Bassem Al-Tamimi v. Sheldon Adelson
Opinion
Karen LeCraft Henderson, Circuit Judge:
The plaintiffs, both Palestinian nationals and Palestinian Americans, claim the defendants, pro-Israeli American individuals and entities, are conspiring to expel all non-Jews from territory whose sovereignty is in dispute. 1 They sued in federal district court, pressing four claims: (1) civil conspiracy, (2) genocide and other war crimes, (3) aiding and abetting genocide and other war crimes and (4) trespass. Concluding that all four claims raise nonjusticiable political questions, the district court dismissed the complaint for lack of subject matter jurisdiction. We now reverse.
I. BACKGROUND
The plaintiffs are eighteen Palestinians who mostly reside in the disputed territory and a Palestinian village council. The defendants, all American citizens or entities, are eight high-net-worth individuals, thirteen tax-exempt entities, two banks, eight construction and support firms and a former United States deputy national security advisor. 2 The complaint alleges that the defendants engaged in a conspiracy to expel all non-Jews from the disputed territory. Specifically, the individual defendants (excluding Abrams) funneled millions of dollars through the defendant tax-exempt entities and banks to Israeli villages called "settlements." Armed with this financial assistance, the settlement leaders hired full-time security coordinators who trained a militia of Israeli settlers to kill Palestinians and confiscate their property. The defendant construction and support firms destroyed property belonging to the plaintiff Palestinians and built settlements in its place and, here in the United States, the deputy national security advisor publicly endorsed the settlements. All defendants knew their conduct would result in the mass killings of Palestinians residing in the disputed territory.
The plaintiffs' complaint includes four claims: (1) each defendant, save four of the individual defendants as well as the banks
and construction and support firms, engaged in a civil conspiracy to rid the disputed territory of all Palestinians; (2) each defendant committed or sponsored genocide and other war crimes in violation of the law of nations; (3) seven individual defendants, the two banks, four construction and support firms and the former U.S. government official aided and abetted the commission of genocide and other war crimes; and (4) each of the banks and construction and support firms trespassed on the plaintiff Palestinians' property. All plaintiffs bring their claims under the Alien Tort Statute ("ATS"),
The defendants moved to dismiss the complaint for lack of subject matter jurisdiction,
see
Fed. R. Civ. P. 12(b)(1), and the district court granted the motion.
Al-Tamimi v. Adelson
,
The district court reached its dismissal decision using the six "political question" factors set forth in
Baker v. Carr
,
[1] a textually demonstrable constitutional commitment of the issue to a coordinate political department; [2] or a lack of judicially discoverable and manageable standards for resolving it; [3] or the impossibility of deciding without an initial policy determination of a kind clearly for nonjudicial discretion; [4] or the impossibility of a court's undertaking independent resolution without expressing lack of the respect due coordinate branches of government; [5] or an unusual need for unquestioning adherence to a political decision already made; [6] or the potentiality of embarrassment from multifarious pronouncements by various departments on one question.
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Karen LeCraft Henderson, Circuit Judge:
The plaintiffs, both Palestinian nationals and Palestinian Americans, claim the defendants, pro-Israeli American individuals and entities, are conspiring to expel all non-Jews from territory whose sovereignty is in dispute. 1 They sued in federal district court, pressing four claims: (1) civil conspiracy, (2) genocide and other war crimes, (3) aiding and abetting genocide and other war crimes and (4) trespass. Concluding that all four claims raise nonjusticiable political questions, the district court dismissed the complaint for lack of subject matter jurisdiction. We now reverse.
I. BACKGROUND
The plaintiffs are eighteen Palestinians who mostly reside in the disputed territory and a Palestinian village council. The defendants, all American citizens or entities, are eight high-net-worth individuals, thirteen tax-exempt entities, two banks, eight construction and support firms and a former United States deputy national security advisor. 2 The complaint alleges that the defendants engaged in a conspiracy to expel all non-Jews from the disputed territory. Specifically, the individual defendants (excluding Abrams) funneled millions of dollars through the defendant tax-exempt entities and banks to Israeli villages called "settlements." Armed with this financial assistance, the settlement leaders hired full-time security coordinators who trained a militia of Israeli settlers to kill Palestinians and confiscate their property. The defendant construction and support firms destroyed property belonging to the plaintiff Palestinians and built settlements in its place and, here in the United States, the deputy national security advisor publicly endorsed the settlements. All defendants knew their conduct would result in the mass killings of Palestinians residing in the disputed territory.
The plaintiffs' complaint includes four claims: (1) each defendant, save four of the individual defendants as well as the banks
and construction and support firms, engaged in a civil conspiracy to rid the disputed territory of all Palestinians; (2) each defendant committed or sponsored genocide and other war crimes in violation of the law of nations; (3) seven individual defendants, the two banks, four construction and support firms and the former U.S. government official aided and abetted the commission of genocide and other war crimes; and (4) each of the banks and construction and support firms trespassed on the plaintiff Palestinians' property. All plaintiffs bring their claims under the Alien Tort Statute ("ATS"),
The defendants moved to dismiss the complaint for lack of subject matter jurisdiction,
see
Fed. R. Civ. P. 12(b)(1), and the district court granted the motion.
Al-Tamimi v. Adelson
,
The district court reached its dismissal decision using the six "political question" factors set forth in
Baker v. Carr
,
[1] a textually demonstrable constitutional commitment of the issue to a coordinate political department; [2] or a lack of judicially discoverable and manageable standards for resolving it; [3] or the impossibility of deciding without an initial policy determination of a kind clearly for nonjudicial discretion; [4] or the impossibility of a court's undertaking independent resolution without expressing lack of the respect due coordinate branches of government; [5] or an unusual need for unquestioning adherence to a political decision already made; [6] or the potentiality of embarrassment from multifarious pronouncements by various departments on one question.
Id
. at 217,
II. ANALYSIS
A. Forfeiture Vel Non
Before reviewing the district court's political question analysis, we address a preliminary issue. The defendants argue that the plaintiffs forfeited their challenge to the district court's political question holding by improperly incorporating their argument made at a preliminary stage of their appeal into their opening merits brief. The plaintiffs had initially moved for summary reversal, challenging in full in their supporting brief the district court's political question analysis. In their opening merits brief, the plaintiffs did not repeat their political question argument but instead incorporated it by reference-that is, they directed the court to refer to their brief in support of the earlier motion for summary reversal. The defendants claim the plaintiffs forfeited their political question argument by not making their supporting argument anew-and in full-in their opening merits brief. We disagree.
A party forfeits an argument by failing to raise it in his opening brief.
Herron v. Fannie Mae
,
In their opening merits brief, the plaintiffs "ask[ed] this Court to reverse the lower court's ruling that the litigation cannot go forward because of the political question doctrine," maintaining that the "issue ha[d] been thoroughly briefed ... in their memorandum in support of their summary reversal motion." Appellants' Br. 14. Although we would otherwise reject this maneuver, here we find the plaintiffs' incorporation by reference unobjectionable. First, before merits briefing was due, we warned the parties that we "look[ ] with extreme disfavor on repetitious submissions." April 12, 2018 Per Curiam Order. Although our order was aimed at the defendants, who were allowed to submit three briefs notwithstanding risk of repetition, it was reasonable for the plaintiffs to believe the warning applied equally to them. Further, the plaintiffs' opening brief was concise enough that they could have inserted their entire summary disposition brief into it without exceeding the word limit. In other words, they were not seeking to, and did not, evade the word limit. Moreover, the defendants' responding merits brief-in the main-defended the district court's political question holding. They therefore had a fair opportunity to respond to the plaintiffs' opposing political question arguments. In light of these considerations, we conclude that the plaintiffs have not forfeited their challenge to the district court's political question holding, the central issue on appeal.
B. Political Question Doctrine is Jurisdictional
The district court treated the political question doctrine as jurisdictional and therefore dismissed the complaint pursuant to Fed. R. Civ. P. 12(b)(1) before considering whether dismissal for failure to state a claim was appropriate under Fed. R. Civ. P. 12(b)(6). " 'Jurisdiction is power to declare the law, and when it ceases to exist, the only function remaining to the court is that of announcing the fact and dismissing the cause.' "
Steel Co. v. Citizens for a Better Env't
,
Baker
, the fountainhead of the modern political question doctrine, did not definitively resolve whether the doctrine is jurisdictional. Indeed, at one point, the Supreme Court suggested that the doctrine is not jurisdictional.
See
Although the Supreme Court has not again expressly characterized the political question doctrine as jurisdictional since
Schlesinger
, our Court has done so several times.
See, e.g.,
bin Ali Jaber v. United States
,
C. Political Question Analysis
Having determined that the political question challenge has not been forfeited and that the doctrine is jurisdictional, we turn to the district court's holding that the plaintiffs' claims in fact present political questions. We review the district court's holding
de novo
.
Starr Int'l Co., v. United States
,
The political question doctrine arises from the constitutional principle of separation of powers. The "doctrine excludes from judicial review those controversies which revolve around policy choices and value determinations constitutionally committed for resolution to the halls of Congress or the confines of the Executive Branch."
Japan Whaling Ass'n v. Am. Cetacean Soc'y
,
Zivotofsky ex rel. Zivotofsky v. Clinton
(
Zivotofsky I
),
1. Issues Raised by Plaintiffs' Complaint
As noted earlier, the district court concluded that the plaintiffs' complaint raises five political questions:
(1) the limits of state sovereignty in foreign territories where boundaries have been disputed since at least 1967; (2) the rights of private landowners in those territories; (3) the legality of Israeli settlements in the West Bank, Gaza, and East Jerusalem; [ ] (4) whether the actions of Israeli soldiers and private settlers in the disputed territories constitute genocide and ethnic cleansing ... [and (5) ] whether contributing funds to or performing services in these settlements is inherently unlawful and tortious.
Al-Tamimi
,
In Count I the plaintiffs allege that the defendants engaged in a civil conspiracy to expel all non-Jews from the disputed territory. The elements of civil conspiracy are:
(1) an agreement between two or more persons; (2) to participate in an unlawful act, or a lawful act in an unlawful manner; (3) an injury caused by an unlawful overt act performed by one of the parties to the agreement; (4) which overt act was done pursuant to and in furtherance of the common scheme.
Halberstam v. Welch
,
In Count II, the plaintiffs allege that the defendants committed war crimes, crimes against humanity and genocide in violation of the law of nations. Specifically, they allege the defendants committed "murder, ill treatment of a civilian population in occupied territory, pillage, destruction of private property, and persecution based upon religious or racial grounds." And in Count III, the plaintiffs allege that the defendants aided and abetted the crimes alleged in Count II. Counts II and III therefore require the court to determine whether Israeli settlers committed murder, pillage, destruction of private property, persecution based upon religious or racial grounds or ill-treatment of a civilian population in occupied territory. To determine whether Palestinians constitute a "civilian population in occupied territory," the court must answer only Question #1 (What are the limits of state sovereignty in the West Bank, Gaza and East Jerusalem?). To determine whether the Israeli settlers pillaged or destroyed private property, the court must answer only Question #2 (What are the rights of private landowners in the disputed territory?). And to determine whether Israeli settlers murdered or persecuted Palestinians based upon religious or racial grounds, the court must answer only Question #4 (Do the actions of Israeli settlers in the disputed territory constitute genocide and ethnic cleansing?). Finally, Count IV alleges that the defendants committed aggravated and ongoing trespass. To resolve Count IV, the court must answer only Question #2 (What are the rights of private landowners in the disputed territory?).
Thus, only three of the seven purported political questions identified by the district court or the defendants are questions-political or otherwise-potentially presented by this case. Of the three, two (Questions #1 and #2) can be reduced to a single question: who has sovereignty over the disputed territory ? The other (Question #4) can be restated as: are Israeli settlers committing genocide ? A close reading of the two-hundred-page complaint confirms that these are the only two potential political questions raised by the plaintiffs' claims. To determine if these two questions are jurisdiction-stripping political questions, we turn to the Baker factors.
2. Application of Baker Factors
a. First Two Factors
The first
Baker
factor requires us to determine whether there is a textually demonstrable commitment of the question to either the Executive Branch or the Legislative Branch.
Baker
,
Hourani v. Mirtchev
,
The first potential political question presented-
who has sovereignty over the disputed territory
-plainly implicates foreign policy and thus is reserved to the political branches. As the Supreme Court has explained, in our constitutional system questions regarding the "legal and international status [of Jerusalem] are ... committed to the Legislature and the Executive, not the Judiciary."
Zivotofsky ex rel. Zivotofsky v. Kerry
(
Zivotofsky II
), --- U.S. ----,
On the other hand, the second potential political question presented-
are Israeli settlers committing genocide
-is a purely legal issue. As noted earlier, one of the bases of the plaintiffs' complaint is the Alien Tort Statute. The ATS provides in part that "district courts shall have original jurisdiction of any civil action by an alien for a tort only, committed in violation of the law of nations."
b. The Four Prudential Factors
The last four
Baker
factors-the prudential factors-are closely related in that they are animated by the same principle: as a prudential matter, the Judiciary should be hesitant to conflict with the other two branches.
See
Baker
,
In analyzing the prudential
Baker
factors, the official position of the Executive is highly relevant. The Executive is institutionally well-positioned to understand the foreign policy ramifications of the court's resolution of a potential political question. Accordingly, an Executive Branch opinion regarding these ramifications is owed deference, no matter what form it takes.
See
Hwang Geum Joo v. Japan
,
Ultimately, we believe that the court would create an inter-branch conflict by deciding who has sovereignty over the disputed territory . By answering the question-regardless of the answer-the court would directly contradict the Executive, which has formally decided to take no position on the question. We do not believe, however, that the court would necessarily create an inter-branch conflict by deciding whether Israeli settlers are committing genocide . A legal determination that Israeli settlers commit genocide in the disputed territory would not decide the ownership of the disputed territory and thus would not directly contradict any foreign policy choice. In light of the statutory grounds of plaintiffs' claims coupled with Zivotofsky I 's muteness regarding Baker 's four prudential factors, we believe that whether Israeli settlers are committing genocide is not a jurisdiction-stripping political question. Accordingly, although the question who has sovereignty over the disputed territory does present a "hands-off" political question, the question whether Israeli settlers are committing genocide does not.
3. Extricability of the Political Question
Having considered the
Baker
factors, we conclude that the plaintiffs' claims present only one jurisdiction-stripping political question:
who has sovereignty over the disputed territory
. But a claim whose resolution also includes resolution of a political question can be dismissed on that basis only if the political question is "inextricable."
Baker
,
For the foregoing reasons, we reverse the judgment of dismissal and remand to the district court for further proceedings consistent with this opinion.
So ordered .
Footnotes
916 F.3d 1 (Bassem Al-Tamimi v. Sheldon Adelson) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.