Becker v. Webster

171 F.2d 762, 1949 U.S. App. LEXIS 2975
CourtCourt of Appeals for the Second Circuit
DecidedJanuary 4, 1949
Docket125, Docket 21187
StatusPublished
Cited by6 cases

This text of 171 F.2d 762 (Becker v. Webster) is published on Counsel Stack Legal Research, covering Court of Appeals for the Second Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Becker v. Webster, 171 F.2d 762, 1949 U.S. App. LEXIS 2975 (2d Cir. 1949).

Opinions

L. HAND, Chief Judge.

This is an appeal from an order discharging a writ of habeas corpus granted to review the conviction of the relator by a general court-martial. The respondent, General Webster, filed a return to the writ, and the judge heard the case upon the record of the trial before the court-martial at Wiesbaden, Germany, in March, 1948. The conviction was upon three charges: (1) Selling whisky to soldiers; (2) causing “’travel orders to be falsely made” by which enlisted men were authorized to go to Holland to get the whisky; (3) uttering the same forged “travel orders.” The only question raised upon the appeal is whether Becker was denied the rights secured to him by the Seventieth Article of War, 10 U.S.C.A. § 1542, and § 35(a) the “Manual of Courts-Martial.” Orginally only the first two of the three charges were filed, of which an officer, named Adcock, was detailed to conduct the investigation as the Seventieth Article requires. In the course of this he tried to take the testimony of one, Use Dieringer, a German who had been Becker’s secretary. This examination was conducted in Becker’s presence, and Becker tried to cross-examine her; but both upon the direct and upon the cross she refused to answer all but a few unimportant questions. Nevertheless, Adcock found in other evidence enough support for the two charges to recommend to his superior officer that a general court-martial be convened. That officer transmitted Ad-cock’s report and the testimony to the Staff Judge Advocate, who, although he reported back that there appeared to be enough proof to sustain the two charges, for good measure recommended that the third charge be added; and that was also referred to Adcock for investigation. Thereafter Ad-cock telephoned to the manager of the “PX store,” where Use Dieringer worked, told him that in a few days he would question her again, and “asked him if he couldn’t put her at ease so that she would be able to talk sensibly, or put her at ease when he questioned her,” and the manager told him “that he would try.” Apparently he succeeded, because, when Adcock examined her the second time — this time in the absence of Becker and his lawyer — she made a full disclosure of what she knew regarding the preparation and use of the “travel orders.” The last part of her examination was as follows:

“Q. What made you decide to tell the truth now and why didn’t you tell me the truth the first time I talked to you? A. Because I thought I wouldn’t have to go to [764]*764a court-martial and wouldn’t have to testify against any American. Maybe you don’t see the way I feel, it is hard to make myself understood.

“Q. I think I know how you feel, Susie. I don’t have any more questions, is there anything more you would like to say, Susie ? A. Maybe you don’t believe me any more because I wouldn’t tell the truth in the first place, but today I told you really what I know about it, everything, I can remember so far. If you want to ask me again in front of Lt. Becker, its O.K. I see that I must have been — I don’t know what it was.”

Before the second examination Adcock had told Chase, Becker’s lawyer, that he proposed to examine Ilse in Becker’s absence; and to this Chase had objected, because that would not comply with the Seventieth Article. Adcock disregarded this protest, but before reporting upon the third charge, he offered to show the testimony to Chase, and told him that, if he wished, he might call the witness and cross-examine her in Becker’s presence. Chase refused on the ground that cross-examination would be useless after the direct had been taken in Becker’s absence. Adcock then recommended that a general court-martial should be convened to try the third charge as well as the first two, and the trial proceeded on all three.

A trial before a general court-martial, convened without any preliminary investigation under the Seventieth Article, would of course be altogether irregular; but the court might nevertheless have jurisdiction. Certainly such a trial would not deny to the accused “due process of law” in the, broad sense that that phrase is sometimes used: i. e., that he must be fully advised of the evidence used against him; that he must have opportunity to cross-examine and answer; that he must have assistance of counsel; and that judges must be without bias or commitment. The .preliminary investigation is a creature of statute, which Congress need not have provided at all; for the Fifth Amendment expressly exempts courts-martial from the necessity of indictment.1 Indeed, in any criminal prosecution a bare information satisfies the Fourteenth Amendment.2 The effect of irregularities in the conduct of the investigation has been considered in numerous cases;3 but in Smith v. Hiatt, supra,3 alone has any court of appeals made the result depend upon whether there was substantial compliance with the article; for, although in Benjamin v. Hunter, supra,3 the court said that compliance was necessary, the decision did not demand it. Nevertheless, we shall assume for argument that Smith v. Hiatt, supra,3 was right, without committing ourselves, should the question recur.

This we may do, because, there was not only “substantial compliance” with the article; but literal compliance as well. The text contains nothing about “confrontation” on the direct; and the omission is most significant, because of the express grant of the right to cross-examine: “at the investigation full opportunity shall be given to the accused to cross-examine witnesses against him if they are available.” It is at the outset to be observed that even this right is not absolute, for “availability” admits of much “latitude of interpretation.4 But even if it had 'been absolute, it would not have implied the right of “confrontation” upon the direct in cases where the accused has had access to the direct testimony before he is called upon to cross-examine. Indeed, “the main and essential purpose of confrontation is to secure for the opponent the opportunity for cross-examination. * * * That this is the true and essential significance of confronta[765]*765tion is clear from the language of counsel and judges from the beginning of the Hearsay rule to the present day.” 5 It is true that there is “a secondary advantage to be obtained by the personal appearance of the witness”; but that is in order that the tribunal shall be able to observe his “deportment while testifying,” and by that “a certain subjective moral effect is produced upon the witness” also. Any such advantage will be secured, however, if the direct is before the tribunal, because it “does not arise from the confrontation of the opponent and the witness; it is not the consequence of the two being brought face to face.” 6 Perhaps this is not a complete account of all the interests at stake. It is at least theoretically possible that at the outset of his cross-examination an “opponent” who has not been present on the direct may be ' at some disadvantage even though he has had access to the direct; but that is a handicap which will soon disappear as the demeanor of the witness develops, and certainly it is not enough to justify the interpolation into this statute of an apparently deliberate omission.

Moreover, this prima facie interpretation is borne out by administrative interpretation. The “Manual for Courts-Martial” is a publication, promulgated by the President under the authority of the Thirty-Eighth Article of War, 10 U.S.C.A. § 1509.

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Related

United States v. Roberts
10 M.J. 308 (United States Court of Military Appeals, 1981)
United States ex rel. Kelly v. District Commandant
177 F.2d 369 (Second Circuit, 1949)
Duval v. Humphrey
83 F. Supp. 457 (M.D. Pennsylvania, 1949)
McClellan v. Humphrey
83 F. Supp. 510 (M.D. Pennsylvania, 1949)
Richardson v. Zuppann
81 F. Supp. 809 (M.D. Pennsylvania, 1949)
Becker v. Webster
171 F.2d 762 (Second Circuit, 1949)

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Bluebook (online)
171 F.2d 762, 1949 U.S. App. LEXIS 2975, Counsel Stack Legal Research, https://law.counselstack.com/opinion/becker-v-webster-ca2-1949.