. Iowa Code § 372.10.

B. Method of Adopting and Amending a City Charter. Iowa City has chosen to adopt a charter form of government, which petitioners now seek to amend. The legislature has provided three methods of amending a city charter by: (1) the city council submitting the matter to voters, (2) the city council passing an ordinance with submission to the voters if so requested by petition, and (3) petitioners proposing an amendment to be submitted to voters for approval. Id. § 372.11. It is the third method that is at issue in this case.

The legislature has established a substantive and procedural framework with respect to petitions that trigger municipal elections, including elections to consider amendments to a municipal charter. In order to invoke the electoral process by petition, the legislature required the petition to “include the signatures of the petitioners, a statement of their place of residence, and the date on which they signed the petition.” Id. § 362.4. The legislature has declared that a petition is “valid” if it is “signed by eligible electors of the city equal in number to ten percent of the persons who voted at the last preceding regular city election.... ” Id.

Upon receipt of a petition, the legislature has authorized the city clerk to examine it before accepting it for filing. Id. If upon the clerk’s examination the petition “appears valid on its face,” the legislature has directed that the petition “shall” be accepted for filing. On the other hand, if the petition lacks the required number of signatures, the clerk is directed to return the petition to the petitioner. Id.

Once the clerk has accepted a petition for filing, the petition is deemed “valid” unless written objections are filed with the city clerk within five working days after the petition is received. Id. The receipt of a timely written objection triggers review by an objections committee, consisting of the mayor, the city clerk, and one member of the council chosen by council ballot. Id. § 44.8. The legislature has directed that the city council must present a “valid” petition to amend a city charter to the voters in a special election. Id. § 372.11(3).

C. Proposed Charter Amendments. This case involves three petitions to amend the Charter of the City of Iowa City.

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Bluebook (online)
738 N.W.2d 193, 2007 Iowa Sup. LEXIS 108, 2007 WL 2459148, Counsel Stack Legal Research, https://law.counselstack.com/opinion/berent-v-city-of-iowa-city-iowa-2007.