Bearup v. Shinn

District Court, D. Arizona·Decided August 30, 2023·No. 2:16-cv-03357·Unknown

Opinion

WO

Patrick Wade Bearup, No. CV-16-03357-PHX-SPL

Petitioner, ORDER

v. DEATH PENALTY CASE

Ryan Thornell, et al.,

Respondents. Bearup moves to reconsider the Court’s 2020 Order denying his motion to stay this case pending a decision in State v. Cruz (Cruz I), CR 17-0567-PC (Ariz.). (Docs. 122, 125, and 151; Doc. 122-2 at 3.) In his motion to reconsider, Bearup does not seek reconsideration of the denial of his 2020 motion to stay. Instead, for the first time, he asks to stay this case under Rhines v. Weber, 544 U.S. 269 (2005), so that he may exhaust some of his habeas claims in state court. (Doc. 151.) In doing so, he does seek reconsideration of two findings in the 2020 Order that would, if not reversed, defeat a Rhines stay. (Id.) The Court will therefore construe the motion to reconsider as a request for a Rhines stay in the first instance. But in assessing the request for a Rhines stay, the Court will address Bearup’s request to reconsider the 2020 Order’s two findings relevant to the Rhines stay request. Bearup also moves for authorization for his habeas counsel to represent him in state court to exhaust Claim 44 (as well as Claim 45). (Doc. 152.) Respondents oppose a Rhines stay and take no position on authorization. (Id. at 2; Doc. 154.) For the reasons below, the Court will deny both motions. In 1993, Arizona’s Legislature eliminated parole for felonies committed after December 31, 1993. A.R.S. § 41-1604.09(I) (West 1993). In 1994, the United States Supreme Court held in Simmons v. South Carolina that when a capital defendant’s future dangerousness is at issue and state law bars his release on parole, due process entitles him to inform the jury—through argument or jury instruction—that he would be ineligible for parole if not sentenced to death. 512 U.S. 154, 156, 177–78 (1994); see also Cruz v. Arizona (Cruz II), 598 U.S. __, 143 S. Ct. 650, 655 (2023). Years after the enactment of A.R.S. § 41-1604.09(I) and the decision in Simmons, a grand jury indicted Bearup for a 2002 kidnapping and murder. (R.O.A. 1.) The State sought a death sentence for the murder. (R.O.A. 17.) The parties’ joint questionnaire to prospective jurors stated that, if Bearup was convicted of murder, but not sentenced to death, the trial court would sentence Bearup to life in prison either with or without the “possibility of parole.” (R.O.A. 210 at 17; R.T. 11/6/06 at 3.) After the prospective jurors finished the questionnaire, and the court conducted voir dire, the court empaneled a jury. (R.T. 11/14/06 at 13.) The jury found Bearup guilty as charged. State v. Bearup, 211 P.3d 684, 688 (Ariz. 2009). At the trial’s penalty phase for the murder, Bearup represented himself. (R.T. 1/29/07 at 9.) Bearup did not request a Simmons instruction informing the jury of his parole ineligibility. (R.T. 1/31/07 at 6–7; R.T. 2/1/07 at 6, 11–13.) Without objection, the court instructed the jurors that if they spared Bearup’s life, the court would sentence him to life in prison either with, or without, the “possibility of release.” (R.T. 1/31/07 at 6–7; R.T. 2/1/07 at 17) (emphasis added). The jury sentenced Bearup to death. Bearup, 211 P.3d at 688. Bearup, again represented by counsel, did not raise a Simmons claim on direct appeal or on postconviction review (PCR) and was denied relief on each. Id. at 696. (See Opening Brief; Doc. 46-2, Ex. RRRRR; Doc. 46-3, Ex. YYYYYY; 9/21/16 Order.) In 2015, the Arizona Supreme Court held in State v. Lynch (Lynch I) that a trial court did not err in refusing a Simmons instruction, citing A.R.S. § 41-1604.09(I), because the defendant was eligible for other forms of release, such as clemency. 357 P.3d 119, 138 (Ariz. 2015) (citing A.R.S. § 13-703(A), renumbered as § 13-751(A)). In May 2016, the United States Supreme Court reversed Lynch I, holding that future clemency, or enactment of a statute restoring parole, did not “diminish[ ] a capital defendant’s right to inform a jury of his parole ineligibility.” Lynch v. Arizona (Lynch II), 578 U.S. 613, 615 (2016) (citing Simmons, 512 U.S. at 166, 177). On October 3, 2016, Bearup commenced this habeas case, and the Court appointed the Arizona Federal Public Defender’s Office to represent him in this case but barred counsel from representing him “in state forums or prepare any state court pleadings” absent the Court’s “express authorization.” (Doc. 1; Doc. 6 at 1.) Bearup filed a petition in 2017. (Doc 39.) In Claim 44, Bearup claims that the trial court violated his Fourteenth Amendment due process rights under Simmons and Lynch II by not instructing the jury that he was ineligible for parole.1 (Doc. 39 at 382–84.) He acknowledges that he did not raise this claim in state court but purported to reserve the right to request a stay under Rhines so that he could do so. (Id. at 382.) In their Answer, Respondents opposed a stay because the Simmons/Lynch II claim was then technically exhausted, as Bearup never raised it in state court, and he lacked good cause for not having done so, and because the claim otherwise lacked merit. (Doc. 45 at 217–19, 220–24.) In his Reply, Bearup disagreed with the Respondents’ contentions and clarified that he was not then seeking a Rhines stay. (Doc. 53 at 206–12 and n.44.) In April 2020, after the parties briefed Bearup’s habeas claims, the Arizona Supreme Court agreed to review Cruz I to address whether Lynch II was “a significant change in 1 In Claim 44, Bearup also asserts that the incorrect jury instruction on his parole eligibility also violates his Eighth Amendment right to a reliable penalty phase. (Doc. 39 at 382–84.) Because Bearup does not seek a Rhines stay to exhaust this subclaim, the Court will not consider it here. the law” under Arizona Rule of Criminal Procedure 32.1(g).2 (Doc. 122-2 at 3.) Bearup then filed his 2020 motion to stay this habeas case pending the decision in Cruz I, noting that he would seek a Rhines stay to exhaust Claim 44 in state court only if Cruz I held that Lynch II was a significant change. (Id. at 1–2.) Before the Arizona Supreme Court resolved Cruz I, the Court denied the stay motion finding the Simmons/Lynch II claim was technically exhausted where Bearup did not timely raised it in state court, and that Lynch II was not a significant change in the law under Rule 32.1(g). (Doc. 125 at 5–7.) The Court further found the Simmons/Lynch II claim meritless, as Bearup did not “ask that the jury be informed” of his parole ineligibility at trial. (Id. at 8–10.) In 2021, the Arizona Supreme Court held in Cruz I that Lynch II was not a significant change in the law under Rule 32.1(g). 487 P.3d 991 (Ariz. 2021). In 2023, the Supreme Court reversed the Arizona Supreme Court’s holding in Cruz I, that Lynch II “was not a significant change in the law for purposes of [Arizona Rule of Criminal Procedure] 32.1(g)” and that Cruz I was not based on an adequate and independent state-law ground so as to bar Cruz’s filing of a successive PCR petition asserting a Lynch II claim. Cruz II, 143 S. Ct. 650, 655 (2023) (quoting Ariz. R. Crim. P. Rule 32.1(g)). The Court also vacated “the judgments” and remanded “the cases” of other Arizona death-row prisoners “to the Superior Court of Arizona, Maricopa County for further consideration in light of Cruz [II].” Burns v. Arizona, 21-847, 598 U.

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