Battle v. State

Court of Special Appeals of Maryland·Decided September 3, 2021·No. 1654/19·Published

Opinion

Raphael Battle v. State of Maryland, No. 1654, Sept. Term 2019, and No. 485, Sept. Term 2020. Opinion by Arthur, J.

CRIMINAL LAW—SUPREMACY CLAUSE IMMUNITY

A federal agent has Supremacy Clause Immunity from state prosecution for conduct that violates a state’s criminal law if (1) the federal agent was performing an act that the agent was authorized to perform by the laws of the United States and (2) in performing that authorized act, the agent did no more than what was necessary and proper. A federal agent’s actions were necessary and proper if the agent subjectively believed that the actions were authorized by federal law and if that belief is objectively reasonable. In this case, the court was not clearly erroneous in concluding that the federal agent did not qualify for immunity from state charges of assault and related offenses. The federal agent was not authorized to make a warrantless arrest under federal statutes. The victim of the federal agent’s assaultive conduct committed no crime that would justify his arrest. The court did not err in determining that the agent’s actions were motivated by malice and a personal motive to stick up for himself instead of by a desire to perform his government duties. The federal agent’s actions were not necessary and proper because neither his subjective belief that he was in imminent danger nor his subsequent actions were objectively reasonable.

EVIDENCE—INADMISSIBLE HEARSAY

Hearsay is an out of court statement offered to prove the truth of the matter asserted. Hearsay, even if relevant, is inadmissible if not covered by a recognized exception. Counsel’s questioning during trial cannot “open the door” to the admissibility of hearsay statements. A victim’s statements concerning his account of events made during an interview with a police officer captured via a body-worn camera were inadmissible hearsay. They were offered for their truth and were relied on substantively by the State and the court.

CRIMINAL LAW—RIGHT TO CONFRONTATION

A witness’s out-of-court statements are testimonial, for purposes of the Confrontation Clause, when the circumstances objectively indicate that there is no ongoing emergency and that the primary purpose of the interrogation is to establish facts potentially relevant to later criminal prosecution. An alleged victim’s statements given to the police and recorded via a body-worn camera after the ongoing emergency was over are testimonial. Defendant’s constitutional right to confront adverse witnesses is violated when the court allows the State to play footage containing testimonial statements from a non-testifying witness.

Circuit Court for Baltimore City Case No. 118193012

REPORTED

IN THE COURT OF SPECIAL APPEALS OF MARYLAND

CONSOLIDATED

No. 1654, September Term, 2019 No. 485, September Term, 2020

RAPHAEL BATTLE

v.

STATE OF MARYLAND

Kehoe,

Arthur,

Wells,

JJ.

Opinion by Arthur, J.

Filed: September 3, 2021

Pursuant to Maryland Uniform Electronic Legal Materials Act (§§ 10-1601 et seq. of the State Government Article) this document is authentic.

2021-09-03 09:11-04:00

Suzanne C. Johnson, Clerk

Raphael Battle, a federal law enforcement officer, was charged with first-degree assault, reckless endangerment, and use of a handgun in the commission of a crime of violence. A Baltimore City jury acquitted him of first-degree assault, but was unable to reach a verdict on the other charges, including the lesser-included offense of second- degree assault.

At a second trial, the jury convicted Battle of second-degree assault, reckless endangerment, and use of a handgun in the commission of a crime of violence. The circuit court sentenced Battle to five years’ incarceration without the possibility for parole.

Battle noted an appeal. That appeal is No. 1654 of the September 2019 Term.

While his appeal was pending, Battle moved to vacate the jury verdict on the ground of jurisdictional mistake under former Md. Rule 4-331(b)(1)(B).1 The court denied the motion, and Battle noted a second appeal. That appeal is No. 0485 of the September 2020 Term.

We consolidated the two appeals. For the reasons stated herein, we conclude that the court did not err in denying the motion to vacate the jury verdict, but that it erred in admitting inadmissible hearsay at Battle’s second trial. Therefore, we reverse the convictions and remand for a new trial.

1

Maryland Rule 4-331 was revised effective July 1, 2021. The language of former Rule 4-331(b)(1)(B) is now found at Rule 4-331(b)(2). Citations in this opinion refer to the version in effect at the time of the circuit court proceedings.

FACTUAL AND PROCEDURAL BACKGROUND This case arises from an incident that occurred in the early morning hours at a convenience store in Baltimore City. Battle and another man, Devin King, had an altercation. Battle, claiming that he felt threatened, drew his service weapon and pushed King to the ground. Employees of the store called the police, who arrested Battle after they had interviewed both Battle and King.

A. Convenience Store Video Footage At trial, the State submitted video evidence depicting the incident. There was no audio on either video.

A video from the interior of the store shows Devin King walking up and down the aisles and picking up groceries from the shelves at approximately 1:30 a.m. Moments later, Battle enters the store. At that point, a small crowd of customers is waiting around the cash register and the front counter, obstructing Battle’s path.

Among the crowd is King, who is facing away from the check-out counter and looking at the items on display at the end of an aisle. Battle walks past him, towards an ATM. As Battle passes by the crowd of people obstructing his path, he turns his body, attempts to slide through, and appears to brush against King’s back.

King immediately turns to Battle and says something to him as Battle continues to walk to the ATM. The two begin exchanging words, King standing near the front of the store and Battle in the far corner. As they continue arguing, Battle briefly moves behind the counter to get closer to King, but then moves back to the far corner of the store. King pays for his items and leaves the store. Battle exits the store immediately afterwards.

The video of the store’s parking lot depicts King exiting the store and walking to the right, towards the road. Battle leaves the store and goes straight, in the direction of his car, which is parked at a gas pump. Battle walks to the front of his car and looks in King’s direction. On the video, King is hardly visible, in the darkness beyond the parking lot of the convenience store.

Standing about 30 feet apart, the two are still exchanging words. Battle removes his gun from his holster, places it at his side, and walks briskly towards King, passing his car and a gas pump to reach him. King walks several feet closer to Battle until the two are only a few feet apart. King is holding a plastic bag with groceries from the store in each hand.

Battle places his hand on King’s shoulder and pushes him to the ground, causing King to drop his bags. While King is on the ground, Battle raises his gun from his side and points it at King. King stands up, says something to Battle, and scampers backward as Battle continues to point the gun at him. At the end of the video, several store employees emerge from the store to investigate.

B. Battle’s Testimony Battle was a plainclothes law enforcement officer with the United States Department of Homeland Security. As such, he was authorized to carry a handgun.

Battle testified that, on the evening when the alleged assault occurred, he was on his way to his office in Baltimore, where he was going to pick up a transponder to send information that had been gathered during his investigations. He stopped at the convenience store because he needed gas.

Free access — add to your briefcase to read the full text and ask questions with AI

Battle v. State, (Md. Ct. App. 2021).

Battle v. State (Battle v. State) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

Related

M'culloch v. State of Maryland
17 U.S. 316 (Supreme Court, 1819)
In Re Neagle
135 U.S. 1 (Supreme Court, 1890)
Mattox v. United States
156 U.S. 237 (Supreme Court, 1895)
California v. Green
399 U.S. 149 (Supreme Court, 1970)
Dutton v. Evans
400 U.S. 74 (Supreme Court, 1970)
Davis v. Alaska
415 U.S. 308 (Supreme Court, 1974)
Ohio v. Roberts
448 U.S. 56 (Supreme Court, 1980)
Crawford v. Washington
541 U.S. 36 (Supreme Court, 2004)
Davis v. Washington
547 U.S. 813 (Supreme Court, 2006)
State of Wyoming v. Livingston
443 F.3d 1211 (Tenth Circuit, 2006)
Anthony J. Scherer, Jr. v. Kenneth Morrow
401 F.2d 204 (Seventh Circuit, 1969)
United States v. Will Renfro
620 F.2d 497 (Fifth Circuit, 1980)
United States v. Albert Reginald Walker
835 F.2d 983 (Second Circuit, 1987)
Commonwealth of Kentucky v. Larry A. Long
837 F.2d 727 (Sixth Circuit, 1988)
United States v. John Anthony Fernandez
837 F.2d 1031 (Eleventh Circuit, 1988)
United States v. Darwin E. Veach
455 F.3d 628 (Sixth Circuit, 2006)