Bennett v. Yoshina

140 F.3d 1218, 98 Cal. Daily Op. Serv. 2228, 98 Daily Journal DAR 3105, 1998 U.S. App. LEXIS 5982, 1998 WL 136411
CourtCourt of Appeals for the Ninth Circuit
DecidedMarch 27, 1998
DocketNos. 97-16408, 97-16540, 97-16543 and 97-16596
StatusPublished
Cited by67 cases

This text of 140 F.3d 1218 (Bennett v. Yoshina) is published on Counsel Stack Legal Research, covering Court of Appeals for the Ninth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Bennett v. Yoshina, 140 F.3d 1218, 98 Cal. Daily Op. Serv. 2228, 98 Daily Journal DAR 3105, 1998 U.S. App. LEXIS 5982, 1998 WL 136411 (9th Cir. 1998).

Opinion

TASHIMA, Circuit Judge:

This case presents a constitutional challenge to a vote put to the citizens of Hawaii on November 5, 1996. Plaintiffs ask us to invalidate the vote on the ground that the [1222]*1222Hawaii Supreme Court’s interpretation of blank ballots was so unforeseeable that the voters’ substantive due process and free speech rights were violated. We reject this constitutional challenge and uphold the Hawaii vote.

I.

The vote at issue was on a question asking Hawaii voters whether they wished to hold a convention that would propose amendments to the Hawaii state constitution. The constitutional convention question was one of several unrelated items on the general ballot, including ratification votes on three proposed state constitutional amendments.

By way of background, amendments to the Hawaii constitution can be proposed either by the legislature or by a convention. Haw. Const, art. XVII, § 1. The Hawaii Constitution states:

The legislature may submit to the electorate at any general or special election the question, “Shall there be a convention to propose a revision of or amendments to the constitution?” If any nine-year period shall elapse during which the question shall not have been submitted, the lieutenant governor shall certify the question, to be voted on at the first general election following the expiration of such period.

Haw. Const, art. XVII, § 2. Amendments proposed by the convention must then be ratified by the people. Id. Pursuant to Haw. Const, art. XVII, § 2, voters were asked in 1966, 1976, 1986 and 1996 whether they wished to hold a constitutional convention.

Prior to 1996, machine-counted ballots that left the convention question blank were simply ignored in computing whether the convention question had passed. “Yes” votes were counted against “no” votes, and the majority ruled.

In preparation for the 1996 vote, the Office of Elections distributed an “information sheet” that was present' at every polling place. The sheet explained the significance of a “yes” vote and a “no” vote, but was silent on what happened to blank ballots. Additionally, a few days before the election, the Office of Elections printed a “fact sheet” that said that a majority on the convention question would be determined without considering blank ballots. This fact sheet was available at the Office of Elections to be picked up, and some voters did so. The fact sheet was also available on the internet, although only a small number of “hits” occurred at this internet site.

At some point before the 1996 vote—it is unclear exactly when—the Office of Elections told Citizens for a Constitutional Convention (“Citizens”) that blank ballots would not be counted on the convention question. Citizens is an organization that lobbied Hawaii voters in favor of the convention question, and it claims to have changed its campaign strategy in reliance on the Office of Elections’ instruction.

At the November 5 election, the electorate voted (or failed to vote) on the constitutional convention question, as follows: 163,869 voters marked “yes”; 160,153 marked “no”; 45,-245 left the question blank; and 90 marked both “yes” and “no.” Thus, if blank ballots are counted, they control the outcome of the vote.

Shortly after the election, the Hawaii State AFL-CIO1 sued Dwayne D. Yoshina, the Chief Elections Officer of Hawaii,2 in an original action in the Hawaii Supreme Court. The AFL-CIO sought a declaratory judgment that the constitutional convention question had failed and an order directing Yoshina to certify that it had failed. The Hawaii Supreme Court ruled in favor of the AFL-CIO. Hawai‘i State AFL-CIO v. Yoshina, 84 Hawai'i 374, 935 P.2d 89, 98 (1997) (“Yoshina I”).

The court noted that Haw. Const, art. XVII, § 2, required a constitutional convention only if the question received a majority of the “ballots cast upon such a question.” (Emphasis added.) Once a convention is convened, however, and amendments are proposed to the voters, the amendments pass if they receive “a majority of the votes tallied upon the question.” Haw. Const, art. XVII, § 2 (emphasis added). The court noted the [1223]*1223difference in language and pointed to a committee report from the 1950 constitutional convention that indicated that the difference in language had been intentional. Yoshina I, 935 P.2d at 95. Therefore, the court concluded that “ballots cast” included all submitted ballots that contained the question, while “votes tallied” meant only the “yes” or “no” votes (i.e., blank ballots operated against the convention question). Id. at 96. Because in the 1996 convention vote, the “yes” votes did not constitute a majority of the total “ballots east” (as the Hawaii Supreme Court understood that term), the court ordered Yoshina to certify that the question had failed. Id. at 98.

Three weeks after the Hawaii Supreme Court’s ruling, Mark J. Bennett, Citizens for a Constitutional Convention, Let the People Decide, and several individual plaintiffs commenced this action. Some of the individuals alleged that they had abstained on the convention question, but that if they had known that not voting had the same effect as voting “no,” they would have voted differently. The other individuals voted “yes,” and the institutional plaintiffs alleged that their members mostly voted “yes” on the convention question. Plaintiffs (collectively, “Bennett”) argued that the Hawaii Supreme Court’s decision in Yoshina I was an unforeseeable departure from past election practices and was unconstitutional, primarily for lack of notice.

The Hawaii State AFL-CIO and 49 individually named plaintiffs (collectively “applicants” or “AFL-CIO”) filed a motion to intervene in the case. The applicants—all parties to Yoshina I—claimed to have an ideological interest in the outcome of the case, as well as an interest in protecting their victory in state court. The motion to intervene was denied.

On cross-motions for summary judgment, the district court ruled for plaintiffs. It found that plaintiffs had standing, and granted their motion for class certification, rulings that are not contested on appeal. The court concluded that federal jurisdiction existed in this case, rejecting the Rooker/Feldman doctrine (see District of Columbia Court of Appeals v. Feldman, 460 U.S. 462, 103 S.Ct. 1303, 75 L.Ed.2d 206 (1983); Rooker v. Fidelity Trust Co., 263 U.S. 413, 44 S.Ct. 149, 68 L.Ed. 362 (1923)) and the Eleventh Amendment as jurisdictional bars. Finally, the district court concluded that the constitutional convention vote had been fundamentally unfair because the Hawaii Supreme Court’s opinion marked a departure from prior election practices, was unforeseeable to the average voter because it contradicted the previously understood election procedures, and contradicted information that the state itself had disseminated before the election. The court then ordered that a new election take place.

Everyone appeals. In No. 97-16408, Yoshina appeals the ruling that the Eleventh Amendment does not bar this suit, the conclusion that the convention vote was fundamentally unfair, and the order to conduct a new election. In No.

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Bluebook (online)
140 F.3d 1218, 98 Cal. Daily Op. Serv. 2228, 98 Daily Journal DAR 3105, 1998 U.S. App. LEXIS 5982, 1998 WL 136411, Counsel Stack Legal Research, https://law.counselstack.com/opinion/bennett-v-yoshina-ca9-1998.