RHESA HAWKINS BARKSDALE, Circuit Judge:
For this
interlocutory appeal
from the summary judgment denial of qualified immunity for Texas Department of Public Safety (TDPS) Trooper Raul Vargas’ use of deadly force (the Trooper being the sole surviving witness to such use and the test being whether his actions were objectively reasonable), the threshold issue is whether the facts the district judge concluded are
genuinely disputed
are also
material.
If they are material, we lack jurisdiction.
In addition to claiming entitlement to qualified immunity, the Trooper contends the district court erred in accepting affidavits of two witnesses to events preceding the use of deadly force. He claims the affidavits conflict with the witnesses’ earlier depositions. Because the facts the district court concluded are genuinely disputed
are also material
to the reasonableness of the Trooper’s conduct, appellate jurisdiction is lacking. DISMISSED.
I.
While in his patrol car close to midnight on 26 August 1993, Trooper Vargas observed a vehicle without headlights skidding into a ditch. Its driver was the decedent, Leonel Bazan, Jr. (Bazan); his brother, Victor Bazan, was in the back; Rogelio Salinas, the front. Following his confrontation with the Trooper at the vehicle, Bazan fled into a field; Trooper Vargas chased him; and, while the two were alone there, the Trooper shot Bazan. He died from the wound.
The accounts of what occurred at the vehicle differ. Therefore, the Trooper’s version is presented first, then those of the two witnesses. Next presented is the Trooper’s description of events once Bazan fled into the field and he alone followed; finally, the deposition testimony of two post-deadly-force witnesses and the opinion (by affidavit) of the Trooper’s expert witness.
A.
1.
Trooper Vargas’ version (his deposition and affidavit) follows. Because he was alone in a dark, high-crime area, when his instructions that Bazan exit his vehicle were
not
obeyed, the Trooper drew his service revolver. He repeated the order, but Bazan did
not
immediately comply. Bazan suddenly exited; he appeared “excited” and “fidgety”, talking loudly and flinging his arms, and did
not
follow the Trooper,’s order to “get down on the ground”. Trooper Vargas shined his flashlight into Bazan’s face; his eyes were bloodshot and glassy. (This observation was corroborated by Victor Bazan’s deposition: he and Bazan had smoked marijuana earlier that day, and Bazan had been drinking alcohol throughout the day. Ba-zan’s autopsy revealed a blood-alcohol level of 0.07 and traces of cocaine, but
not
marijuana.)
Bazan moved toward Trooper Vargas, who placed his foot in Bazan’s abdomen and “pushed” him away. After the Trooper did so, Bazan crouched over and asked why the Trooper had “kicked” him.
Bazan told Trooper Vargas he had to urinate. The Trooper reholstered his service revolver; and, while he allowed Bazan to urinate, the Trooper smelled alcohol. Bazan was crying and asked to be left alone, saying he lived “right there”, pointing east.
The Trooper reached for Bazan to lead him back to Bazan’s vehicle to arrest him. Bazan grabbed the Trooper’s flashlight, and asked why he was being arrested. Trooper Vargas replied it was because Ba-zan was drunk. The Trooper drew his
baton, because the manner and force with which Bazan had grabbed the Trooper’s flashlight showed Bazan would
not
be arrested willingly. Repeatedly, Bazan asked why the Trooper wanted to hit him. The Trooper replied: he did
not
want to; Ba-zan should put his hands on the vehicle.
Next, Bazan grabbed the Trooper’s baton. Trooper Vargas said that, if Bazan took the baton, he would have to shoot him. Realizing he could
not
overpower Bazan, the Trooper released the baton and drew his revolver; Bazan complied, releasing the baton.
Trooper Vargas instructed Bazan to place his hands on the vehicle, and then walked to his patrol car to radio for assistance. Salinas told Bazan to calm down, that the Trooper was
not
going to hit him. But, before the Trooper called for assistance, Bazan began to run east across a field toward residences.
The Trooper chased him. In doing so, the Trooper left the other two individuals — Victor Bazan and Salinas — at his unattended police vehicle; he did so because his “business was with the driver”, Bazan.
2.
Victor Bazan’s deposition follows. Trooper Vargas instructed Bazan at least twice to exit his vehicle before he did so.
Upon exiting, Bazan lifted his shirt, saying, “I don’t have nothing on me”, apparently to show he was unarmed. The Trooper then pushed Bazan back with his foot, and Bazan slipped to his knees. (Victor Bazan initially testified that Trooper Vargas
“didn’t
kick [Bazan] ... [but rather] pushed him back” (emphasis added); later, he and counsel for the Trooper debated the applicability of the word “kick”, and Victor Bazan concluded the Trooper “kicked [Bazan] down or pushed him down”.)
The Trooper told Bazan to get on the ground; Bazan refused. At that point, the Trooper pulled out his baton and “kind of, like, you know, psyched him out”, so Bazan grabbed the baton.
Trooper Vargas threatened that, if Bazan did
not
drop the baton, he would draw his revolver. Bazan dropped the baton.
Bazan’s request to urinate was
subsequent
to the scuffle over the baton (in contrast to the Trooper’s chronology). The Trooper reholstered his revolver at that point. Bazan asked why the Trooper wanted to arrest him; the Trooper replied it was because Bazan was drunk. Bazan told the Trooper
not
to hit him. (Victor Bazan did
not
recall the Trooper’s replying he was
not
going to or did
not
want to hit him; nor did he recall Bazan’s yelling at the Trooper.)
The Trooper never said anything rude or improper to the three men.
On the
other hand, the Trooper was
not
reasonable in telling Bazan to lie on the ground before he asked for a driver’s license or if Bazan had been drinking.
3.
Salinas’ deposition follows. He did
not
remember if the Trooper asked Bazan to get out of his vehicle more than once. The Trooper and Bazan used the same tone of voice — “yelling”.
As Bazan walked toward Trooper Vargas, the Trooper put his foot up and pushed Bazan’s stomach, at which point Bazan fell on his knees.
While on- his knees, Bazan lifted his shirt to show he had
no
weapon.
When Bazan refused to lie on his face, the Trooper swung a flashlight, which Ba-zan caught in one hand; Trooper Vargas, with the other hand, then swung his baton, which Bazan caught as well, asking what was going on.
Bazan released both items when the Trooper threatened to pull his revolver, but the Trooper drew it anyway and pointed it at Bazan.
The Trooper next allowed Bazan to urinate (same chronology as Victor Bazan’s).. Then, the Trooper went to his patrol car to. use the radio. (Salinas did
not
recall the Trooper’s telling Bazan he was under arrest.)
The Trooper never said anything improper, unprofessional, or threatening to Salinas. But, under the circumstances, the Trooper did show improper or unprofessional behavior toward Bazan: “[A]fter they were struggling with a baton and the flashlight, ... I kept wondering why he didn’t arrest him instead of just letting him stand there so he could take off running”.
At some point, Salinas told Bazan to calm down, that the Trooper was
not
going to hit him (consistent with the Trooper’s version).
After Bazan ran into the field and the Trooper chased him, Salinas and Victor Bazan could see nothing but a shaking flashlight. After waiting about five minutes, they drove away.
B.
Trooper Vargas’ account of the events after Bazan began fleeing follows. In the field, the Trooper paced Bazan, who was
not
running "fast and at times stumbled. The Trooper noted Bazan was larger than he, but probably
not
in better physical condition. (Bazan and the Trooper were each five feet and 11 inches in height; but, while Bazan weighed approximately 225 pounds, the Trooper weighed only approximately 175 pounds, 50 less than Bazan.) Although he repeatedly encouraged Bazan to surrender, Bazan replied he was almost
home. Bazan eventually tripped and fell; the Trooper tried to keep him down, but Bazan grabbed his flashlight. The Trooper was about to hit Bazan’s arm with his baton; but, as Bazan raised his arm, the Trooper hesitated,
not
wanting to hit Ba-zan in the head; Bazan then grabbed the baton as well.
They were both standing, struggling, and the Trooper released his flashlight to try to apply a carotid hold on Bazan from behind. They fell to the ground; the Trooper was on his back, beneath Bazan, with the front of his body to Bazan’s back. While on thé ground, Trooper Vargas was approximately six to eight inches higher than Bazan, and his left arm was “around and over [Bazan’s] head”.
Bazan began swinging the flashlight over his head to hit the Trooper on the head. Bazan also reached back and tried to choke the Trooper, making him gag. Then the Trooper realized Bazan was biting his left fingers, such that he thought he might lose them. Trooper Vargas also realized his left arm was being immobilized, a blow to his head with his flashlight could knock him out, and Bazan could then kill' him with the Trooper’s revolver. Therefore, the Trooper discharged his revolver into Bazan’s neck.
Trooper Vargas then sat on Bazan, who continued to struggle even though the Trooper could hear him gurgling. The Trooper called for help, and Anita Flores heard and called an ambulance. Trooper Vargas repeatedly told Bazan to rest, that an ambulance was on its way.
Deputy Roy Quintanilha arrived. (It is unclear why the Deputy came to the scene or became aware of the incident.) Bazan still resisted being handcuffed, and it was difficult for the Trooper to help, because the fingers of his left hand were numb.
C.
In her deposition, Flores characterized the Trooper’s calls for help as desperate; she noticed he could
not
use his left hand to open the gate to the field; and she commented, “I saw his
hat
with certain injury” (emphasis added) (an interpreter assisted with Flores’ deposition, and her meaning is less than clear). Flores offered to perform CPR on Bazan, but was told he was breathing well.
As noted, Deputy Quintanilha arrived at the scene after Flores had called for an ambulance. As stated in his deposition, the Deputy’s observations on arrival were: Bazan was trying to get up and looked very combative; and the Trooper was exhausted, barely able to breathe.
Albert Rodriguez, Commander of the TDPS’ training academy, opined by affidavit: any reasonable and prudent law enforcement officer faced with the same or similar circumstances would have taken the same actions as did Trooper Vargas, perceiving an imminent threat to his life when faced with the totality of the circumstances created by Bazan.
D.
Later that night, Bazan died in the emergency room as a result of the gunshot wound. Trooper Vargas and others were sued under the civil rights act, 42 U.S.C. § 1983, and Texas state law.
Trooper Vargas and TDPS moved for summary judgment. The Trooper claimed,
inter alia,
entitlement to qualified immunity for the excessive force claim. Plaintiffs’ motion to dismiss their state law claims was granted. And, summary judg
ment was granted the Trooper and TDPS on all remaining claims
except
the federal excessive force claim.
On an interlocutory appeal by Trooper Vargas, based on his qualified immunity claim, from the summary judgment denial for the excessive force claim, our court stated: the lack of specificity in the district court’s order made it unclear whether our court had jurisdiction over the appeal; and the record did
not
include a statement by the district court of its
reasons
for denying qualified immunity. Our court remanded with instructions that the district court either identify which portion of the transcript contained those reasons or, by supplemental order, state “the factual scenario that it assumed in construing the summary judgment in the light most favorable to” Plaintiffs.
Bazan v. Hidalgo County,
No. 97-41463, slip op. at 2, 2001 WL 293516, at *4 (5th Cir.27 Mar.2001) (unpublished).
On remand, the district court, by minute entry, stated that, at the summary judgment hearing, it had “[found] that in applying summary judgment standards under the totality of the circumstances in relationship to the alleged incident, there was a fact issue as to whether Defendant Raul Vargas was entitled to qualified immunity on the excessive force claim[ ]”, and it cited the transcript of that hearing. There, as discussed in detail
infra,
the district judge concluded: Plaintiffs raised issues regarding what happened
at the vehicle;
what occurred
in the field
was undisputed simply because
no one else was present;
and,
based on the entire incident,
a jury should consider what occurred. In other words, the transcript reflects that the district court concluded
material facts
were
genuinely disputed.
II.
Trooper Vargas maintains: we have jurisdiction over this interlocutory appeal; and he is entitled to summary judgment on the basis of qualified immunity. Among other things, he asserts material facts are
not
disputed.
Concerning the summary judgment record, the Trooper contends the district court erred in accepting affidavits by Victor Bazan and Salinas; he claims they
contradict,
rather than
supplement,
their earlier depositions.
See, e.g., S.W.S. Erectors, Inc. v. Infax, Inc.,
72 F.3d 489, 495-96 (5th Cir.1996) (“When an affidavit
merely supplements rather than contradicts
prior deposition testimony, the court may consider the affidavit when evaluating genuine issues in a motion for summary judgment.” (emphasis added)). We need
not
reach this issue; even aside from the contested affidavits, facts the district court concluded are genuinely disputed are also material.
“[AJll
claims that law enforcement officers have used excessive force — deadly or not — in the course of an arrest, investigatory stop, or other ‘seizure’ of a free citizen should be analyzed under the Fourth Amendment and its ‘reasonableness’ standard”.
Graham v. Connor,
490 U.S. 386, 395, 109 S.Ct. 1865, 104 L.Ed.2d 443 (1989) (emphasis in original).
It is clearly established law in this circuit that in order to state a claim for excessive force in violation of the Constitution, a plaintiff must allege (1) an injury, which (2) resulted directly and only from the use of force that was clearly excessive to the need; and the exces-siveness of which was (3) objectively unreasonable.
Ikerd v. Blair,
101 F.3d 430, 433-34 (5th Cir.1996) (internal quotation marks, citation, and footnotes omitted). Deadly force is a subset of excessive force,
Gutierrez v. City of San Antonio,
139 F.3d 441, 446
(1998); deadly force violates the Fourth Amendment
unless
“the officer has probable cause to believe that the suspect poses a threat of serious physical harm, either to the officer or to others”,
Tennessee v. Garner,
471 U.S. 1, 11, 105 S.Ct. 1694, 85 L.Ed.2d 1 (1985).
Qualified immunity protects government officials performing discretionary functions from civil damages liability
if
their actions were
objectively reasonable
in the light of then clearly established law.
E.g., Anderson v. Creighton,
483 U.S. 635, 638, 107 S.Ct. 3034, 97 L.Ed.2d 523 (1987);
Glenn v. City of Tyler;
242 F.3d 307, 312-13 (5th Cir.2001);
Fraire v. City of Arlington,
957 F.2d 1268, 1273 (5th Cir.),
cert. denied,
506 U.S. 973, 113 S.Ct. 462, 121 L.Ed.2d 371 (1992). “This means that even law enforcement officials who reasonably but mistakenly commit a constitutional violation are entitled to immunity.”
Glenn,
242 F.3d at 312 (internal quotation marks and brackets omitted). Such immunity strikes a balance between two conflicting concerns:
[On the one hand, w]hen government officials abuse their offices, action[s] for damages may offer the only realistic avenue for vindication of constitutional guarantees. On the other hand, permitting damages suits against government officials can entail substantial social costs, including the risk that fear of personal monetary liability and harassing litigation will unduly inhibit officials in the discharge of their duties.
Anderson,
483 U.S. at 638, 107 S.Ct. 3034 (internal quotation marks and citation omitted; all but initial brackets in original);
see, e.g., Richardson v. McKnight,
521 U.S. 399, 408, 117 S.Ct. 2100, 138 L.Ed.2d 540 (1997);
Harlow v. Fitzgerald,
457 U.S. 800, 816, 102 S.Ct. 2727, 73 L.Ed.2d 396 (1982). “[E]ven such pretrial matters as discovery are to be avoided if possible, as [inquiries of this kind can be peculiarly disruptive of effective government”.
Mitchell v. Forsyth,
472 U.S. 511, 526, 105 S.Ct. 2806, 86 L.Ed.2d 411 (1985) (internal quotation marks and citation omitted; all but initial brackets in original);
cf. Hunter v. Bryant,
502 U.S. 224, 227, 112 S.Ct. 534, 116 L.Ed.2d 589 (1991) (noting importance of deciding qualified immunity
as early as
possible).
Obviously, the salutary purposes served by qualified immunity can be greatly enhanced by summary judgment, which can serve to promptly end litigation.
See
Fed. R.CrvP. 56 advisory committee’s note (1937) (“Summary judgment procedure is a method for
promptly
disposing of actions in which there is
no
genuine issue as to any material fact.” (emphasis added));
Celotex Corp. v. Catrett,
477 U.S. 317, 327, 106 S.Ct. 2548, 91 L.Ed.2d 265 (1986) (“Summary judgment procedure is ... an integral part of the Federal Rules ..., which are designed to secure the just,
speedy
and inexpensive determination of every action.” (emphasis added; internal quotation marks omitted)). However, if entitlement to qualified immunity at the summary judgment stage is denied but later, at trial, the official is found so entitled, or even if summary judgment on that basis is granted, but
only
after lengthy discovery, then obviously, one of the primary functions of qualified immunity is lost.
Summary judgment decisions are reviewed
de novo,
applying the same test as does the district court.
E.g., Skotak v. Tenneco Resins, Inc.,
953 F.2d 909, 912 (5th Cir.),
cert. denied,
506 U.S. 832, 113 S.Ct. 98, 121 L.Ed.2d 59 (1992). Such judgment under Federal Rule of Civil Procedure 56 is proper “if the pleadings, depositions, answers to interrogatories, and admissions on file, together with the affidavits, if any, show that there is
no genuine issue
as to any
material
fact
and
that
the moving party is
entitled
to a judgment as a matter of law”. Fed.R.Civ.P. 56(c) (emphasis added).
An issue is
“genuine
” if it is real and substantial, as opposed to merely formal, pretended, or a sham.
See Wilkinson v. Powell,
149 F.2d 335, 337 (5th Cir.1945) (“The very object of a motion for summary judgment is to separate what is
formal or •pretended
in denial or averment from what is
genuine and substantial,
so that only the latter may subject a suitor to the burden of a trial.” (emphasis added; footnote omitted));
see also Bryant v. Kentucky,
490 F.2d 1273, 1275 (6th Cir.1974) (“The objective'is to separate the
sham and insubstantial
from the
real and genuine
issues of fact.” (emphasis added)).
A fact is
“material
” if it
“might affect
the outcome of the suit under the governing law”.
Anderson v. Liberty Lobby, Inc.,
477 U.S. 242, 248, 106 S.Ct. 2505, 91 L.Ed.2d 202 (1986) (emphasis added);
see International Shortstop, Inc. v. Rally’s, Inc.,
939 F.2d 1257, 1264 (5th Cir.1991) (“[Fjactual disputes over issues
not
germane to the claim are simply irrelevant because they are
not outcome determinative.
The court may grant a [summary judgment] motion, immaterial facts notwithstanding”. (emphasis added)),
cert. denied,
502 U.S. 1059, 112 S.Ct. 936, 117 L.Ed.2d 107 (1992).
“The movant has the burden of showing that there is
no
genuine issue of [material] fact.”
Liberty Lobby,
477 U.S. at 256, 106 S.Ct. 2505 (emphasis added);
see Celotex,
477 U.S. at 325, 106 S.Ct. 2548 (“[T]he burden on the moving party may be discharged by ‘showing’-that is, pointing out to the district court'-that there is an absence of evidence to support the nonmov-ing party’s case”). However,
the plaintiff is
not
thereby relieved of his own burden of producing in turn evidence that would support a jury verdict. Rule 56(e) itself provides that a party opposing a properly supported motion for summary judgment may
not
rest upon mere allegation or denials of his pleading, but must set forth specific facts showing that there is a genuine issue for trial.
Liberty Lobby,
477 U.S. at 256, 106 S.Ct. 2505 (emphasis added).
The movant has the initial burden of demonstrating the absence of a material fact issue. If it satisfies that burden, the non-movant must identify specific evidence in -the summary judgment record demonstrating that there is a material fact issue concerning the essential elements of its case for which it will bear the burden of proof at trial.
Forsyth v. Barr,
19 F.3d 1527, 1533 (5th Cir.) (citation omitted),
cert. denied,
513 U.S. 871, 115 S.Ct. 195, 130 L.Ed.2d 127 (1994). Of course, the summary judgment record/evidence is viewed in the light most favorable to the nonmovant, with all factual inferences made in the nonmovant’s favor.
See, e.g., Behrens v. Pelletier,
516 U.S. 299, 309, 116 S.Ct. 834, 133 L.Ed.2d 773 (1996);
Liberty Lobby,
477 U.S. at 255, 106 S.Ct. 2505.
Along this line, the burden of proof for qualified immunity — including for summary judgment purposes — shifts.
The defendant official must initially plead his good faith and establish that he was acting within the scope of his discretionary authority. Once the defendant has done so, the burden shifts to the plaintiff to rebut this defense by establishing that the official’s allegedly wrongful conduct violated clearly established law.
Salas v. Carpenter,
980 F.2d 299, 306 (5th Cir.1992) (citations omitted);
see, e.g., Pierce v. Smith,
117 F.3d 866, 872 (5th Cir.1997) (“We do
not
require that an offi
cial demonstrate that he did
not
violate clearly established federal rights; our precedent places that burden upon plaintiffs.” (emphasis added; internal quotation marks omitted)).
Pursuant to the foregoing, because Trooper Vargas pleaded qualified immunity as an affirmative defense, the burden of negating the defense lies with Plaintiffs. Again, they
cannot
rest on the pleadings; instead, they must show genuine issues of material fact concerning the reasonableness of Trooper Vargas’ conduct.
The procedure for evaluating qualified immunity is well-known. The first step is to determine whether plaintiff alleged a violation of a clearly established constitutional right.
E.g., Glenn,
242 F.3d at 312-13;
Harper v. Harris County,
21 F.3d 597, 600 (5th Cir.1994). The parties do
not
dispute this prong; as noted
supra,
“apprehension by the use of deadly force is a seizure subject to the reasonableness requirement of the Fourth Amendment”.
Garner,
471 U.S. at 7, 105 S.Ct. 1694.
The second step requires determining whether, as discussed
supra,
the official’s conduct was
objectively
reasonable under clearly established law existing
at the time of the incident. E.g., Glenn,
242 F.3d at 312-13;
Harper,
21 F.3d at 600;
cf. Graham,
490 U.S. at 397, 109 S.Ct. 1865 (“the ‘reasonableness’ inquiry in an excessive force case is an
objective
one” (emphasis added)). Of course,
on summary judgment,
the objective reasonableness inquiry is a question of law; in other words, this question of law
cannot
be decided if there are
genuine issues of material fact. Pierce,
117 F.3d at 871;
see
Fed.R.Civ.P. 56(c).
The controlling jurisdictional rule for this interlocutory appeal comports with this: “A denial of [a motion for summary judgment based on] qualified immunity is immediately appealable under the collateral order doctrine,
when based on an issue of law
”.
Rodriguez v. Neeley,
169 F.3d 220, 222 (5th Cir.1999) (emphasis added);
see Glenn,
242 F.3d at 311-12 (“This court has jurisdiction to review the district court’s decision
to the extent that it turns on an issue of law.”
(emphasis added)). Accordingly, we have jurisdiction for this interlocutory appeal
if
it challenges the
materiality
of factual issues, but lack jurisdiction
if
it challenges the district court’s
genuineness
ruling — that
genuine issues
exist concerning
material facts. See Glenn,
242 F.3d at 311-12;
White v. Balderama,
153 F.3d 237, 240 (5th Cir.1998).
Colston v. Barnhart
aptly states this firmly established rule for such interlocutory appeals:
Johnson [v. Jones,
515 U.S. 304, 115 S.Ct. 2151, 132 L.Ed.2d 238 (1995),] makes clear that
an appellate cowrt may not review a district court’s determination that the issues of fact in question are
genuine....
Behrens,
on the other hand, makes clear that an appellate court is free to review a district court’s determination that the issues' of fact in question are
material.
146 F.3d 282, 284 (5th Cir.1998) (emphasis added),
denying reh’g in
130 F.3d 96 (5th Cir.1997);
see Johnson,
515 U.S. at 313-18] 115 S.Ct. 2151 (discussing factors— such as delay, lack of finality, and comparative expertise of trial and appellate judges in ruling on existence
vel non
of triable issues of fact — underlying allowance of interlocutory appeals from immunity-denial
only
for issues of law,
not
for whether
genuine
issues exist concerning
material
facts). It is helpful to retrace the reasons for this jurisdictional rule.
Johnson
held, simply, that
determinations of evidentiary sufficiency
at summary judgment are
not
immediately ap-pealable merely because they happen to
arise in a qualified-immunity case; if what is at issue in the sufficiency determination is
nothing more
than
whether the evidence could support a finding that particular conduct occurred,
the question decided is
not
truly “separable” from the plaintiffs claim, and hence there is
no
“final decision” under
Cohen [v. Beneficial Industrial Loan Corp.,
337 U.S. 541, 69 S.Ct. 1221, 93 L.Ed. 1528 (1949),] and
Mitchell. Johnson
reaffirmed that summary judgment determinations
are
appealable when they resolve a dispute concerning an “abstract issue of law” relating to qualified immunity, typically, the issue whether the federal right allegedly infringed was “clearly established”.
Behrens,
516 U.S. at 313, 116 S.Ct. 834 (“are” emphasized in original; citations and brackets omitted). Therefore, in general, “we adopt the district court’s articulation of
genuinely disputed facts
when determining whether these disputes are
material
to a finding of qualified immunity”.
Lemoine v. New Horizons Ranch & Center, Inc.,
174 F.3d 629, 634 (5th Cir.1999) (emphasis added).
Trooper Vargas asserts that the denial of summary judgment is immediately ap-pealable; in his view, although some
immaterial
facts are admittedly disputed, all
material
facts are undisputed. Bazan responds material facts are genuinely at issue.
In essence, the district judge found genuine issues of material fact as to the events in the field, both because the Trooper was the sole surviving witness for his use of deadly force and also because of questions arising from the varied testimony as5 to what occurred shortly before at the vehicle. Relevant excerpts from the summary judgment hearing follow.
THE COURT: [Plaintiffs] create[ ] possibly a fact issue here when you consider the whole situation before [the shooting].
DEFENDANT’S COUNSEL: Your Honor, ... the evidence as to what occurred ... immediately prior to the shooting [in the field] is undisputed....
THE COURT:
Well, it’s undisputed because there ivas nobody else physically present except the [Trooper],
THE COURT: And [Trooper] Vargas’s actions in his mind had to go back from the very start [of the confrontation at the vehicle]. He didn’t — couldn’t have made the decision to shoot this person just with what was going on right there [in the field]. He had a whole history of what had gone on and — and this man’s behavior.
And I’m not saying [Trooper] Vargas isn’t telling the truth. I’m not saying that.
But the whole scenario becomes important as to what’s in your mind when you decide to take out your gun and shoot somebody as to what his behavior has been during this limited period of time that you’ve had with him here.
THE COURT:
Based on the ivhole incident
I think a jury has to decide if this is thé way this occurred,
if there is a fact issue as to ivhat occurred here and how it occurred
here....
THE COURT:
[T]hat fact issue even becomes more apparent when the only witness is somebody who’s had [an interest in the outcome]
— and, granted, they’re interested witnesses, too, on [Plaintiffs’] side. But that’s why we have a jury.
(Emphasis added.)
In short, in stating that “a jury has to decide if this is the way this occurred”, the
district judge concluded that the Trooper’s credibility was at issue and thus that a
real
— genuine—dispute existed as to
material facts
— what occurred in the field, when deadly force was employed. This is consistent with the Supreme Court’s recent statement that, in deciding whether to grant judgment as a matter of law, a “court should give credence to the evidence favoring the nonmovant as well as that evidence supporting the moving party that is uncontradicted and unimpeached,
at least to the extent that that evidence comes from disinterested witnesses Reeves v. Sanderson Plumbing Prods. Inc.,
530 U.S. 133, 151, 120 S.Ct. 2097, 147 L.Ed.2d 105 (2000) (emphasis added; internal quotation marks omitted). (Although the Court so stated in the context of a Rule 50 motion (judgment as a matter of law), it pointed out “the analogous context of summary judgment under Rule 56”.
Id.
at 150, 120 S.Ct. 2097.) In the case at hand, the evidence the Trooper claims is uncontra-dicted and unimpeached comes for the most part, if not exclusively, from an
interested witness
— Trooper Vargas.
Cf. Abraham v. Raso,
183 F.3d 279, 287 (3d Cir.1999) (“Cases that turn crucially on the credibility of witnesses’ testimony in particular should
not
be resolved on summary judgment.” (emphasis added));
Gooden v. Howard County, Md.,
954 F.2d 960, 971 (4th Cir.1992) (Phillips, J., dissenting) (“[Bjecause inevitably — liability being disputed — the officer’s account will be favorable to himself, the credibility of that account is crucial.”).
Again, as explained in
Garner,
471 U.S. at 11, 105 S.Ct. 1694, use of deadly force for an arrest violates the Fourth Amendment unless “the officer has probable cause to believe that the suspect poses a threat of serious physical harm, either to the officer or to others”. Accordingly, deciding what occurred when deadly force was employed obviously will control whether the Trooper’s conduct was
objectively reasonable;
therefore, those facts are material.
Trooper Vargas’ appellate brief repeatedly states Plaintiffs do
not
dispute material fact issues, such as Bazan’s choking the Trooper, biting his fingers, and hitting him on the head with the Trooper’s flashlight. In support of this position, he references
dicta
from an opinion by the Seventh Circuit,
Plakas v. Drinski,
19 F.3d 1143, 1147 (7th Cir.) (emphasis added)
(two officers
witnessed use of deadly force),
cert. denied,
513 U.S. 820, 115 S.Ct. 81, 130 L.Ed.2d 34 (1994):
The award of summary judgment to the defense in deadly force cases may be made only with
particular care where the officer defendant is the only witness left alive to testify.
In any self-defense case, a defendant knows that
the only person likely to contradict him or her is beyond reach.
So a court must undertake a fairly critical assessment of the forensic evidence, the officer’s original reports or statements and the opinions of experts to decide whether the officer’s testimony could reasonably be rejected at a trial.
As stated, for the case at hand, the district court concluded that material facts are genuinely disputed. No doubt, it reached that conclusion in large part because little evidence corroborating the Trooper’s version exists. For example, although Flores commented that the Trooper said his hand was injured, there is
no
testimony as to treatment the Trooper received for a bite wound, or as to the teeth marks that probably would have been imprinted on his hand if Bazan were biting so hard the Trooper thought he would lose his fingers. Deputy Quintanilha remarked the Trooper was breathing heavily; but, there is
no
evidence of a violent scuffle in
the field. Likewise, there is
no
evidence of head wounds to the Trooper or of his blood on his flashlight. And, although Ba-zan’s autopsy reflects a gunshot wound to the right side of the base of the neck, a right lung upper lobe contusion and hema-toma, along with a heart contusion,
no
expert testimony links this with the Trooper’s recitation of the facts or opines on the distance or angle from which the shot was fired. The opinion of the Trooper’s expert that the Trooper acted reasonably suffers from the same defects as Trooper Vargas’ testimony, because that expert had only the Trooper’s testimony on which to base his opinion. Therefore, contrary to the assertion by Trooper Vargas, the case at hand is
not
analogous to the
Plakas dicta;
there is neither the forensic evidence nor expert opinions with which to compare the Trooper’s testimony.
The excessive force inquiry is confined to whether the Trooper was in danger
at the moment of the threat
that resulted in the Trooper’s shooting Bazan.
See Fraire,
957 F.2d at 1276 (“[R]egardless of what had transpired up until the shooting itself, [the suspect’s] movements gave the officer reason to believe, at that moment, that there was a threat of physical harm.”) (citing
Young v. City of Killeen,
775 F.2d
1349, 1353
(5th Cir.1985) (finding
no
liability where “only fault found against [the officer) was his negligence in creating a situation where the danger of such a mistake would exist”)). Nevertheless, as the district court concluded, the events at the vehicle, in part, set the stage for what followed in the field.
Although the depositions of Salinas, Victor Bazan, and Trooper Vargas, along with the Trooper’s affidavit, are essentially in agreement, discrepancies exist in details and in characterization. For example, in his deposition, Victor Bazan questioned whether it was reasonable for the Trooper to order Bazan to lie on the ground, and both he and Salinas recalled Bazan’s showing the Trooper he was unarmed. Furthermore, in his deposition, Victor Bazan contemplated the words “push” and “kick”; Salinas, in his deposition, referred to both “push” and “hit”; and Trooper Vargas himself testified that, when he “pushed back” Bazan, Bazan asked why the Trooper had “kicked” him.
In short, such contrasting characterizations
could affect the outcome of the case;
therefore, they are also
material.
Again, as to these material facts, the district court concluded there is a genuine dispute.
We emphasize the narrow factual situation which this case addresses — one in which
the sole surviving witness
to the central events is the defendant himself, an interested witness. Obviously, summary judgment
vel non
for a case of this type turns on the summary judgment record. And,' based on this summary judgment record, the district court concluded genuine issues exist as to material facts. Again, that
genuineness
conclusion is
not
reviewable on interlocutory appeal from a summary judgment denial of qualified immunity;
only issues oflaiv are.
III.
For the foregoing reasons, because the district court concluded that' the events that occurred in the field are
genuinely disputed,
in the light of both the Trooper’s being the sole surviving witness and the evidence regarding events at the vehicle,
and
because these factual issues control the outcome of the case
(are
material), we lack jurisdiction to consider the propriety of the summary judgment denial.
DISMISSED.