Beller v. United States

221 F.R.D. 679, 2003 U.S. Dist. LEXIS 25490
District Court, D. New Mexico·Decided September 9, 2003·No. Civ. No. 02-1368 WPJ/LFG·Published·Cited by 3 cases

Opinion

MEMORANDUM OPINION AND ORDER GRANTING WITNESS ETTALINE PERRY’S MOTION FOR PROTECTIVE ORDER

GARCIA, Chief United States Magistrate Judge.

This matter comes before the Court on Witness Ettaline Perry’s Motion for Protective Order [Doc. 124], Plaintiff Terry Pfeifer 1 opposes the motion and filed a Response [Doc. 143]. Defendants take no position on the motion, but they filed a Response which sets forth certain factual information bearing on the motion [Doc. 138]. Perry filed a Reply [Doc. 180]. No oral argument is necessary. For the reasons given below, the Court finds that Perry’s motion is well taken and will be granted.

Background

Plaintiffs’ suit against the United States and Defendant Martin seeks damages and injunctive relief for wrongful death.2 Plaintiffs allege that their decedents were killed in a collision in January 2002 with a government truck driven by Bureau of Indian Affairs employee Lloyd Larson (“Larson”), who was drunk at the time of the collision. Larson is currently incarcerated at a federal [681]*681correctional facility as a result of a criminal conviction arising from this incident.

Plaintiffs contend that Defendants, as Larson’s employers, were aware of his long history of arrests and convictions for driving while intoxicated and of the suspension and revocation of his driver’s license, but they nevertheless continued to allow him to drive a government vehicle in the course of his employment. Liability is asserted under theories of respondeat superior, negligent en-trustment, and negligent hiring, training and supervision. See, Plaintiff’s Second Amended Complaint [Doc. 30].

On June 24, 2003, Plaintiff Pfeifer took the deposition of Ettaline Perry (“Perry”), who is not a party to this suit. Perry was asked several questions about statements Larson made to her, or conversations she had with Larson. She was instructed by her attorney not to answer these questions on grounds of marital communication privilege.

Although it is normally improper for an attorney to instruct the client to refuse to answer a question put at a deposition, such instruction is allowed “when necessary to preserve a privilege.” Fed.R.Civ.P. 30(d)(1); American Hangar, Inc. v. Basic Line, Inc., 105 F.R.D. 173,174 (D.Mass.1985). The person from whom discovery is sought must thereafter file a motion for protective order and seek a court ruling on the propriety of the refusal to answer. American Hangar, supra; Fed.R.Civ.P. 26(c). Perry did not answer certain questions at the deposition, as instructed by her attorney, and she then brought this motion for a protective order as contemplated in Federal Rules.

Applicable Law

The existence of a privilege is a matter to be determined by reference to federal common law, except in cases where state law supplies the rule of decision with respect to an element of the claim or defense. Fed. R.Evid. 501. Although in eases brought under the Federal Tort Claims Act (FTCA), liability is determined “in accordance with the law of the place where the act or omission occurred,” 28 U.S.C. § 1346(b)(1), it is generally held that the existence of a privilege in FTCA cases is, nevertheless, to be determined according to federal common law.

On its face, it would seem that the obvious result in applying Rule 501 in the context of the FTCA would be that state law supplies the rule of decision ... However, such a literal application of Rule 501 is inconsistent with the legislative history of Rule 501, which supports a finding that Congress intended federal privilege law to apply in FTCA cases.

Tucker v. United States, 143 F.Supp.2d 619, 622 (S.D.W.Va.2001); accord, Syposs v. United States, 179 F.R.D. 406 (W.D.N.Y.1998); Menses v. United States Postal Serv., 942 F.Supp. 1320 (D.Nev.1996); Young v. United States, 149 F.R.D. 199 (S.D.Cal.1993). Although the courts are not unanimous on this issue, see, e.g., Ellis v. United States, 922 F.Supp. 539, 540 (D.Utah 1996), the Court finds that, in the absence of a definitive ruling by the Tenth Circuit, it will follow the reasoning of the above-cited cases and rely on federal common law.

The parties are in accord that the privilege at issue here is the privilege for confidential marital communications. See, Wolfle v. United States, 291 U.S. 7, 54 S.Ct. 279, 78 L.Ed. 617 (1934); Blau v. United States, 340 U.S. 332, 71 S.Ct. 301, 95 L.Ed. 306 (1951). Although it is true, as Plaintiff points out, that the party seeking to assert a privilege has the burden of establishing its applicability, Motley v. Marathon Oil Co., 71 F.3d 1547, 1550 (10th Cir.1995), it is also true that “marital communications are presumptively confidential.” Blau v. United States, supra, 340 U.S. at 333, 71 S.Ct. 301.

Discussion

The marital communications privilege is a highly regarded and well established privilege.

[In Trammel v. United States, 445 U.S. 40, 100 S.Ct. 906, 63 L.Ed.2d 186 (1980)], the Court reaffirmed the significance of the confidential marital communications privilege and its important role in protecting the marital relationship, “the best solace of human existence” ... As the Supreme Court observed on an earlier occasion, “[t]he basis of the immunity given to com[682]*682munications between husband and wife is the protection of marital confidences, regarded as so essential to the preservation of the marriage relationship as to outweigh the disadvantages to the administration of justice which the privilege entails.”

SEC v. Lavin, 111 F.3d 921, 925 (D.C.Cir. 1997).

Perry asserts that she is entitled to a protective order because she was asked at her deposition to reveal certain privileged-conversations she had with Larson who, she contends, is her common law husband under Navajo law. She asks the Court to recognize the validity of her common law marriage under Navajo law and to uphold her claim of privilege.

Plaintiffs, on the other hand, ask the Court to order a continuation of Perry’s deposition and to direct her to answer the questions to which she previously objected. Plaintiffs contend that: (1) Larson and Perry are not legally husband and wife; and (2) even if they are deemed legally married, Perry waived the marital privilege by disclosing the communications to a third party.

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Beller v. United States, 221 F.R.D. 679, 2003 U.S. Dist. LEXIS 25490 (D.N.M. 2003).

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