Bath Iron Works v. Workers Compensation

380 F.3d 597, 2004 A.M.C. 2673, 2004 U.S. App. LEXIS 18307, 2004 WL 1921968
CourtCourt of Appeals for the First Circuit
DecidedAugust 30, 2004
Docket03-2530
StatusPublished
Cited by8 cases

This text of 380 F.3d 597 (Bath Iron Works v. Workers Compensation) is published on Counsel Stack Legal Research, covering Court of Appeals for the First Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Bath Iron Works v. Workers Compensation, 380 F.3d 597, 2004 A.M.C. 2673, 2004 U.S. App. LEXIS 18307, 2004 WL 1921968 (1st Cir. 2004).

Opinion

LIPEZ, Circuit Judge.

Michael Preston filed a worker’s compensation claim against his employer, Bath Iron Works (BIW), alleging that harassment in the workplace aggravated the symptoms of his previously existing neurological condition. After the Administrative Law Judge (ALJ) denied benefits, Preston appealed to the Benefits Review Board (the Board). In vacating the ALJ’s decision, the Board ruled that the ALJ had not determined whether the stress and harassment claimed by Preston had occurred, and it remanded for further consideration. On remand, the ALJ made the requisite findings on stress and harassment and reversed his earlier disposition by granting benefits to Preston. BIW appealed the ALJ’s second decision, and the Board affirmed. BIW now appeals to this court, arguing primarily that the Board erred in overturning the ALJ’s first decision denying benefits. It also challenges rulings in the Board’s second decision. After careful review, we affirm.

I.

We derive the following facts from the record before the ALJ. We relate only those facts necessary to dispose of the issues on appeal.

Michael Preston suffers from a hereditary neurological disorder called paramyo-clonus multiplex, which causes involuntary shaking of his head and arms. Preston has suffered symptoms of the disease from approximately age ten until the present. The involuntary shaking tends to become worse when he is under stress. When the stress subsides, however, his symptoms usually subside.

From 1978 until 1998, Preston worked at the BIW shipyard in Bath, Maine. He began work as a “rigger,” which required him to attach shackles to ship components — which often weighed between 100 and 150 tons — so that they could be picked up by a crane. Typically, he worked as part of a six to eight person crew, and most of his work was done on the ground or in a hydraulic lift called a “cherry picker.” In the last six to eight years of his career, Preston spent about half of his time at work as a crane operator, maneuvering cranes that sat on tracks approximately forty feet above the floor of the assembly area.

Preston alleges that, during his twenty years at BIW, he was ridiculed, called derogatory names, and subjected to practical jokes because of the symptoms of his disease. Members of his crew referred to him as “Shake and Bake” and would sometimes try to startle him so that his shaking would become more pronounced. This harassment caused stress, which in turn exacerbated Preston’s symptoms. As his shaking worsened, he began to worry that he could not safely perform his job. In a harmful cycle, this concern caused even greater stress which further aggravated his symptoms. As his symptoms grew worse, he claims that his coworkers began to question whether he was a danger to his crew.

*601 In light of these difficulties at work, Preston began to take time off to get his symptoms under control. On the advice of his treating physician, Dr. Stephanie Car-cini, he stopped working altogether on August 28, 1998. He reports that his symptoms have improved since he stopped working.

II.

On October 22, 1998, Preston filed a claim for benefits under the Longshore and Harbor Workers’ Compensation Act (the Act), 33 U.S.C. §§ 901-950. On November 4, 1998, BIW controverted Preston’s claim. An ALJ held hearings on April 17 and April 19, 2000, during which both parties presented evidence, including the expert testimony of several physicians. Preston argued that the working conditions at BIW so aggravated the symptoms of his disorder that he could not continue working. BIW contended that any teasing or ridicule at the shipyard was minor and that any deterioration in Preston’s condition was due to other stressful events in his life, such as struggles with his family life and his recurring problems with alcohol abuse.

The evidence offered by BIW included the testimony of a neurologist, Dr. Seth Kolkin, and an evaluation conducted by a psychiatrist, Dr. David J. Bourne. In his written decision, the ALJ described Dr. Kolkin’s testimony about whether stress could aggravate Preston’s conditions:

Dr. Kolkin ... testified that stress can worsen the involuntary movements associated with myoclonus but only as a temporary aggravation, that any improvement of that temporary condition “depends on the exact situation and his levels of concentration, medications, fatigue, motivation” and that [Preston] advised the doctor that he found his work to be stressful “because of depression and difficulties at work.”
... [T]he doctor agree[d] [that] “[s]tress, depression^] any volition, motivation, any degree of psychological state” would affect [Preston’s] movements ....
According to the doctor, stress and fatigue will “transiently” exacerbate [Preston’s] symptoms, that the exacerbation would last for the “duration of the fatigue or stress” and “once that stress is resolved (the person) would be back at (his) baseline,” the doctor remarking that it would take “moments” to return to baseline after the stress is removed and that [Preston] “could work if he had a calm, supportive environment,” and “that if he were motivated and given some latitude and encouragement and support, there is no reason why he couldn’t be doing what he was doing before if he wanted to be.” According to the doctor, if [Preston] were to be called derogatory names because of his myoclonus, he should report those instances to his supervisors and if action were not taken to stop that harassment, then such would not constitute a calm and supporting work environment.

Dr. Bourne’s evaluation, dated June 22, 2000, assessed only Preston’s complaints of psychological problems, including anxiety and depression. The ALJ quoted Dr. Bourne’s evaluation at length in his opinion, including the following passage:

It is my [Dr. Bourne’s] belief that Mr. Preston’s psychological condition has been caused by his physical illness and by the deterioration of his health which he perceives. His movement disorder has caused a psychological struggle, which has left him feeling isolated, sensitive and hurt. I do not have the expertise to determine whether any eventual aggravation of the movement disorder is or was due to work conditions, and will *602 defer to the expertise of neurologists concerning that issue.

Thus, Dr. Kolkin stated that stressful working conditions could aggravate Preston’s physical symptoms, even if the aggravation lasted only as long as the stress remained. Dr. Bourne explicitly limited his analysis to Preston’s psychological, rather than his physical, problems, and avoided any opinion on whether work conditions aggravated Preston’s movement disorder.

On January 2, 2001, the ALJ denied benefits to Preston. In his written order he explained that, to be eligible for benefits, a claimant must first establish a prima facie case, which gives rise to a presumption that his injury was caused by his employment and thus is covered by the Act.

To establish a prima facie claim for compensation, a claimant need not affirmatively establish a connection between work and harm.

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Bluebook (online)
380 F.3d 597, 2004 A.M.C. 2673, 2004 U.S. App. LEXIS 18307, 2004 WL 1921968, Counsel Stack Legal Research, https://law.counselstack.com/opinion/bath-iron-works-v-workers-compensation-ca1-2004.