Bauman v. Patterson
This text of 2018 IL App (4th) 170169 (Bauman v. Patterson) is published on Counsel Stack Legal Research, covering Appellate Court of Illinois primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.
Opinion
PRESIDING JUSTICE HARRIS delivered the judgment of the court, with opinion.
¶ 1 This litigation began with actions to evict Wayne Patterson from an apartment. Dennis Brooks filed an action as an agent of the landlord, R. Mack Brown, and Brown filed his own action. Thus, two eviction actions against Patterson were filed in the McLean County circuit court.
*797 ¶ 2 Patterson in turn filed counterclaims against Brooks and Brown, alleging they converted his belongings while enforcing a judgment for possession of the apartment-a judgment that, after its enforcement, was vacated because of defective service of process. (Brown died after Patterson filed his action, and on appeal, we have allowed cotrustees of Brown's revocable trust, Abby Bauman and Dave Anderson, to be substituted for him.) The final expression of the conversion claim was Patterson's fourth amended counterclaim, which consisted of one count against Brooks and another count against Brown.
¶ 3 Brooks and Brown moved for summary judgment on the fourth amended counterclaim, and Patterson cross-moved for summary judgment. After consolidating the two cases, the circuit court denied the motions by Brooks and Brown, and the court granted the motion by Patterson-but only as to liability, reserving the issue of damages for a trial. Thus, it was "deemed established" that Brooks and Brown had converted Patterson's chattels, but the amount of damages resulting from the conversion was to be determined in a trial. 735 ILCS 5/21005(d) (West 2016).
¶ 4 After entering the partial summary judgment in Patterson's favor, the circuit court granted a motion by him to voluntarily dismiss, without prejudice, his fourth amended counterclaim. See id. § 2-1009. Consequently, the trial on damages never occurred.
¶ 5 Brooks and Brown (through his personal representatives, Bauman and Anderson) appeal in the two cases, thereby generating four appeals, which we have consolidated. We dismiss all four appeals for lack of subject-matter jurisdiction because (1) a voluntary dismissal renders appealable only prior orders that are final in nature and (2) none of the rulings on the cross-motions for summary judgment were final in nature.
¶ 6 I. BACKGROUND
¶ 7 A. McLean County Case No. 10-LM-638
¶ 8 In September 2010, in McLean County case No. 10-LM-638, Dennis Brooks, as the agent of R. Mack Brown, the owner of Golfview Apartments, filed a civil complaint against Wayne Patterson and Joan Schneider. (Brooks was represented by counsel.) The complaint was pursuant to the Forcible Entry and Detainer Act ( 735 ILCS 5/9-101 to 9-321 (West 2010) ), and it sought (1) possession of an apartment leased to Patterson and (2) overdue rent.
¶ 9 Patterson filed an answer, affirmative defenses, and a counterclaim. The counterclaim, which alleged conversion, was against Brown and also against Brooks, "individually and as [the] agent for" Brown. In substance, it was a counterclaim against Brown combined with a third-party complaint against Brooks in his individual capacity.
¶ 10 Brooks voluntarily dismissed his complaint, but Patterson's counterclaim remained pending.
¶ 11 R. Mack Brown died on February 8, 2017. On June 15, 2017, we granted a motion to substitute Brown with Abby Bauman and Dave Anderson in their capacities as cotrustees of the Fifth Amended and Restated R. Mack Brown Revocable Trust, Dated October 19, 2016. The caption in these consolidated appeals originally listed the trust as a party, but because a trust is a fiduciary relationship rather than a legal person (see
National City Bank of Michigan/Illinois v. Northern Illinois University
,
*798
Dennett v. Kuenzli
,
¶ 12 B. McLean County Case No. 11-LM-9
¶ 13 In McLean County case No. 11-LM-9, Brown, the landlord, filed an eviction action against Patterson and unknown occupants. This case was substantially identical to McLean County case No. 10-LM-638 except that Brown, rather than Brooks, was the plaintiff. The complaint was pursuant to the Forcible Entry and Detainer Act, and Brown sought possession of the same apartment.
¶ 14 Again, Patterson filed an answer, affirmative defenses, and a counterclaim against Brown and Brooks for conversion. As in the other case, the conversion was allegedly of Patterson's personal property that remained in the apartment when Brown took possession of the apartment pursuant to a judgment.
¶ 15 In August 2011, the trial court resolved Brown's complaint against Patterson by granting Brown possession of the apartment, but Patterson's counterclaim remained pending.
¶ 16 C. Proceedings in the Consolidated Cases
¶ 17 In May 2011, the circuit court consolidated the two cases.
¶ 18 Patterson filed a fourth amended counterclaim against Brown and Brooks. It consisted of two counts, both of which alleged conversion. Count I was against Brown, and count II was against Brooks.
¶ 19 After discovery, Brown and Brooks each moved for summary judgment on the counts against them, and Patterson cross-moved for summary judgment on those counts. On August 12, 2015, the circuit court denied the motions by Brown and Brooks but, on the issue of liability alone, granted Patterson's motion, leaving the issue of damages to be determined in a trial. On January 6, 2016, the court denied motions by Brown and Brooks to reconsider or, more precisely, vacate the summary judgment rulings.
¶ 20 On January 17, 2017, pursuant to section 2-1009 of the Code of Civil Procedure (Code) ( 735 ILCS 5/2-1009 (West 2016) ), the circuit court granted a motion by Patterson to voluntarily dismiss, without prejudice, his fourth amended counterclaim.
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PRESIDING JUSTICE HARRIS delivered the judgment of the court, with opinion.
¶ 1 This litigation began with actions to evict Wayne Patterson from an apartment. Dennis Brooks filed an action as an agent of the landlord, R. Mack Brown, and Brown filed his own action. Thus, two eviction actions against Patterson were filed in the McLean County circuit court.
*797 ¶ 2 Patterson in turn filed counterclaims against Brooks and Brown, alleging they converted his belongings while enforcing a judgment for possession of the apartment-a judgment that, after its enforcement, was vacated because of defective service of process. (Brown died after Patterson filed his action, and on appeal, we have allowed cotrustees of Brown's revocable trust, Abby Bauman and Dave Anderson, to be substituted for him.) The final expression of the conversion claim was Patterson's fourth amended counterclaim, which consisted of one count against Brooks and another count against Brown.
¶ 3 Brooks and Brown moved for summary judgment on the fourth amended counterclaim, and Patterson cross-moved for summary judgment. After consolidating the two cases, the circuit court denied the motions by Brooks and Brown, and the court granted the motion by Patterson-but only as to liability, reserving the issue of damages for a trial. Thus, it was "deemed established" that Brooks and Brown had converted Patterson's chattels, but the amount of damages resulting from the conversion was to be determined in a trial. 735 ILCS 5/21005(d) (West 2016).
¶ 4 After entering the partial summary judgment in Patterson's favor, the circuit court granted a motion by him to voluntarily dismiss, without prejudice, his fourth amended counterclaim. See id. § 2-1009. Consequently, the trial on damages never occurred.
¶ 5 Brooks and Brown (through his personal representatives, Bauman and Anderson) appeal in the two cases, thereby generating four appeals, which we have consolidated. We dismiss all four appeals for lack of subject-matter jurisdiction because (1) a voluntary dismissal renders appealable only prior orders that are final in nature and (2) none of the rulings on the cross-motions for summary judgment were final in nature.
¶ 6 I. BACKGROUND
¶ 7 A. McLean County Case No. 10-LM-638
¶ 8 In September 2010, in McLean County case No. 10-LM-638, Dennis Brooks, as the agent of R. Mack Brown, the owner of Golfview Apartments, filed a civil complaint against Wayne Patterson and Joan Schneider. (Brooks was represented by counsel.) The complaint was pursuant to the Forcible Entry and Detainer Act ( 735 ILCS 5/9-101 to 9-321 (West 2010) ), and it sought (1) possession of an apartment leased to Patterson and (2) overdue rent.
¶ 9 Patterson filed an answer, affirmative defenses, and a counterclaim. The counterclaim, which alleged conversion, was against Brown and also against Brooks, "individually and as [the] agent for" Brown. In substance, it was a counterclaim against Brown combined with a third-party complaint against Brooks in his individual capacity.
¶ 10 Brooks voluntarily dismissed his complaint, but Patterson's counterclaim remained pending.
¶ 11 R. Mack Brown died on February 8, 2017. On June 15, 2017, we granted a motion to substitute Brown with Abby Bauman and Dave Anderson in their capacities as cotrustees of the Fifth Amended and Restated R. Mack Brown Revocable Trust, Dated October 19, 2016. The caption in these consolidated appeals originally listed the trust as a party, but because a trust is a fiduciary relationship rather than a legal person (see
National City Bank of Michigan/Illinois v. Northern Illinois University
,
*798
Dennett v. Kuenzli
,
¶ 12 B. McLean County Case No. 11-LM-9
¶ 13 In McLean County case No. 11-LM-9, Brown, the landlord, filed an eviction action against Patterson and unknown occupants. This case was substantially identical to McLean County case No. 10-LM-638 except that Brown, rather than Brooks, was the plaintiff. The complaint was pursuant to the Forcible Entry and Detainer Act, and Brown sought possession of the same apartment.
¶ 14 Again, Patterson filed an answer, affirmative defenses, and a counterclaim against Brown and Brooks for conversion. As in the other case, the conversion was allegedly of Patterson's personal property that remained in the apartment when Brown took possession of the apartment pursuant to a judgment.
¶ 15 In August 2011, the trial court resolved Brown's complaint against Patterson by granting Brown possession of the apartment, but Patterson's counterclaim remained pending.
¶ 16 C. Proceedings in the Consolidated Cases
¶ 17 In May 2011, the circuit court consolidated the two cases.
¶ 18 Patterson filed a fourth amended counterclaim against Brown and Brooks. It consisted of two counts, both of which alleged conversion. Count I was against Brown, and count II was against Brooks.
¶ 19 After discovery, Brown and Brooks each moved for summary judgment on the counts against them, and Patterson cross-moved for summary judgment on those counts. On August 12, 2015, the circuit court denied the motions by Brown and Brooks but, on the issue of liability alone, granted Patterson's motion, leaving the issue of damages to be determined in a trial. On January 6, 2016, the court denied motions by Brown and Brooks to reconsider or, more precisely, vacate the summary judgment rulings.
¶ 20 On January 17, 2017, pursuant to section 2-1009 of the Code of Civil Procedure (Code) ( 735 ILCS 5/2-1009 (West 2016) ), the circuit court granted a motion by Patterson to voluntarily dismiss, without prejudice, his fourth amended counterclaim. Consequently, a trial on damages never occurred. No claims remained pending after the voluntary dismissal. These appeals followed.
¶ 21 In case No. 4-17-0169, Brooks appeals (1) the denial of his motion for summary judgment on the fourth amended counterclaim and the partial granting of Patterson's cross-motion for summary judgment (the order of August 12, 2015), (2) the denial of Brooks's motion to reconsider the rulings on the cross-motions for summary judgment (the order of January 6, 2016), and (3) the granting of Patterson's motion to voluntarily dismiss his fourth amended counterclaim (the order of January 17, 2017).
¶ 22 In case No. 4-17-0170, Brooks appeals the same three orders. It is a duplicate notice of appeal because the circuit court entered the orders in the two consolidated cases.
*799 ¶ 23 In case No. 4-17-0190, Bauman and Anderson appeal (1) the order denying their motion for summary judgment on the fourth amended counterclaim and partially granting Patterson's cross-motion for a summary judgment (the order of August 12, 2015), (2) the order denying Bauman's and Anderson's motion to reconsider the rulings on the cross-motions for summary judgment (the order of January 6, 2016).
¶ 24 In case No. 4-17-0191, Bauman and Anderson appeal the same two orders, which the trial court entered in the two consolidated cases.
¶ 25 II. ANALYSIS
¶ 26 Patterson does not dispute our jurisdiction over these appeals. Even so, we have an independent duty to make sure we have jurisdiction and to dismiss the appeals if we lack jurisdiction. See
Archer Daniels Midland Co. v. Barth
,
¶ 27 Patterson voluntarily dismissed his fourth amended counterclaim, and in their statements of jurisdiction, Brooks, Bauman, and Anderson argue that the voluntary dismissal of a lawsuit renders immediately appealable all prior orders that were not otherwise appealable at the time they were entered. In support of that argument, they cite
Hudson v. City of Chicago
,
¶ 28 Both of those cases are distinguishable because the prior orders in those cases were final in nature whereas the prior orders in the present cases were not final in nature.
¶ 29 We first examine
Hudson
. In that case, the plaintiffs brought a tort action against the City of Chicago and some of its employees in the fire department.
Hudson
,
¶ 30 The other case,
Dubina
, likewise turned on the finality of the orders entered
*800
before the voluntary dismissal. The final orders in
Dubina
were the dismissal, with prejudice, of contribution claims between settling defendants.
Dubina
,
¶ 31 Taking our lead from
Hudson
and
Dubina
, we must determine whether the orders appealed in the present cases were "final in nature."
¶ 32 Brooks, Bauman, and Anderson invoke another exception, which the appellate court created in
DePluzer v. Village of Winnetka
,
"Although [the plaintiff] is correct that the denial of a motion for summary judgment is typically not appealable, the propriety of the denial may be considered if the case is properly before a reviewing court from a final judgment and no trial or hearing has been conducted. [Citation.] In this case the order is final and appealable because, in addition to denying summary judgment, the trial court granted [the plaintiff's] motion to voluntarily dismiss this count, making the order final and appealable.
Our Illinois Supreme Court has determined that it is important that a defendant have the ability to appeal from an order of voluntary dismissal since, otherwise, such an order would never be subject to review. [Citations.] Consequently, the order granting [the plaintiff] a voluntary dismissal as to count II of his complaint is a final and appealable order, which brings before the reviewing court all other orders and rulings directly associated with that judgment, including, in this case, the denial of summary judgment. This court, therefore, has jurisdiction to consider the appeals."Id.
¶ 33 For two reasons, we are unconvinced by the quoted reasoning. First, the First District states: "[T]he propriety of the denial [of a motion for summary judgment] may be considered if the case is properly before a reviewing court from a final judgment and no trial or hearing has been conducted." (Emphasis added.) However, there was no final judgment in DePluzer . The supreme court has explained:
"A final judgment is a determination by the court on the issues presented by the pleadings which ascertains and fixes absolutely and finally the rights of the parties in the lawsuit. A judgment is final if it determines the litigation on the merits so that, if affirmed, nothing remains for the trial court to do but to proceed with its execution." Big Sky Excavating, Inc. v. Illinois Bell Telephone Co. ,217 Ill. 2d 221 , 232-33,298 Ill.Dec. 739 ,840 N.E.2d 1174 (2005).
By granting the motion for a voluntary dismissal without prejudice, a court does not determine the litigation on the merits. If statutory law allowed the plaintiff in DePluzer to refile count II within one year after voluntarily dismissing it (see 735 ILCS 5/13-217 (West 1994) ), then, necessarily, the voluntarily dismissal left the issues in count II unresolved and the merits of that count undetermined.
¶ 34 Second, although the decision to grant the plaintiff's motion for a voluntary dismissal of count II was appealable by the defendant (see
Dillie v. Bisby
,
"An order granting a plaintiff's motion for a voluntary dismissal is final and appealable by the defendants. [Citation.] But, because jurisdiction in the appellate court is generally limited to appeals from final judgments, the power to address a defendant's appeal from a voluntary dismissal does not form the jurisdictional basis from which we may also *802 address the substantive merits of other nonfinal orders entered by a trial court prior to the granting of a voluntary dismissal. [Citations.]
A judgment is final if it determines the litigation on the merits so that, if affirmed, nothing remains for the trial court to do but to proceed with its execution. [Citation.] When an order leaves a cause still pending and undecided, it is not a final order. [Citation.] Accordingly, the denial of a motion for summary judgment is not final. [Citation.]
It is true that an appeal from a final judgment draws into issue all previous interlocutory orders that produced the final judgment. [Citation.] But such orders must constitute procedural steps in the progression leading to the entry of the final judgment. [Citation.] The denial of summary judgment is not a procedural step to an order of voluntary dismissal. [Citation.] Thus, the denial here was neither a final judgment nor a procedural step to a final judgment, and it is not appealable." (Internal quotation marks omitted.) Resurgence Financial, LLC v. Kelly ,376 Ill. App. 3d 60 , 62,314 Ill.Dec. 706 ,875 N.E.2d 679 (2007).
While we disagree with the implicit statement of law, in the third paragraph of the quotation from
Resurgence Financial
, that an order granting a motion for a voluntary dismissal is a "final judgment" (it is not, because it is not a determination on the merits (see
Big Sky
,
¶ 35 Such preceding orders, made appealable by the voluntary dismissal, necessarily were interlocutory when they were entered-otherwise, nothing would have remained for the plaintiff to voluntarily dismiss. See
Commonwealth Edison Co. v. Illinois Commerce Comm'n
,
¶ 36 We find that
Resurgence Financial
is correct in identifying finality as the criterion of appealability with regard to any previously entered interlocutory orders when all remaining claims are voluntarily dismissed without prejudice. This is the criterion the supreme court laid down and by which we are bound: "The order of voluntary dismissal, because it disposed of all matters pending before the circuit court, rendered all orders
which were final in nature
, but which were not previously appealable, immediately final and appealable." (Emphasis added.)
Dubina,
¶ 37 That is the germane conclusion in
Resurgence Financial
, and it is irrelevant whether an order preceding the voluntary dismissal was a "procedural step" to the voluntary dismissal. The only relevant consideration is the finality of the preceding order.
Dubina
,
¶ 38 We next consider the partial summary judgment in Patterson's favor on
*804
the issue of liability for conversion and whether it became final and appealable by virtue of Patterson's voluntary dismissal of his lawsuit. Brooks relies on
Home Savings & Loan Ass'n of Joliet v. Samuel T. Isaac & Associates, Inc.
,
¶ 39 Granted, the appellate court held in
Home Savings
: "Insofar as the partial summary judgment determined the issue of liability, a 'definite and separate part' of the instant lawsuit, it is appealable."
Home Savings
,
¶ 40 Moreover, since deciding
Home Savings
, the appellate court has repeatedly rejected the argument that a partial summary judgment on the issue of liability alone is a final and appealable order.
Morgan v. Richardson
,
"[B]ecause jurisdiction in the appellate court is generally limited to appeals from final judgments, the power to address a defendant's appeal from a voluntary dismissal does not form the jurisdictional basis from which we may also address the substantive merits of other nonfinal orders entered by a trial court prior to the granting of a voluntary dismissal." (Internal quotation marks omitted.) Resurgence Financial ,376 Ill. App. 3d at 62 ,314 Ill.Dec. 706 ,875 N.E.2d 679 .
A partial summary judgment on the issue of liability is one such nonfinal order, which a subsequent voluntary dismissal of the lawsuit, without prejudice, does not make final.
¶ 41 It follows that we have subject-matter jurisdiction solely over Brooks' appeal of the circuit court's order of January 17, 2017, which granted Patterson's motion to voluntarily dismiss his fourth amended counterclaim. We dismiss the remaining portions of Brooks's appeal, and we dismiss the appeals of Bauman and Anderson, for lack of subject-matter jurisdiction. Because Brooks fails to explain how the circuit erred by granting Patterson's motion for a voluntary dismissal, he has forfeited the sole issue we have jurisdiction to consider. See
Vancura v. Katris
,
¶ 42 III. CONCLUSION
¶ 43 For the foregoing reasons, we dismiss the appeals for lack of subject-matter jurisdiction.
¶ 44 Appeals dismissed.
Justice Steigmann concurred in the judgment and opinion.
Justice Turner dissented, with opinion.
¶ 45 JUSTICE TURNER, dissenting:
*805 ¶ 46 I respectfully dissent. For the reasons set forth below, I find this court has jurisdiction to address the denial of the appellants' motion for summary judgment.
¶ 47 I agree the denial of a summary judgment motion is ordinarily not appealable because it is an interlocutory order. See
Clark v. Children's Memorial Hospital
,
¶ 48 The
DePluzer
case involved an appeal from the denial of a summary judgment that was followed by the circuit court granting the plaintiff's motion to voluntarily dismiss the same claim at issue in the summary judgment.
DePluzer
,
¶ 49
Clark
,
DePluzer
, and
La Salle National Bank
all involved reviewing denials
*806
of motions for summary judgment that, after review, could still result in an interlocutory order. In
La Salle National Bank
,
¶ 50 Moreover, I disagree with the analysis in
Resurgence Financial
, which stems from
Valdovinos v. Luna-Manalac Medical Center, Ltd.
,
¶ 51 I recognize
Dubina
was the last supreme court case to address what other orders are appealable from the granting of a voluntary dismissal. However, the only issue before the supreme court was the appealability of a final order. See
Dubina
,
¶ 52 Last, I note that, of the cases that have dealt with the issue, the language of
DePluzer
that the voluntary dismissal "brings before the reviewing court all other orders and rulings directly associated with that judgment" best addresses the appealability of a denial of a summary judgment motion on a defendant's appeal from the granting of a voluntary dismissal.
DePluzer
,
¶ 53 Accordingly, I would find we have jurisdiction of the denial of the appellants' motion for summary judgment under the exception announced in DePluzer and cited by the supreme court in Clark .
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