Bates v. Winn

CourtDistrict Court, E.D. Michigan
DecidedOctober 28, 2021
Docket2:16-cv-14324
StatusUnknown

This text of Bates v. Winn (Bates v. Winn) is published on Counsel Stack Legal Research, covering District Court, E.D. Michigan primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Bates v. Winn, (E.D. Mich. 2021).

Opinion

UNITED STATES DISTRICT COURT EASTERN DISTRICT OF MICHIGAN SOUTHERN DIVISION

JAMES ROBERT BATES,

Plaintiff, Case No. 2:16-cv-14324 District Judge Sean F. Cox v. Magistrate Judge Anthony P. Patti

O’BELL THOMAS WINN and JAMES ROTH,

Defendants. _________________________/ MAGISTRATE JUDGE’S REPORT AND RECOMMENDATION TO GRANT IN PART AND DENY IN PART DEFENDANTS’ MOTION FOR SUMMARY JUDGMENT UNDER FED. R. CIV. P. 56(a) (ECF No. 63) I. RECOMMENDATION: The Court should GRANT IN PART and DENY IN PART Defendants’ motion for summary judgment. (ECF No. 63.) II. REPORT A. Background 1. Factual Background Plaintiff James Robert Bates (#54580-039) is currently incarcerated at Sheridan FCI in Sheridan Oregon. See www.bop.gov, “Inmate Locator,” (#54580- 039). On December 12, 2016, while incarcerated at Midland County Jail in Midland, Michigan, Plaintiff filed the instant lawsuit under 42 U.S.C. § 1983, alleging that Defendants O’Bell Thomas Winn, Warden of the Saginaw Correctional Facility (SRF) in Freeland, Michigan, and James Roth, a now-retired Inspector at G. Robert Cotton Correctional Facility (JCF) in Jackson, Michigan,

failed to protect him from assault by fellow inmates in violation of his Eighth Amendment rights. (ECF No. 1.) The underlying facts, as alleged by Plaintiff in his complaint and as found in

the record evidence, are as follows. Plaintiff alleges that on October 17, 2013, at SRF, he was assaulted by fellow prisoner Geoffrey Miller (#687305), “a well known gang member of the notorious ‘Gangster Disciples.’” (ECF No. 1, PageID.116-117, 133, ¶¶ 18-20.) At his deposition, Plaintiff mentioned a second

attacker for the first time, testifying that Miller struck him from behind before Miller’s friend struck him in the face. (Pl. Dep. Tr., ECF No. 63-4, PageID.623- 625.) According to Plaintiff, in the aftermath of the assault, an unknown prison

guard informed him of Miller’s name and MDOC number. (ECF No. 63-4, PageID.622.) Miller supposedly received a misconduct for the assault, while Plaintiff was placed in protective segregation for one day but did not need medical treatment. (ECF No. 63-4, PageID.623.)

On July 5, 2014, Plaintiff was again assaulted at SRF by fellow prisoner Justin Schneider (#666563), also a member of the Gangster Disciples. (ECF No. 1, PageID.115-117, 131, ¶¶ 7-8.) Schneider’s assault generated a thorough Critical

Incident Report (CIR). (CIR, ECF No. 63-5.) Winn signed the CIR and identified his signature on the document at his deposition, stating “my signature is that I reviewed this document.” (ECF No. 63-5, PageID.637; ECF No. 64-9,

PageID.826-827, 840.) As provided in the CIR documents, an officer observed Schneider strike Plaintiff in the head several times before another officer activated his TASER and persuaded Schneider to stop. (ECF No. 63-5, PageID.637.)

Plaintiff required treatment at a local hospital for a puncture wound to his head. (ECF No. 63-5, PageID.647.) Nonetheless, Plaintiff was returned to SRF’s general population later that same day (ECF No. 1, PageID.132, ¶ 10), while Schneider was “escorted to segregation” (ECF No. 63-5, PageID.637.) On July 15, 2014, a

hearing was held, and Schneider was found guilty of a Class I Misconduct. (Class I Misconduct Hearing Report, ECF No. 64-4.) Plaintiff submitted a grievance upon his return to the general population at

SRF, complaining that the prison employees who had returned him to general population were “trying to set [him] up to be killed . . . .” (ECF No. 1, PageID.141, “Prisoner/Parolee Grievance Form.”) As a result, SRF staff conducted a “Request for Protection/Investigation Report” to determine whether

Plaintiff needed to be moved within SRF or transferred out of SRF. (Request for Protection/Investigation Report, ECF No. 63-6.) The Report noted that Plaintiff had previously requested protective custody while incarcerated at a different

facility, but that this was his first such request at SRF. (ECF No. 63-6.) At the time, Plaintiff was unable to identify his attacker when interviewed by investigators, provided no additional witnesses to investigators, and stated to a

Sergeant shortly after the assault that he would be fine remaining in general population. (ECF No. 63-6.) Winn concluded upon his review of the Report that: “[Plaintiff] has failed to provide enough information that can be verified by staff.

[Plaintiff] can be managed in [general population] at this time.” (ECF No. 63-6.) Notably, Plaintiff’s deposition testimony conflicts with the information he provided during the above investigation. For example, Plaintiff testified at his deposition that Schneider initially approached him from the front and stated,

“Come here for a minute, let me talk to you for a minute[.]” (ECF No. 63-4, PageID.626.) Further, he stated that he knew Schneider because the pair had “exchanged some words” a few days before the assault. (ECF No. 63-4,

PageID.626.) Plaintiff alleges that while in segregation following the Schneider assault, he witnessed Miller being transferred out of SRF. (ECF No. 1, PageID.116-117, 133, ¶¶ 18-19.) The next day, July 11, 2014, Winn signed a Security Classification

Screen concerning Plaintiff, checking boxes indicating that Plaintiff was not an escape or assault risk, seemingly to other prisoners (Security Classification Screen, ECF No. 63-8, PageID.680), and then signed an order transferring Plaintiff to JCF

on July 15, 2014 (ECF No. 63-8, PageID.681). A transfer coordinator prepared the transfer order, which was approved by an MDOC Correctional Facilities Administrator before Winn’s signature. (ECF No. 63-8, PageID.681.) The

transfer order did not contain a Special Offender Problem Notice (SPON), but did indicate that Plaintiff required “alternate placement in lieu of [protective custody].” (ECF No. 63-8, PageID.681.)

On July 17, 2014, Plaintiff was transferred from SRF to JCF. (ECF No. 1, PageID.134, ¶ 24.) Upon arrival at JCF, Plaintiff met with Roth. The complaint alleges that Roth noted he had been assaulted a couple of times and asked if he was okay, which gave Roth the opportunity to inform him that a lot of inmates were

being transferred from SRF to JCF and that he may be in danger. (ECF No. 1, PageID.115-117, 134-135, ¶¶ 24-31.) Plaintiff testified to the same at his deposition, and confirmed that Roth never told him he could be in danger if he

entered the general population. (ECF No. 63-4, PageID.628-629.) The next day, Plaintiff spotted Miller in general population at JCF, and wrote a kite to Roth, but the kite was ignored. (ECF No. 1, PageID.135-136, ¶¶ 34-36; ECF No. 63-4, PageID.629-630, 632.) Then, on July 24, 2014, Schneider

was transferred from SRF to JCF and placed six cells down from Plaintiff. (ECF No. 1, PageID.136, ¶ 37.) Plaintiff alleges that he notified the Parole Board of Michigan and assistant Resident Unit Supervisor (ARUS) Parsons, and that

Corrections Officer Mills removed Schneider from the unit on July 29, 2014. (ECF No. 1, PageID.136, ¶¶ 37-40.) When Schneider was removed from general population, JCF personnel reviewed documentation of Schneider’s July 5 assault

on Plaintiff and generated a SPON between Schneider and Plaintiff, to ensure they would not be housed in the same facility. (ECF No. 1, PageID.145, Step I Grievance Response.)

Nevertheless, Miller allegedly remained with Plaintiff in general population, and on July 30, 2014, Plaintiff was found in his cell with injuries. (ECF No. 1, PageID.137-138, ¶¶ 41-46; CRI, ECF No. 63-11, PageID.696.) Plaintiff alleges that two assailants conducted the assault, but his description of the attack has

varied.

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