Battenfield v. Harvard University

1 Mass. L. Rptr. 75
CourtMassachusetts Superior Court
DecidedAugust 31, 1993
DocketNo. 91-5089-F
StatusPublished
Cited by2 cases

This text of 1 Mass. L. Rptr. 75 (Battenfield v. Harvard University) is published on Counsel Stack Legal Research, covering Massachusetts Superior Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Battenfield v. Harvard University, 1 Mass. L. Rptr. 75 (Mass. Ct. App. 1993).

Opinion

Fremont-Smith, J.

Plaintiff Delise Battenfield (Battenfield) and her husband, Norris E. Dickard, bring this action against Battenfield’s former employer, Harvard University, and three of her former colleagues, alleging that she was harassed sexually and emotionally in the work place. Plaintiffs’ complaint alleges eighteen counts: violation of G.L.c. 151B (Counts I and III); assault and battery (Count II); defamation (Count IV); violation of the State Equal Rights Act, G.L.c. 93, §103(a) (Count V); violation of article 114 of the Massachusetts Constitution (Count VI); violation of the Massachusetts Civil Rights Act, G.L.c. 12, §§11H, 111 (Count VII); negligent supervision (Count VIII); invasion of privacy (Count IX); theft (Count X); negligent misrepresentation (Count XI); breach of fiduciary duty (Count XII); breach of contract and breach of the implied covenant of good faith and fair dealing (Count XIII); tortious interference with advantageous relations (Count XTV); intentional infliction of emotional distress (Count XV); negligent infliction of emotional distress (Count XVI); promissory estoppel (Count XVII); and, loss of consortium (Count XVIII).

In a joint motion, the defendants now move for summary judgment, pursuant to Mass.R.Civ.P. 56, on all counts. For the following reasons, the defendants’ motion is allowed in part and denied in part.

BACKGROUND

Based on the pleadings, affidavits, and exhibits submitted in conjunction with defendants’ motion for summary judgment, the undisputed facts are as follows.3 On September 16, 1987, Battenfield was hired as Assistant to the Director of the Master of Liberal Arts (A.L.M.) program at the Extension School of Harvard University. Battenfield’s supervisor was Assistant Dean Dodge Fernald (Femald), the Director of the A.L.M. program. Defendants Donald Ostrowski (Os-trowski) and Sue Weaver Schopf (Schopf) were research advisors in the A.L.M. program. Defendant Dean Michael Shinagel (Shinagel) was the Dean of the Extension School and Fernald’s supervisor. In 1989, Battenfield was promoted to the position of Assistant Director of the A.L.M. program, with an accompanying increase in salary. Femald considered Battenfield’s work performance to be excellent, stating in an evaluation on April 26, 1991 that Battenfield “has been an outstanding member of the A.L.M. staff.”

In 1989, Battenfield was admitted to the A.L.M. program as a candidate for the degree of Master of Liberal Arts. Schopf became Battenfield’s research and thesis advisor.

During the subsequent period, Schopf communicated with Femald, Shinagel and Theresa Gee, the Extension School Personnel Officer, on several occasions regarding what she perceived as severe shortcomings and problems with Battenfield’s work and academic performance. In a nine-page letter to Theresa Gee, dated April 26, 1991, Schopf discussed Battenfield’s work habits and academic abilities in detail and described interpersonal difficulties she experienced at the office with Battenfield and Femald. On May 14, 1991, Shinagel held a staff meeting of the A.L.M. program employees, including Battenfield, at which Battenfield’s work performance was discussed. Both Schopf and Ostrowski expressed their dissatisfaction with Battenfield’s performance. Ostrowski allegedly remarked that “When I first started working here, I soon found out that I couldn’t get anything more than a yawn from Delise.”

After the meeting, Battenfield told Fernald that she was very upset because she believed that Ostrowski’s comment referred to and was in retaliation for Battenfield’s rejection of Ostrowski’s sexual advances. Battenfield then told Fernald that in the fall of 1988, Ostrowski said to her one day after having had lunch with her “I lust after you at night.” Shortly thereafter, on another occasion, Ostrowski allegedly came into Battenfield’s office and asked her “Will you sleep with me?" or “Are you going to have a sexual relationship with me?” Battenfield responded that she got along with him pretty well, that she enjoyed talking to him, but that she did not get involved with people at work as a rule. Ostrowski responded “Okay”, and then he kissed her and left her office. Sometime later, Os-[77]*77trowski came into Battenfield’s office and asked her “Have you decided whether or not you are going to go to bed with me?” Battenfield answered, “Absolutely not ... if you continue to ask me this, I’m going to report you.” Ostrowski kissed Battenfield again and left her office. From that time on, Ostrowski and Battenfield worked together without a further incident of this kind. Battenfield claims that she avoided Ostrowski.

After speaking with Femald, Battenfield reported the incidents to Shinagel: Shinagel responded to Battenfield that the allegations were a serious matter and if true, would constitute sexual harassment. Shinagel claims that he then alerted the university ombudsman, Dean John Adams (Adams). Battenfield spoke to Adams who suggested that she put her complaint in writing, which did not occur. No investigation of the complaint was ever conducted.

Harvard has a University Policy on Sexual Harassment which encourages individuals to report suspected cases of harassment “through the most comfortable of a variety of routes.” The policy states that “[w]hatever path chosen, University authorities will explore the allegations expeditiously and thoroughly, and will take appropriate corrective action as necessary.”

On May 21, 1991, Battenfield was admitted to the Stillman Infirmary for peptic ulcer disease and acute situational stress. During Battenfield’s initial hospital stay, Battenfield told Theresa Gee that she did not want to return to her position. Shinagel called Battenfield at the hospital and asked Battenfield to reconsider her decision; Battenfield responded that she did not see how she could continue to work in this situation. On another occasion, Battenfield told Femald that she did not want to return to work. Battenfield contends however that she never resigned and never intended to do so. She claims that she was “constructively discharged” from her position. Due to her medical condition, Battenfield has been on disability leave since May 21, 1991.

DISCUSSION

Summary judgment shall be granted where there are no material facts in dispute and the moving party is entitled to judgment as a matter of law. Cassesso v. Commissioner of Correction, 390 Mass. 419, 422 (1983); Community National Bank v. Dawes, 369 Mass. 550 (1976); Mass.R.Civ.P. 56(c). The moving party bears the burden of affirmatively demonstrating the absence of a triable issue, and that the moving party is entitled to judgment as a matter of law. Pederson v. Time, Inc., 404 Mass. 14, 16-17 (1989). With respect to any claim on which the party moving for summary judgment does not have the burden of proof at trial, it may demonstrate the absence of a triable issue either by submitting affirmative evidence that negates an essential element of the opponent’s case or “by demonstrating that proof of that element is unlikely to be forthcoming at trial.” Flesner v. Technical Communication Corp., 410 Mass. 805, 809 (1991); Kowouvacilis v. General Motor Corp., 410 Mass. 706, 716 (1991). “If a moving party establishes the absence of a triable issue, the party opposing the motion must respond and allege specific facts establishing the existence of a material fact in order to defeat the motion.” Pederson v. Time, Inc., 404 Mass. at 17.

1. Violation of G.L.c. 151B— Ostrowski — Count I

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