Benjamin v. Fraser

156 F. Supp. 2d 333, 2001 U.S. Dist. LEXIS 9543, 2001 WL 789306
District Court, S.D. New York·Decided July 11, 2001·No. 75 CIV. 3073(HB)·Published·Cited by 7 cases

Opinion

*334 SUPPLEMENTAL OPINION & ORDER

BAER, District Judge.

On April 26, 2001, this Court issued an order (the “April 26 Order”) that directed: (1) the City of New York (“City”) and the Department of Corrections (“Department”) (collectively, “defendants”) to take specific actions to remedy “current and ongoing” violations of federal law that this Court identified in 14 New York City jails 1 (“prospective relief’) and (2) the Office of Compliance Consultants (“OCC”) to monitor certain aspects of the prospective relief. Subsequent to the docketing of the April 26 Order, the parties separately sub *335 mitted motions for reconsideration of the April 26 Order which sought, inter alia, that the Court make: (1) an explicit ruling on whether the Prison Litigation Reform Act (“PLRA”) forecloses the continuation of OCC; 2 (2) provision-by-provision determinations that the relief imposed was necessary, narrowly drawn and no more intrusive than necessary to correct the violation of the federal right in accordance with the language of the PLRA; (3) the modification or elimination of certain provisions of the April 26 Order; and (4) certain technical changes. For the reasons discussed below, plaintiffs’ motion for reconsideration is granted in part and denied in part, defendants’ motion for reconsideration is granted in part and denied in part. Further, the Court appoints John H. Doyle III as the new OCC Director.

1. THE CONTINUATION OF OCC DOES NOT VIOLATE THE PLRA

Both parties request, that the Court expressly decide whether OCC can coexist with the PLRA. Defendants argue that it cannot because the PLRA limits court-authorized agents to special masterships, whose appointment and responsibilities are specifically governed by the statute; plaintiffs disagree. 3 See 18 U.S.C. § 3626(f). Under the PLRA, a special master is appointed through a collaborative procedure between plaintiffs and defendants, and is confined to a limited set of activities, which does not include monitoring, the essential activity of OCC. See 18 U.S.C. § 3626®.

“Limitations on powers and duties. — A special master appointed under this subsection—
(A) may be authorized by a court to conduct hearings and prepare proposed findings of fact, which shall be made on the record;
(B) shall not make any findings or communications ex parte;
(C) may be authorized by a court to assist in the development of remedial plans; and
(D) may be removed at any time, but shall be relieved of the appointment upon the termination of relief.”

Id. Because OCC is a monitoring body, whose director is selected in a manner other than that which is statutorily prescribed, defendants argue that OCC is precluded by the PLRA.

Had the April 26 Order created rather than merely continued OCC, defendants’ argument might be persuasive. OCC is not now, and never has been, a special master as defined by the PLRA. However, OCC is lawful in my view — not because, as plaintiffs initially argue, the PLRA’s special master provisions leave intact the power of courts to appoint entities of a different stripe, like OCC 4 — but for the reason that OCC as a long extant organization is not subject to the subsequently enacted PLRA.

A. The History of OCC

The instant opinion is the latest installment in a long line of decisions/orders *336 concerning OCC by this and other courts. In 1975, pretrial detainees in certain New York City jails brought seven related class actions alleging that the conditions of their confinement violated their constitutional rights. In 1978-79, the City and plaintiffs’ counsel entered into consent decrees to address and remedy those conditions of confinement. In 1982, the consent decrees were consolidated for enforcement before the Honorable Morris E. Lasker who ordered, pursuant to the agreement between the parties, the creation of an agency called the Office of Compliance Consultants (“OCC”) to monitor defendants’ compliance with the consent decrees. Between 1982 and 1987, the parties consented to several renewals of OCC’s mandate. Thereafter, it was continued by orders dated October 1987, September 1989, July 1991, January 1993, January 1995, January 1997 and September 2000. During the period 1982 — 2000, the Court periodically adjusted the scope of OCC’s responsibilities, the intensity of its activities, and the nature of its operations. 5

Contrary to the argument of defendants, OCC did not pass out of and come back into existence with each such order. Since 1982, OCC has performed essentially the same monitoring role over the same jail system in the same litigation. Moreover, the test of whether an entity is old or newly created is not whether the entity as it exists today perfectly resembles the entity of before. All entities change over time. Although OCC’s authorization was for some years renewed by a series of orders with specified end dates, it was never the expectation of this Court that OCC would cease to exist on those dates, nor do I believe that is was the expectation of the parties. The sunset provisions built into the earlier OCC renewals did not anticipate the end of OCC without regard to the status of the litigation; rather, they (1) reflected the Court’s expectations (repeatedly frustrated) that defendants would promptly comply with the consent decrees, and (2) provided a mechanism for the Court to actively supervise OCC, target its operations and provide its personnel some sense of the job’s duration. Defendants’ suggestion that such provisions bear out their claim that OCC has not been a continuous entity is plainly unjustified. Further, defendants’ statements that “it is the sheerest artificiality to consider OCC to be a continuing monitor,” (Def.s’ memo re OCC, March 21, 2001 at 11), and that the OCC is “little more than a shell,” id., is at best, inaccurate and disingenuous. Defendants correctly point out that OCC’s activities have been curtailed in recent years; 6 however, defendants fail to acknowledge that the reduction of OCC’s activities ensued from defendants’ legal challenge to the consent decrees and the Court’s subse *337 quent hearings, during the pendency of which OCC’s activities had to be put largely on hold. Defendants’ argument suggests the following: OCC ceased to exist because of defendants’ unsuccessful litigation to escape the consent decrees and OCC’s supervision thereof. I am not persuaded.

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Benjamin v. Fraser, 156 F. Supp. 2d 333, 2001 U.S. Dist. LEXIS 9543, 2001 WL 789306 (S.D.N.Y. 2001).

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