Bean v. McDonough

66 F.4th 979
Court of Appeals for the Federal Circuit·Decided April 26, 2023·No. 22-1447·Published·Cited by 6 cases

Opinion

United States Court of Appeals for the Federal Circuit

WILFRED D. BEAN, Claimant-Appellant

v.

DENIS MCDONOUGH, SECRETARY OF VETERANS AFFAIRS, Respondent-Appellee

2022-1447

Appeal from the United States Court of Appeals for Veterans Claims in No. 19-4116, Judge Coral Wong Pietsch .

Decided: April 26, 2023

JENNIFER ANN ZAJAC, Paralyzed Veterans of America, Washington, DC, argued for claimant-appellant. Also represented by LINDA E. BLAUHUT.

ERIC JOHN SINGLEY, Commercial Litigation Branch, Civil Division, United States Department of Justice, Washington , DC, argued for respondent-appellee. Also represented by BRIAN M. BOYNTON, WILLIAM JAMES GRIMALDI, PATRICIA M. MCCARTHY; Y. KEN LEE, DEREK SCADDEN, Office of General Counsel, United States Department of Veterans Affairs, Washington, DC.

2 BEAN v. MCDONOUGH

Before NEWMAN, SCHALL, and TARANTO, Circuit Judges.

SCHALL, Circuit Judge.

Wilfred D. Bean appeals the December 30, 2021 decision of the United States Court of Appeals for Veterans Claims (“Veterans Court”) in Bean v. McDonough, No. 19- 4116, 2021 WL 6143707 (Vet. App. Dec. 30, 2021). In that single-judge memorandum decision, the Veterans Court dismissed Mr. Bean’s appeal of the May 10, 2019 decision of the Board of Veterans’ Appeals (“Board”) for lack of jurisdiction . In its May 2019 decision, the Board dismissed Mr. Bean’s appeal of two rulings of the Oakland, California Regional Office (“RO”) of the Department of Veterans Affairs (“VA”). J.A. 19–23. In the first ruling, in a decision dated September 10, 2013, the RO denied Mr. Bean’s claim for an effective date earlier than August 14, 2006, for the award of disability benefits for service-connected post-traumatic stress disorder (“PTSD”). J.A. 245–50. In the second ruling, in a Statement of the Case (“SOC”) dated September 21, 2015, the RO rejected Mr. Bean’s contention that he had pending before the VA an unadjudicated claim for benefits based upon service-connected generalized anxiety disorder or major depressive disorder. J.A. 51–73. For the reasons set forth below, we hold that the Veterans Court erred in ruling that it lacked jurisdiction. We therefore reverse the court’s decision and remand the case to the court for further proceedings.

BACKGROUND

I

Mr. Bean served on active duty in the U.S. Army from November 1966 to November 1969. Bean, 2021 WL 6143707, at *1. Following his release from service, on February 24, 1997, he presented to the RO a claim for disability compensation based upon PTSD, chloracne, and soft

BEAN v. MCDONOUGH 3

tissue sarcoma. Id. 1 On the basis of a June 26, 1997 VA examination, Mr. Bean was diagnosed with major depression and generalized anxiety disorder, but not PTSD. Id.; J.A. 748. In a rating decision dated July 11, 1997, the RO denied entitlement to service connection for PTSD. Bean, 2021 WL 6143707, at *1, *3. The rating decision noted that Mr. Bean had been diagnosed with major depression and generalized anxiety disorder. However, it did not otherwise address those conditions. Id. at *1–2; J.A. 741. Mr. Bean did not appeal the July 1997 rating decision. Bean, 2021 WL 6143707, at *1.

On August 14, 2006, the RO received an informal claim from Mr. Bean. The claim sought service connection for major depression, generalized anxiety disorder, and PTSD. Id. at *2. In response to Mr. Bean’s informal claim, on June 12, 2007, the RO notified Mr. Bean that it was “working on [his] application for service-connected compensation” for major depression and generalized anxiety disorder as well as his “claim to reopen for” his PTSD-related claim. J.A. 626. Subsequently, Mr. Bean underwent another VA examination on July 11, 2007, as a result of which he was diagnosed with PTSD and major depressive disorder. Bean, 2021 WL 6143707, at *2; J.A. 563. In an October 4, 2007 rating decision, the RO found service connection for PTSD, deemed the PTSD 30% disabling, and assigned the rating an effective date of August 14, 2006. Bean, 2021 WL 6143707, at *2; J.A. 512–15.

On November 29, 2007, Mr. Bean filed a Notice of Disagreement (“NOD”), disagreeing with the disability rating and effective date assignment and noting his intention to submit a supplemental letter further explaining his disagreement with the decision. J.A. 502. In the promised

1 Until his appeal to the Veterans Court that resulted in the court’s decision that is now before us Mr. Bean at all times acted pro se.

4 BEAN v. MCDONOUGH

supplemental statement, dated December 8, 2007, Mr. Bean informed the RO that he disagreed with both the rating of 30% for PTSD and the August 14, 2006 effective date assigned for the rating. He also stated: “It is my contention that my claim for service connection for [PTSD] constituted a claim for an acquired psychiatric disorder to include major depression and generalized anxiety disorder as documented in the evidentiary records to include . . . the VA examination of June 26, 1997.” JA. 487–88. Mr. Bean concluded that the VA’s failure to consider service connection for these conditions meant that he had an “unadjudicated (pending) claim in accordance with 38 CFR 3.160(c).” J.A. 488. 2 In an SOC dated June 11, 2008, the RO confirmed the 30% rating for PTSD and denied an effective date earlier than August 14, 2006, for PTSD. Bean, 2021 WL 6143707, at *2; J.A. 480. Addressing Mr. Bean’s assertion of unadjudicated pending claims, the RO stated:

You contend that your claim for service connection for [PTSD] constituted a claim for an acquired psychiatric disorder to include major depressive disorder and generalized anxiety disorder. A review of your claims folder indicates you specifically claimed service connection for [PTSD]. There was no indication that you were claiming service connection for any other disability. In addition, you[r] examination report did not relate your major depressive disorder or generalized anxiety disorder to any psychiatric disorder in service. . . . There is no evidence of a claim for a psychiatric disorder which was not adjudicated.

2 At the time, § 3.160(c) defined a “pending claim” as “[a]n application, formal or informal, which has not been finally adjudicated.” 38 C.F.R. § 3.160(c) (2006).

BEAN v. MCDONOUGH 5

J.A. 482.

In a VA Form 9, dated August 6, 2008, Mr. Bean continued to assert to the RO that he was entitled to a rating greater than 30% for his PTSD and that his 1997 PTSD claim constituted a claim for additional psychiatric conditions . Bean, 2021 WL 6143707, at *2; J.A. 455–57. In that regard, Mr. Bean added that there remained pending “an unadjudicated claim in accordance with 38 CFR 3.160(c).” J.A. 457.

In a Supplemental Statement of the Case (“SSOC”)

dated May 20, 2010, the RO increased Mr. Bean’s rating for PTSD to 70%, effective April 30, 2010, based upon a VA examination on that date. Bean, 2021 WL 6143707, at *2. In the SSOC, the RO continued the denial of an effective date earlier than August 14, 2006, for the award of service connection for PTSD. Id. In addition, the RO rejected again Mr. Bean’s contention that there was an unadjudicated pending claim for an acquired psychiatric disorder. J.A. 416 (“As noted in our [SOC] dated [June] 11, 2008, there is no evidence of a claim for a psychiatric disorder which was not adjudicated.”). Dissatisfied with this decision , Mr. Bean appealed to the Board. J.A. 390–91.

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