Beran v. State

705 P.2d 1280, 1985 Alas. App. LEXIS 349
CourtCourt of Appeals of Alaska
DecidedSeptember 6, 1985
DocketA-535, A-679, A-629, A-630, A-668, A-652, A-638, A-658 and A-727
StatusPublished
Cited by27 cases

This text of 705 P.2d 1280 (Beran v. State) is published on Counsel Stack Legal Research, covering Court of Appeals of Alaska primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Beran v. State, 705 P.2d 1280, 1985 Alas. App. LEXIS 349 (Ala. Ct. App. 1985).

Opinions

OPINION

SINGLETON, Judge.

After separate trials, Antonin Beran, Gary Carlos, Peter Most, and Williard Park were convicted of violating regulations adopted by the State Board of Fisheries. The offenses occurred after the effective date of Fish and Game Regulation 5 AAC 39.002 which provides:

Liability for Violations. Unless otherwise provided in 5 AAC 01-5AAC 41 or in AS 16, a person who violates a provision of 5 AAC 01-5 AAC 41 is strictly liable for the offense, regardless of his intent.

In reliance on this regulation, the trial court in each case applied a strict liability standard.1 Each of the four appellants was convicted on the basis that he was strictly liable for having some length of net in the water after the closing of the fishery, notwithstanding the fact of mechanical problems encountered while hauling in the net. They now appeal, contending that the legislature has not authorized the Board of Fisheries to make violations of its regulations strict liability offenses. They also argue that if the legislature had authorized the Board of Fisheries to adopt strict liability regulations the regulations are unconstitutional.2

Ralph Bors and the petitioners, charged with fishing violations, sought pretrial determinations from Judges Victor D. Carlson and J. Justin Ripley that 5 AAC 39.002 was invalid. Upon denial of their request, they petitioned for review raising essentially the same arguments as Beran.3 Finding that the issues presented were of sufficient significance to warrant immediate resolution, we granted the petitions for review. We consolidated all of these cases with Beran. Appellate Rule 402(b)(2).

Having carefully reviewed the Alaska statutes dealing with administrative crimes and having considered the parties’ oral arguments and their briefs on the law, we conclude, first, that the legislature has [1284]*1284authorized the Board of Fisheries to make the breach of a regulation a “violation” and a strict-liability offense which would be punishable by a noncriminal fine.4 Second, we are satisfied that the legislature has authorized the Board of Fisheries to constitute the breach of a regulation a crime5 which would be punishable by imprisonment, but only if mens rea is required. Where a higher degree of mens rea is not specified in a regulation we will continue to infer a negligence requirement as a predicate to a sentence of imprisonment. See Reynolds v. State, 655 P.2d 1313 (Alaska App.1982). Third, we conclude that the legislature has not authorized the Board to adopt a regulation if a violation of the regulation would subject the violator to the statutory penalty of imprisonment in the absence of a finding of mens rea. We therefore need not consider the parties’ constitutional arguments except to the extent that an understanding of the constitution helps us to determine the legislature’s intent in authorizing agencies to adopt regulations whose violation subjects violators to civil and criminal penalties.

Applying these principles to 5 AAC 39.002, we accept the state’s representation that the Board of Fisheries intended to make violations of the described fishing regulations strict liability offenses to the extent permitted by the legislature including, if authorized, imprisonment as a possible penalty. Under our reading of the relevant statutes, imprisonment is not a permissible penalty for a violation of a regulation based upon strict liability in the absence of express legislative authorization. However, imprisonment is a permissible penalty for violation of a regulation [1285]*1285based upon a finding of negligence or some higher level of mens rea without further legislative authorization. The language of 5 AAC 39.002 providing for strict liability does not specifically address the question of penalties. In our view, the regulation is valid to the extent that it governs violations but invalid to the extent that it governs crimes.

The question then becomes whether we invalidate the regulatory scheme for adopting strict liability but failing to specify the penalties to which it attaches or whether we should enforce the regulatory scheme to the extent that it is within the legislative authorization. We conclude that the latter result is preferable. We reach this conclusion by analogy to the legislature’s treatment of severability in AS 01.10.030 which provides:

Any law heretofore or hereafter enacted by the Alaska legislature which lacks a severability clause shall be construed as though it contained the clause in the following language, “If any provision of this Act, or the application thereof to any person or circumstance is held invalid, the remainder of this Act and the application to other persons or circumstances shall not be effected [sic] thereby.”

Strictly speaking, this statute does not apply to the interpretation of regulations. Nevertheless, the effect of invalidating a statute on constitutional grounds is sufficiently similar to the effect of invalidating a regulation for lack of statutory authorization that similar rules should apply. In Lynden Transport, Inc. v. State, 532 P.2d 700, 711-15 (Alaska 1975), the supreme court interpreted this statute and determined that ultimately severance was a question of legislative intent. In attempting to fathom legislative intent the court adopted the following test:

The test for determining the severability of a statute is twofold. A provision will not be deemed severable “unless it appears both that, standing alone, legal effect can be given to it and that the legislature intended the provision to stand, in case others included in the act and held bad should fall.” [Quoting Dorchy v. Kansas, 264 U.S. 286, 290, 44 S.Ct. at 323, 324, 68 L.Ed.2d 686, 690 (1924).]

532 P.2d at 713.

We conclude that the Board of Fisheries’ intent was to make fishing regulations strict-liability offenses to the extent possible under law. Therefore we are confident that the Board would wish to preserve strict liability as a predicate for a noncriminal fine without surrendering the power to have those who negligently violate the regulations subject to imprisonment. Finally, we conclude that this intent can be given legal effect by viewing the Board’s action in adopting 5 AAC 39.002 as in effect serving to separate each affected regulation into two offenses: a crime requiring a negligence mens rea punishable by possible imprisonment and a violation satisfied by strict liability but only punishable by a noncriminal fine or possible forfeiture.6 In order to insure that all those accused of fishing regulation violations receive due process the prosecutor should give notice in advance of trial of whether he or she will be seeking possible imprisonment as a penalty. Cf. Johansen v. State, 491 P.2d 759, 766 n.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Clinton R. Strong v. State of Alaska, Tuie Strong v. State of Alaska
508 P.3d 1127 (Court of Appeals of Alaska, 2022)
Hicks v. State
377 P.3d 976 (Court of Appeals of Alaska, 2016)
Frank v. State
97 P.3d 86 (Court of Appeals of Alaska, 2004)
State v. Superior Court
40 P.3d 1239 (Court of Appeals of Alaska, 2002)
State v. Blackmore
2 P.3d 644 (Court of Appeals of Alaska, 2000)
Hosier v. State
957 P.2d 1360 (Court of Appeals of Alaska, 1998)
State v. Hazelwood
946 P.2d 875 (Alaska Supreme Court, 1997)
State v. Palmer
882 P.2d 386 (Alaska Supreme Court, 1994)
Cole v. State
828 P.2d 175 (Court of Appeals of Alaska, 1992)
Warner v. State
819 P.2d 28 (Alaska Supreme Court, 1991)
Noblit v. State
808 P.2d 280 (Court of Appeals of Alaska, 1991)
State v. Danielson
809 P.2d 937 (Court of Appeals of Alaska, 1991)
Waiste v. State
808 P.2d 286 (Court of Appeals of Alaska, 1991)
State v. Stein
806 P.2d 346 (Court of Appeals of Alaska, 1991)
Gudmundson v. State
763 P.2d 1360 (Court of Appeals of Alaska, 1988)
Stein v. State
758 P.2d 132 (Court of Appeals of Alaska, 1988)
Constantine v. State
739 P.2d 188 (Court of Appeals of Alaska, 1987)
Kuzmin v. State
725 P.2d 721 (Court of Appeals of Alaska, 1986)
Gregory v. State
717 P.2d 428 (Court of Appeals of Alaska, 1986)
Beran v. State
705 P.2d 1280 (Court of Appeals of Alaska, 1985)

Cite This Page — Counsel Stack

Bluebook (online)
705 P.2d 1280, 1985 Alas. App. LEXIS 349, Counsel Stack Legal Research, https://law.counselstack.com/opinion/beran-v-state-alaskactapp-1985.