Batiste v. Scott

Court of Appeals for the First Circuit·Decided December 29, 1993·No. 93-1677·Published

Opinion

USCA1 Opinion


December 28, 1993 [NOT FOR PUBLICATION]

UNITED STATES COURT OF APPEALS
FOR THE FIRST CIRCUIT

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No. 93-1677

JIMMY D. BATISTE,

Petitioner,

v.

SANDRA SCOTT, DIRECTOR OF HILLSIDE PRE-RELEASE CENTER,

Respondent.

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APPEAL FROM THE UNITED STATES DISTRICT COURT

FOR THE DISTRICT OF MASSACHUSETTS

[Hon. Mark L. Wolf, U.S. District Judge]
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____________________

Before

Breyer, Chief Judge,
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Torruella and Selya, Circuit Judges.
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Jimmy D. Batiste on brief pro se.
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Scott Harshbarger, Attorney General, and William J. Meade,
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Assistant Attorney General, on brief for respondent.

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____________________

Per Curiam. Petitioner was convicted in Boston
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Municipal Court in 1989 on a single count of assault and

battery with a dangerous weapon. He received a sentence of

two and one-half years, with all but one year suspended. His

ensuing attempts to challenge this conviction in state court

came to naught: the trial court denied a motion for new

trial, the Appeals Court affirmed his conviction, and the

Supreme Judicial Court denied his application for further

appellate review. Petitioner then turned to federal court,

filing a pro se, in forma pauperis petition for habeas corpus
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pursuant to 28 U.S.C. 2254 in August 1991. It was apparent

from the face of the petition that, of the eight grounds for

relief there raised, no more than six had been presented to

the state appellate courts. For this reason, a magistrate-

judge (upon reviewing the petition prior to service of

process) recommended that it be summarily dismissed for

failure to exhaust state remedies. See, e.g., Rose v. Lundy,
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455 U.S. 509 (1982) (requiring dismissal of "mixed"

petitions).

Petitioner responded to this recommendation in two ways.

On July 29, 1992, he filed objections to the magistrate-

judge's report, complaining inter alia of various alleged
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factual inaccuracies therein. Part of the relief requested

was that he be granted leave to "refile" his petition. Two

days later, he did just that--submitting an amended petition

containing only the six "exhausted" claims for relief. This

amended petition was filed under the same docket number as

its predecessor. The district court subsequently entered an

order summarily dismissing the petition "[f]or the reasons

stated by the Magistrate Judge in her Findings and

Recommendations." It thereafter granted a certificate of

probable cause to appeal.

We are constrained to vacate and remand for further

proceedings, for the simple reason that the court appears to

have overlooked petitioner's amended petition. A habeas

petitioner, faced with a determination that his petition

contains both exhausted and unexhausted claims, has "the

choice of returning to state court to exhaust his claims or

of amending or resubmitting the habeas petition to present

only exhausted claims to the district court." Rose, 455 U.S.
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at 510; accord, e.g., Watkins v. Ponte, 987 F.2d 27, 30 (1st
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Cir. 1993); Tart v. Massachusetts, 949 F.2d 490, 494 (1st
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Cir. 1991). The petitioner here has plainly chosen the

latter option--even to the point of acknowledging (in his

appellate papers) that he will likely thereby waive his right

to federal review of his two remaining claims. See, e.g.,
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McCleskey v. Zant, 499 U.S. 467 (1991); Rose, 455 U.S. at
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520-21 (plurality).

The government contends that the order of dismissal

concerned only the first petition, that the district court

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has taken no action with regard to the amended petition

(i.e., that such petition remains pending below), and that

any issues involving the amended petition are thus not

properly before us. Indeed, it goes so far as to suggest we

should not "tolerate" petitioner's "tactic" of simultaneously

propounding an amended petition while seeking review of the

dismissal of his initial petition. See Brief at 9 n.5. We
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find this argument utterly unpersuasive. Petitioner's

unilateral decision to amend his petition to delete the

unexhausted claims was consistent not only with the procedure

prescribed in Rose, but with Fed. R. Civ. P. 15(a) as well
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(since no responsive pleading had been filed). See, e.g.,
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Lacy v Gabriel, 732 F.2d 7, 11 & n.1 (1st Cir.) (Rule 15
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Related

Rose v. Lundy
455 U.S. 509 (Supreme Court, 1982)
McCleskey v. Zant
499 U.S. 467 (Supreme Court, 1991)
Leonard Lacy v. Harold F. Gabriel
732 F.2d 7 (First Circuit, 1984)
Wesley P. Tart v. Commonwealth of Massachusetts
949 F.2d 490 (First Circuit, 1991)
Theodis Watkins v. Joseph Ponte
987 F.2d 27 (First Circuit, 1993)
Boelens v. Redman Homes, Inc.
759 F.2d 504 (Fifth Circuit, 1985)