Bass v. State
This text of Bass v. State (Bass v. State) is published on Counsel Stack Legal Research, covering Supreme Court of Delaware primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.
Opinion
IN THE SUPREME COURT OF THE STATE OF DELAWARE
ALAN BASS, § § § No. 218, 2022 Defendant Below, Appellant, § § § Court Below: Superior Court v. § of the State of Delaware § § STATE OF DELAWARE, § I.D. No. 83000508DI (N) § § Appellee. § §
Submitted: April 19, 2023 Decided: June 20, 2023
Before SEITZ, Chief Justice; VALIHURA, and TRAYNOR, Justices.
Upon appeal from the Superior Court. AFFIRMED.
Patrick J. Collins, Esquire, Collins & Price, Wilmington, Delaware for Appellant.
Brian Arban, Esquire, Delaware Department of Justice, Wilmington, Delaware for Appellee.
VALIHURA, Justice: I. Introduction
In June 1983, a Superior Court jury found Alan Bass (“Bass”) guilty of two counts
of Rape First Degree, three counts of Kidnapping First Degree, two counts of Robbery First
Degree, one count of Attempted Robbery First Degree, two counts of Burglary Second
Degree, and one count of Burglary Third Degree. The Superior Court sentenced Bass to
five consecutive life sentences plus 45 years in prison. Bass appealed. In September 1985,
this Court affirmed his convictions.1 The rapes, kidnappings, robberies, and burglaries
were committed in Wilmington and Claymont between November 1981 and August 1982.
Before the instant postconviction motion on appeal, Bass filed six motions for
postconviction relief.2 All six motions were denied. After Bass’s six prior Rule 61
motions, on April 20, 2015, the Federal Bureau of Investigation (“FBI”), the United States
Department of Justice (“USDOJ”), the Innocence Project, and the National Association of
Criminal Defense Lawyers issued a joint statement (the “Joint Statement”) in which the
1 Bass v. State, 505 A.2d 451, 1985 WL 188333 (Del. Sept. 20, 1985) (TABLE); App. to Opening Br. at A699–708 (Order Denying Direct Appeal and Affirming Superior Court Judgment, Sept. 20, 1985) [hereinafter Denial of Direct Appeal]. 2 See Bass v. State, 561 A.2d 466, 1989 WL 47282 (Del. Apr. 5, 1989) (TABLE) (affirming denial of first motion for postconviction relief); Bass v. State, 634 A.2d 938, 1993 WL 478076 (Del. Nov. 5, 1993) (TABLE) (affirming denial of second motion for postconviction relief); Bass v. State, 710 A.2d 217, 1998 WL 231270 (Del. May 1, 1998) (TABLE) (affirming denial of third motion for postconviction relief); Bass v. State, 829 A.2d 935, 2003 WL 21810837 (Del. Aug. 4, 2003) (TABLE) (affirming denial of fourth motion for postconviction relief); Bass v. State, 67 A.3d 1022, 2013 WL 2398580 (Del. May 31, 2013) (TABLE) (affirming denial of fifth motion for postconviction relief). Bass took no appeal from the denial of his sixth motion for postconviction relief. See State v. Bass, 2014 WL 4793005 (Del. Super. Sept. 26, 2014) (denial of sixth motion for postconviction relief). Bass also unsuccessfully petitioned the United States District Court for the District of Delaware for federal habeas relief. Bass v. Redman, C.A. 89-278, slip op. (D. Del. June 19, 1990) (recommending denial of petition for federal habeas relief), adopted, (D. Del. Dec. 26, 1990) (ORDER), cert. of appealability denied, No. 91-3043, slip op. (3d Cir. Apr. 5, 1991).
2 FBI announced the results of a years-long investigation into whether trial testimony by FBI
forensic examiners contained erroneous statements regarding microscopic hair comparison
(“MHC”) analysis used in certain cases.3 It announced that in cases prior to December 31,
1999, 26 of 28 FBI MHC examiners testified erroneously, and “[i]n the 268 cases where
examiners provided testimony used to inculpate a defendant at trial, erroneous statements
were made in 257 (96 percent) of the cases.”4 In a June 2015 letter, the USDOJ/FBI
notified the Delaware Department of Justice (“Delaware DOJ”) that their joint review
determined that the testimony of the FBI forensic examiner who testified in Bass’s case,
Andrew Gary Podolak (“Podolak”), “included statements that exceeded the limits of
science.”5 Specifically, the USDOJ/FBI determined that Podolak stated or implied that the
evidentiary hair could be associated with a specific individual to the exclusion of all others.
Following the USDOJ/FBI’s disclosure, Bass filed his seventh Rule 61 motion, with
assistance of appointed counsel, wherein he asserted claims of actual innocence as well as
two constitutional due process challenges under the 14th Amendment to the United States
Constitution. Bass sought a new trial or the dismissal of his indictment.
As part of his seventh Rule 61 motion, Bass asserted that the USDOJ/FBI’s 2015
acknowledgment regarding the limitations of the MHC testimony constituted “new”
3 App. to Opening Br. at A994–98 (“FBI Testimony on Microscopic Hair Analysis Contained Errors in at Least 90 Percent of Cases in Ongoing Review,” dated Apr. 20, 2015) [hereinafter Joint Statement]. 4 Id. at A996. 5 Id. at A18 (Letter from Norman Wang, Special Counsel, U.S. DOJ, to Honorable Matt Denn, Delaware Attorney General (June 25, 2015)) [hereinafter 2015 Letter]. The USDOJ/FBI took no position regarding the materiality of the error in this case.
3 evidence that creates a strong inference that he is actually innocent in fact of the charges
of which he was convicted.6 According to Bass, without this improperly admitted
testimony, the State’s remaining evidence was insufficient to support a conviction. As a
result, he asserted that the State’s use of this unreliable hair evidence violated his right to
a fair trial and that he is entitled to a new trial.
Bass raised a second constitutional challenge after supplementing his initial Rule 61
motion.7 He asserted that the State’s failure to dismiss his indictment violated due process
and demonstrated disparate treatment in view of the Delaware Attorney General’s
dismissal of an indictment in another case involving hair comparison evidence.8
Bass’s Rule 61 motion was referred to a Superior Court Commissioner pursuant to
10 Del. C. § 512(b) and Superior Court Criminal Rule 62(a)(5). The Commissioner issued
her Report and Recommendation (“Commissioner’s Report”) concluding that Bass’s Rule
61 motion should be denied.9 The Superior Court affirmed the denial.10 Bass appealed the
Superior Court’s judgment. Oral argument before this Court occurred on April 19, 2023.
6 Id. at A868 (Motion for Postconviction Relief, dated Apr. 26, 2018). 7 Id. at A1010–58 (Supplemental Memorandum in Support of Postconviction Relief, dated Nov. 23, 2020). 8 The other case was State v. Daniels, ID No. 87002394DI. 9 State v. Bass (Commissioner’s Report), 2021 WL 5984262, at *1 (Del. Super. Dec. 15, 2021). 10 State v. Bass (Super. Ct. Op.), 2022 WL 2093956, at *1 (Del. Super. June 10, 2022).
4 II. Factual and Procedural Background11
A. Facts
Three separate incidents underlie Bass’s June 1983 convictions. Each occurred
between November 1981 and August 1982 in Wilmington and Claymont. The attacks,
which involved three separate women, occurred within a few miles of where Bass was
living in Delaware.
1. Attack on S.K. – November 1981
The first attack occurred on November 10, 1981, about a mile from where Bass was
living in Delaware. At around 7:00 p.m., 20-year-old S.K. was finishing up her workday
at a Northern Wilmington law office. While S.K. was speaking to a friend on the phone, a
thin, well-dressed Black male entered the law office where she worked. He was wearing
surgical gloves and carried a bag.12 He rushed to her and stuck a sharp object, which police
later identified as a screwdriver, into her side. The man demanded that she not look at him,
Free access — add to your briefcase to read the full text and ask questions with AI
IN THE SUPREME COURT OF THE STATE OF DELAWARE
ALAN BASS, § § § No. 218, 2022 Defendant Below, Appellant, § § § Court Below: Superior Court v. § of the State of Delaware § § STATE OF DELAWARE, § I.D. No. 83000508DI (N) § § Appellee. § §
Submitted: April 19, 2023 Decided: June 20, 2023
Before SEITZ, Chief Justice; VALIHURA, and TRAYNOR, Justices.
Upon appeal from the Superior Court. AFFIRMED.
Patrick J. Collins, Esquire, Collins & Price, Wilmington, Delaware for Appellant.
Brian Arban, Esquire, Delaware Department of Justice, Wilmington, Delaware for Appellee.
VALIHURA, Justice: I. Introduction
In June 1983, a Superior Court jury found Alan Bass (“Bass”) guilty of two counts
of Rape First Degree, three counts of Kidnapping First Degree, two counts of Robbery First
Degree, one count of Attempted Robbery First Degree, two counts of Burglary Second
Degree, and one count of Burglary Third Degree. The Superior Court sentenced Bass to
five consecutive life sentences plus 45 years in prison. Bass appealed. In September 1985,
this Court affirmed his convictions.1 The rapes, kidnappings, robberies, and burglaries
were committed in Wilmington and Claymont between November 1981 and August 1982.
Before the instant postconviction motion on appeal, Bass filed six motions for
postconviction relief.2 All six motions were denied. After Bass’s six prior Rule 61
motions, on April 20, 2015, the Federal Bureau of Investigation (“FBI”), the United States
Department of Justice (“USDOJ”), the Innocence Project, and the National Association of
Criminal Defense Lawyers issued a joint statement (the “Joint Statement”) in which the
1 Bass v. State, 505 A.2d 451, 1985 WL 188333 (Del. Sept. 20, 1985) (TABLE); App. to Opening Br. at A699–708 (Order Denying Direct Appeal and Affirming Superior Court Judgment, Sept. 20, 1985) [hereinafter Denial of Direct Appeal]. 2 See Bass v. State, 561 A.2d 466, 1989 WL 47282 (Del. Apr. 5, 1989) (TABLE) (affirming denial of first motion for postconviction relief); Bass v. State, 634 A.2d 938, 1993 WL 478076 (Del. Nov. 5, 1993) (TABLE) (affirming denial of second motion for postconviction relief); Bass v. State, 710 A.2d 217, 1998 WL 231270 (Del. May 1, 1998) (TABLE) (affirming denial of third motion for postconviction relief); Bass v. State, 829 A.2d 935, 2003 WL 21810837 (Del. Aug. 4, 2003) (TABLE) (affirming denial of fourth motion for postconviction relief); Bass v. State, 67 A.3d 1022, 2013 WL 2398580 (Del. May 31, 2013) (TABLE) (affirming denial of fifth motion for postconviction relief). Bass took no appeal from the denial of his sixth motion for postconviction relief. See State v. Bass, 2014 WL 4793005 (Del. Super. Sept. 26, 2014) (denial of sixth motion for postconviction relief). Bass also unsuccessfully petitioned the United States District Court for the District of Delaware for federal habeas relief. Bass v. Redman, C.A. 89-278, slip op. (D. Del. June 19, 1990) (recommending denial of petition for federal habeas relief), adopted, (D. Del. Dec. 26, 1990) (ORDER), cert. of appealability denied, No. 91-3043, slip op. (3d Cir. Apr. 5, 1991).
2 FBI announced the results of a years-long investigation into whether trial testimony by FBI
forensic examiners contained erroneous statements regarding microscopic hair comparison
(“MHC”) analysis used in certain cases.3 It announced that in cases prior to December 31,
1999, 26 of 28 FBI MHC examiners testified erroneously, and “[i]n the 268 cases where
examiners provided testimony used to inculpate a defendant at trial, erroneous statements
were made in 257 (96 percent) of the cases.”4 In a June 2015 letter, the USDOJ/FBI
notified the Delaware Department of Justice (“Delaware DOJ”) that their joint review
determined that the testimony of the FBI forensic examiner who testified in Bass’s case,
Andrew Gary Podolak (“Podolak”), “included statements that exceeded the limits of
science.”5 Specifically, the USDOJ/FBI determined that Podolak stated or implied that the
evidentiary hair could be associated with a specific individual to the exclusion of all others.
Following the USDOJ/FBI’s disclosure, Bass filed his seventh Rule 61 motion, with
assistance of appointed counsel, wherein he asserted claims of actual innocence as well as
two constitutional due process challenges under the 14th Amendment to the United States
Constitution. Bass sought a new trial or the dismissal of his indictment.
As part of his seventh Rule 61 motion, Bass asserted that the USDOJ/FBI’s 2015
acknowledgment regarding the limitations of the MHC testimony constituted “new”
3 App. to Opening Br. at A994–98 (“FBI Testimony on Microscopic Hair Analysis Contained Errors in at Least 90 Percent of Cases in Ongoing Review,” dated Apr. 20, 2015) [hereinafter Joint Statement]. 4 Id. at A996. 5 Id. at A18 (Letter from Norman Wang, Special Counsel, U.S. DOJ, to Honorable Matt Denn, Delaware Attorney General (June 25, 2015)) [hereinafter 2015 Letter]. The USDOJ/FBI took no position regarding the materiality of the error in this case.
3 evidence that creates a strong inference that he is actually innocent in fact of the charges
of which he was convicted.6 According to Bass, without this improperly admitted
testimony, the State’s remaining evidence was insufficient to support a conviction. As a
result, he asserted that the State’s use of this unreliable hair evidence violated his right to
a fair trial and that he is entitled to a new trial.
Bass raised a second constitutional challenge after supplementing his initial Rule 61
motion.7 He asserted that the State’s failure to dismiss his indictment violated due process
and demonstrated disparate treatment in view of the Delaware Attorney General’s
dismissal of an indictment in another case involving hair comparison evidence.8
Bass’s Rule 61 motion was referred to a Superior Court Commissioner pursuant to
10 Del. C. § 512(b) and Superior Court Criminal Rule 62(a)(5). The Commissioner issued
her Report and Recommendation (“Commissioner’s Report”) concluding that Bass’s Rule
61 motion should be denied.9 The Superior Court affirmed the denial.10 Bass appealed the
Superior Court’s judgment. Oral argument before this Court occurred on April 19, 2023.
6 Id. at A868 (Motion for Postconviction Relief, dated Apr. 26, 2018). 7 Id. at A1010–58 (Supplemental Memorandum in Support of Postconviction Relief, dated Nov. 23, 2020). 8 The other case was State v. Daniels, ID No. 87002394DI. 9 State v. Bass (Commissioner’s Report), 2021 WL 5984262, at *1 (Del. Super. Dec. 15, 2021). 10 State v. Bass (Super. Ct. Op.), 2022 WL 2093956, at *1 (Del. Super. June 10, 2022).
4 II. Factual and Procedural Background11
A. Facts
Three separate incidents underlie Bass’s June 1983 convictions. Each occurred
between November 1981 and August 1982 in Wilmington and Claymont. The attacks,
which involved three separate women, occurred within a few miles of where Bass was
living in Delaware.
1. Attack on S.K. – November 1981
The first attack occurred on November 10, 1981, about a mile from where Bass was
living in Delaware. At around 7:00 p.m., 20-year-old S.K. was finishing up her workday
at a Northern Wilmington law office. While S.K. was speaking to a friend on the phone, a
thin, well-dressed Black male entered the law office where she worked. He was wearing
surgical gloves and carried a bag.12 He rushed to her and stuck a sharp object, which police
later identified as a screwdriver, into her side. The man demanded that she not look at him,
hang up the phone, and give him the petty cash that was in her office drawer. After taking
the cash, the man ordered S.K. to call her friend back and tell the friend that she hung up
because someone came into the office who needed her assistance, but that she would call
back later. The man then went through S.K.’s purse and stole her watch, bracelet, and gold
ring.
11 Unless otherwise noted, facts are taken from the Commissioner’s Report, 2021 WL 5984262, at *1–14, see App. to Opening Br. at A1238–58, and the Super. Ct. Op., 2022 WL 2093956, at *1– 8. 12 S.K. testified that she viewed her assailant for “about a minute.” App. to Opening Br. at A135 (S.K. Trial Test. at 29:18).
5 After taking S.K.’s jewelry, the man locked the front door and led S.K. to a
conference room at the back of the law office. He again directed her not to look at him and
covered her face by pulling her sweater up over her head. He had her lie face down on the
floor, where he tied her feet with telephone wire he found in the office. He then directed
her to stand up and remove her underwear and pants. The assailant did the same. He then
made S.K. lie face up on the floor, with the sweater still blocking her view, and forced her
to help him penetrate her vaginally. He raped her for 20 to 30 seconds but had trouble
maintaining an erection. He did not ejaculate.
After raping her, the assailant got dressed and allowed S.K. to do the same. While
she was putting on her clothes, S.K. caught a glimpse of her attacker’s face. The assailant
then stuck her in the side with the sharp object and ordered her to sit down while he tied
another secretary’s sweater around S.K.’s neck and put it in her mouth. He placed another
sweater found in the office over her head. Finally, he tied S.K.’s hands behind her back,
told her not to call the police, and left. Shortly after he left, S.K. untied herself and called
her boyfriend and her employer. The police arrived at the scene shortly after S.K.’s
boyfriend. They found a screwdriver in the conference room where S.K. had been tied up.
2. Attack on A.S. – July 1982
Eight months later, on July 10, 1982, at around 9:30 a.m., 26-year-old A.S. was
beginning work alone in her office on the third floor of an insurance company in Claymont.
She looked up from her work when a well-dressed, thin Black man entered her office. She
viewed his face for 10 to 30 seconds before he ran to her and stuck a screwdriver in her
6 side. He wore dark glasses and a cardigan sweater over his head, which covered the sides
of his face and his hair.
The man forced A.S. to look at the floor and asked if she had any money. She
offered him her checks from her purse. Taking her purse, he emptied its contents on the
desk and then tore the strap off of her purse. The attacker then gagged A.S. by tying his
sweater over her head, making it so she could only see his shoes.
The assailant then ordered A.S. to lead him around the office. After looking into
other offices and making A.S. point out nearby exits, the man led A.S. into a conference
room. He demanded her wedding and engagement rings, despite A.S.’s pleading for him
not to take them. The assailant refused, threatened to kill her, punched her, took the rings,
and then tied her hands and feet. He removed her underwear and pants and undressed
himself. The man proceeded to vaginally rape A.S. for 60 to 90 seconds but, similar to the
assailant in S.K.’s rape, had trouble maintaining an erection. He seemed frustrated, gave
up, and said “forget it.” He then redressed himself and A.S., retied A.S.’s hands and feet,
covered A.S. with a raincoat, and left the building. A.S. waited about an hour before fleeing
the office to a nearby restaurant, where she called the police and her husband.
Eight days before the attack on A.S., on July 2, 1982, a robbery was committed at
the same insurance company in Claymont. The checkbook and dictating machine of A.S.’s
co-worker, William Stevens, were stolen from his desk. That same day, Bass’s long-time
friend, Loretta Schoell, cashed a forged check belonging to William Stevens. Bass had
given her the stolen check one or two hours beforehand. A dictating machine of the same
7 make, model, and description as that stolen from Mr. Stevens’ office was found in Ms.
Schoell’s car.
3. Attack on S.M. – August 1982
About a month and a half later, on the morning of August 26, 1982, 30-year-old
S.M. was working alone in her North Wilmington office when she was suddenly
approached from behind by a man who covered her mouth. S.M. asked her assailant what
he wanted. He responded by telling S.M. to shut up and asking if she had any money. S.M.
said she had none.
The man then forced S.M. into a windowless lab room and struck her on the head.
He became angry when S.M. tried to convince him the police were on the way to her office
because her purse had been stolen weeks earlier. The assailant accused S.M. of lying and
ordered her to kneel and to shut up. At some point during the assault, S.M. lost control of
her bladder and urinated on herself. Shortly afterward, S.M. heard her assailant leave the
room. He was in the office for a total of about three to five minutes. She then armed
herself with a metal object and called the police. S.M. never saw her assailant’s face.
Six weeks before the attack, on July 16, 1982, S.M. attended a party in the same
office building where she was assaulted. She placed her purse, containing her wallet, under
her desk for the day. At some point later in the day, S.M. was returning from the restroom
when she passed by a tall, thin Black man with glasses in the hallway. After he passed, he
stopped, turned around, and looked at her. The man wore a blue shirt, a light jacket, and
pants. The next day, S.M. noticed that her wallet was missing, which contained her
8 checkbook, money, and credit cards. Two of the stolen checks were later forged and cashed
by Bass’s friend, Ms. Schoell.
B. The Procedural Background
1. The Trial
Bass’s trial began on May 31, 1983 and lasted four days. The State presented
evidence against Bass at trial, including, but not limited to, the assailant’s race, height,
build, voice, facial features, clothing, and shoes. The State elicited testimony from various
witnesses relating to the identification of the assailant and the similarities between the three
incidents. All three victims, as well as law enforcement, two eyewitnesses, and Bass’s
friend, Ms. Schoell, testified at trial. Two witnesses, including one of the victims,
positively identified Bass at trial as the assailant. Bass testified in his defense.
a. Victim Testimony
i. S.K.
During her trial testimony, the first victim, S.K., described the physical attributes of
the man who attacked her and positively identified Bass as that man. She stated that the
attacker was a 20- to 30-year-old Black male with a dark complexion, somewhere between
5’8” to 5’10”, and slightly thin. She was not sure whether he had a mustache. He had a
deep, soft-spoken voice. She testified that the man wore a hat, dark sunglasses, a black
sports jacket, a white turtleneck, and dark dress pants.13
13 S.K. testified that she did not remember the shoes her assailant wore. Id. at A136 (S.K. Trial Test. at 30:9–10).
9 S.K. also testified about her opportunities to identify her attacker before trial. She
explained that she directed a composite photograph of her assailant, even undergoing
hypnosis to do so, but was never confident of the resulting sketch.14 She further testified
about an opportunity that she had to identify individuals that looked similar to her assailant
during a live lineup, and to identify Bass in a photographic lineup. In December 1981, the
detective investigating S.K.’s case presented her with a live lineup of six Black males.
Bass was not among them. S.K. rated one of the individuals as an “eight” on a scale from
one to 10 in resemblance to her attacker but did not positively identify any of the
individuals as her assailant. In October 1982, almost a year after her attack, the detective
investigating S.K.’s case presented her with a photographic lineup that included Bass. S.K.
did not identify Bass from that lineup.
Finally, at trial in June 1983, approximately 19 months after her attack, S.K.
positively identified Bass. She confirmed on direct examination that she had no doubt in
her mind that Bass was her rapist and explained on redirect examination that she had been
previously unable to identify Bass as her assailant because she had not seen him in person,
and she did not think the photographs alone “really show[ed] it all.”15
ii. A.S.
The second victim, A.S., also described the assailant at trial, whom she had an
opportunity to view for 10 to 30 seconds before he reached her. A.S. testified that her
14 Commissioner’s Report, 2021 WL 5984262, at *5. 15 Id. at *6.
10 attacker was a thin Black male, with a medium complexion, between 5’11” and 6’0” tall,
in his early thirties, and having an older sounding voice. She thought he had a slender
build, a thin jaw line and hollow cheeks, with a thin growth of hair on his chin. She testified
that her assailant covered his head with a cardigan sweater and wore black-framed dark
plastic sunglasses with dark lenses, and possibly a short-sleeved shirt with dark polyester
pants. His shoes were medium gray slip-ons with a soft crepe sole. The State showed A.S.
the shoes they had obtained from Bass’s home at trial, but she did not identify the shoes as
those of her attacker. She stated that they resembled her attacker’s shoes in that they were
the same unusual gray color and were slip-ons, but they looked like leather instead of the
suede that she remembered from her attack.
A.S. never positively identified Bass as her assailant either before trial or at trial.
Instead, A.S. testified about the composite sketch she helped the police to create of her
assailant. Like S.K., she was never satisfied with the sketch because it depicted her attacker
with a goatee,16 and her attacker’s cheeks were hollower than the sketch showed.
A.S. had two opportunities to identify Bass in photographic lineups prior to trial —
in July 1982 and October 1982 — but never made a positive identification. Police
presented A.S. with the first lineup in the same month of her attack. It included a picture
of Bass from 1978. A.S. picked out two individuals as resembling her attacker, noting that
Bass’s photograph showed a man with a similar weight and facial structure as her attacker.
16 A.S. testified that rather than a goatee, her attacker had “only a few scraggly hairs.” App. to Opening Br. at A240 (A.S. Trial Test. at 134:21).
11 Police showed A.S. a second photographic lineup in October 1982, which included
a more recent photograph of Bass. Again, A.S. chose two photographs as picturing a man
resembling her attacker, but she noted that of the two, Bass’s photograph looked most like
him. Once A.S. stated that Bass’s photo looked most like her assailant, the detective told
her that he was the suspect. The detective did not conduct a third photographic lineup.17
Although A.S. did not positively identify Bass as her assailant at trial, she stated
that Bass “resembles the person who attacked me.”18 She further stated that her attacker
was thinner than Bass and that he did not have a mustache. The State then elicited
testimony from law enforcement that Bass was 15 to 20 pounds heavier at the time of trial
than he was at the time of his arrest in November 1982. Bass did not object to A.S.’s in-
court identification testimony. However, Bass argued for suppression of the second-array
testimony for two reasons. First, none of the males in the first array appeared in the second
array except Bass. Second, after A.S.’s identification of Bass’s photograph, she was told
by the police officer that the individual that she had selected was suspected of attacking
her. The trial court denied the motion.19
17 Commissioner’s Report, 2021 WL 5984262, at *8. The trial court admitted testimony and evidence relating to the second out-of-court photo array over Bass’s objections. As discussed below, Bass contended on direct appeal that the trial court erred in this admission. This Court denied his claims of error. 18 Super. Ct. Op., 2022 WL 2093956, at *3. 19 The trial court found that Bass had failed to show that the procedure “was so unduly suggestive as to violate the defendant’s due process rights.” App. to Opening Br. at A706 (Denial of Direct Appeal at ¶ 13).
12 iii. S.M.
The final victim, S.M., never saw her assailant’s face and never positively identified
Bass. She testified at trial about the facts of her assault and the facts surrounding her stolen
checkbook. Although S.M. never saw the face of her attacker, she testified that the
assailant was between 5’10” and 6’0” tall with a slender build and long, thin black fingers.
He wore a blue shirt and had a calm voice.
She also stated that on the day her checkbook was stolen, she passed a man in the
hallway on the way back from the restroom. The man was Black, tall and thin, and wore
glasses, a blue shirt, light jacket, and light pants.20 He stopped, turned around, and looked
at her.
b. Eyewitness Testimony
The State elicited testimony from two eyewitnesses during trial, both of whom
testified as to the events surrounding S.M.’s attack. One of the eyewitnesses was Roger
Reynolds, a building manager in the office building where S.M. was assaulted. Mr.
Reynolds testified that, shortly after S.M. was attacked, he received a call from the police
and began looking around the building. During his search, he noticed a man located in a
bathroom stall in the men’s restroom, which was about 30 feet from S.M.’s office.
Mr. Reynolds further testified that it appeared that while he was in the stall, the
man’s pants were up, he was not using the toilet, and his shoes were clearly visible. Mr.
Reynolds described the man as Black, having facial hair, about 6’0” tall, and wearing gray
20 Super. Ct. Op., 2022 WL 2093956, at *8. She described his clothes as casual golf clothes. App. to Opening Br. at A381 (S.M. Trial Test. at B127:5–8).
13 suede shoes with a flat sole and heel. He confirmed at trial that the shoes obtained by the
State from Bass’s home “looked like the same shoes” as those worn by the man in the
bathroom stall. Although Mr. Reynolds admitted that he did not see the man’s entire face,
he selected an individual from a photo lineup based on the “definite formation” of the
man’s forehead. He selected a photo of Bass.
The second eyewitness to testify at trial was Christine Shaw. Ms. Shaw testified
that on the morning that S.M. was assaulted, she passed a man in the hallway who was
exiting the office where the attack occurred. She viewed him for about one minute as they
walked down the hallway, during which he said “hello” as he passed her. She described
the man as a neatly dressed, tall, Black man, who was about 5’10” and 130 pounds. She
stated he was approximately 30-years-old with a “short to medium afro,” and was wearing
a blue shirt, blue tweed pants, and glasses. She told the police that the man was clean
shaven but at trial she could not definitively say whether he had a mustache.
Ms. Shaw positively identified Bass in a photo lineup before trial. At trial, she
testified that when viewing the photo lineup, she recognized the picture of the man “as
soon as [she] saw the picture,” and did not have any doubt that she selected the correct
person.21 Ms. Shaw unequivocally identified Bass at trial.
c. Loretta Schoell’s Testimony
After receiving immunity from the State, Bass’s long-time friend, Loretta Schoell,
testified about Bass. She testified that she had known Bass about 11 years, and that he was
21 Super. Ct. Op., 2022 WL 2093956, at *4.
14 “like a member of her family.”22 She stated that at the time of each of the assaults, from
October to December of 1981, and again from June to September of 1982, Bass lived with
her at Stoneybrook Apartments in Claymont.
Ms. Schoell told the jury that during this time, Bass was unemployed and supported
himself by stealing checks and credit cards from office buildings. She testified that she
and Bass would target offices to commit thefts, including the offices where A.S. and S.M.
were attacked. When doing so, Bass would dress up as an office worker, i.e., in well-
pressed clothes, so as not to stand out. Specifically, Ms. Schoell stated that on July 16,
1982, the date of S.M.’s office party, Bass went inside S.M.’s office building while she
waited for him in the car. Bass returned to the car after approximately 20 minutes with
S.M.’s checks. Ms. Schoell then forged and cashed two of the checks, one at a Bank of
Delaware Branch and one, Check No. 950, at a Thriftway supermarket.23
Relatedly, the jury heard testimony from A.S.’s co-worker, William Stevens, about
a stolen dictating machine, which was found in Ms. Schoell’s car and matched the
description of the one stolen from Mr. Stevens’ desk in his and A.S.’s shared office
building.24 Ms. Schoell testified that Bass gave her a stolen check from Mr. Stevens eight
days before A.S. was raped. Lastly, Ms. Schoell confirmed the same gray shoes shown to
A.S. and Mr. Reynolds belonged to Bass.25
22 Id. 23 Commissioner’s Report, 2021 WL 5984262, at *7. 24 Id. at *6; App. to Opening Br. at A337 (William Stevens Trial Test. at B83:1–9). 25 Super. Ct. Op., 2022 WL 2093956, at *5.
15 d. Bass’s Testimony
Bass chose to exercise his constitutional right to testify at trial. He admitted to the
jury that he supported himself by going into office buildings to steal checks and other
valuables. He stated that, while committing the burglaries, he would never carry a weapon
so that if he were caught, he would not also face a weapons charge.26 He also stated that
when he committed the thefts, he would not speak to anyone unless he had to, and that he
never returned to those office buildings after he committed the thefts.27 As to the specific
incidents, Bass denied assaulting any of the victims and either denied or stated he could
not recall whether he had stolen any of their valuables. Finally, Bass confirmed that the
shoes shown to Ms. Schoell, A.S., and Mr. Stevens belonged to him, but stated that he
purchased them in September 1982.28
e. The MHC Evidence
Police collected articles of clothing, pubic hair combings, and hair samples from
Bass, S.K., and A.S. The samples were sent to the FBI to undergo MHC analysis. FBI
Agent Podolak analyzed samples relating to the attacks on S.K. and A.S., and testified at
Bass’s trial as to his findings.29 He testified that his job as an MHC examiner was two-
fold: first, to determine “whether there are any hairs present on the items which are
26 Commissioner’s Report, 2021 WL 5984262, at *4. 27 Super. Ct. Op., 2022 WL 2093956, at *5. Further, Bass testified that he had only ever gone to an office building to steal checks on weekdays. App. to Opening Br. at A552 (Alan Bass Trial Test. at C150:2–8) [hereinafter A. Bass Trial Test. at __]. A.S. was attacked on a Saturday. 28 App. to Opening Br. at A529–30 (A. Bass Trial Test. at C128:14–C129:13). 29 Super. Ct. Op., 2022 WL 2093956, at *5.
16 submitted” to him, and second, to “try to make an association between those hairs and the
particular individual.”30 He explained that: “The most important part of the hair
comparison is the arrangement of the characteristics in association with one another.”31
Thus, he likened the analysis to viewing a human face and stated: “It’s the arrangement of
the characteristics that we have in association with each other that gives a uniqueness to
the hair which then allows us to make an association of that hair to a particular
individual.”32
He then told the jury about his findings as to the hairs collected from the attacks on
S.K. and A.S. There was no MHC evidence presented at trial as to S.M.
i. As to S.K.
Podolak testified that he found “dark brown pubic hairs of negroid origin” in the
pubic hair combings taken from S.K., and that those combings matched a sample of Bass’s
pubic hair.33 Specifically, Podolak testified: “I found dark brown pubic hairs of negroid
origin, which microscopically match in every observable characteristic the known pubic
hairs of Alan Bass.”34
30 App. to Opening Br. at A28 (Andrew Podolak Direct Test. at C56:9–13) [hereinafter A. Podolak Direct Test. at __]; accord Commissioner’s Report, 2021 WL 5984262, at *11. 31 App. to Opening Br. at A34 (A. Podolak Direct Test. at C62:12–14); accord Commissioner’s Report, 2021 WL 5984262, at *11. 32 App. to Opening Br. at A34–35 (A. Podolak Direct Test. at C62:22–C63:3). 33 Commissioner’s Report, 2021 WL 5984262, at *11. 34 Id.; accord App. to Opening Br. at A491 (A. Podolak Direct Test. at C80:8–11).
17 ii. As to A.S.
Similarly, Podolak testified that he “found a dark brown head hair of negroid origin
[on A.S.’s clothing] which microscopically matched the known head hair sample of Alan
Bass in every observable microscopic characteristic.”35 He also compared pubic hair
combings taken from A.S. following her rape with pubic hair taken from Bass. He told the
jury: “I found a dark brown pubic hair of negroid origin which matched in every observable
microscopic characteristic the known pubic hairs of Alan Bass.”36
iii. Cross-Examination of Podolak
On cross-examination, Bass’s trial counsel elicited the following testimony from
Podolak:
• Q: It’s also in the report – in the results of your examination, after you state that you made comparisons to the slide, you state in there, “Accordingly, it could have originated from Alan Bass or it could have originated from [S.K.] or it could have originated from [A.S.].” On the basis of your examinations, you are not able to positively state that, in fact, they were from Alan Bass or [S.K.] or [A.S.]. Is that correct?
• A: That’s correct. Hair comparisons are not like fingerprints; they are not a hundred percent accurate.
• Q: In fact, you put a disclaimer in here that states, “It’s pointed out that hair comparisons do not constitute a basis for absolute personal identification.” Isn’t that correct too?
• A: That’s correct. I think the key word is “absolute.” 37
35 Commissioner’s Report, 2021 WL 5984262, at *11; accord App. to Opening Br. at A501 (A. Podolak Direct Test. at C90:15–18). 36 App. to Opening Br. at A503 (A. Podolak Direct Test. at C92:1–3). 37 Id. at A505–06 (Andrew Podolak Cross-Examination Test. at C94:20–C95:13) [hereinafter A. Podolak Cross-Examination Test. at __].
18 • That Podolak can determine the race of the person a hair came from, or if the person “has mixed racial characteristics” but cannot tell the gender of the person the hair came from just from examining a hair.38
iv. Redirect Examination of Podolak
On redirect examination, the State elicited the following testimony from Podolak:
• Podolak, over defense counsel’s objection, testified that “[b]eing an expert in the area of hair comparisons and hair itself, my opinion is that negroid hairs are much easier to identify and compare than caucasian or mongoloid hairs.”39
• Podolak testified that microscopic hair comparisons do not constitute a basis for absolute personal identification, but over the years, “we have persisted in that hair comparisons are a very good means of identification, not a hundred percent, but a very good means of identification.”40
• Podolak, over defense counsel’s objection, discussed a then-recent Minnesota academic study conducted to “determine the evidential value of hair comparisons. In other words, what percent of the time or what percentage of the time can an analyst say, when he takes a questioned hair, he can make an association to a particular individual.”41 He noted it was an “introductory study,” “not a complete study.”42 He described the study in which a hair examiners matched “questioned” hair samples with “known” hair samples 100% of the time. He stated that “the morphology of human head hairs is an individual characteristic of identity, and that they are -- this affirms that this is a good reliability or a very good ability of an analyst to take a questioned hair and match it to an individual in a crime situation.”43
• Podolak stated that he had conducted “over three thousand hair comparisons so far,” and that he “ha[d] yet to find hairs from two different
38 Id. at A506–07 (A. Podolak Cross-Examination Test. at C95:14–C96:23). 39 Id. at A73 (Andrew Podolak Redirect Test. at C101:12–15) [hereinafter A. Podolak Redirect Test. at __]. 40 Id. at A75 (A. Podolak Redirect Test. at C103:6–9). 41 Id. at A508 (A. Podolak Redirect Test. at C104:9–16). 42 Id. (A. Podolak Redirect Test. at C104:19–20). 43 Id. at A508–10 (A. Podolak Redirect Test. at C106:5–12).
19 individuals that [he could] not distinguish between their hair characteristics.”44
v. Recross Examination of Podolak
On recross examination, Bass’s trial counsel elicited the following testimony from
• Podolak agreed that “you could have two samples from the same head and they would not be microscopically similar” because “[t]hat’s all part of the individual’s identity or the uniqueness of the individual’s hair.”45 However, “each individual has a variation in the hairs on their head, but the variation between one hair and the other is very minute compared to the variation from one individual to another.”46
The State rested its case following Podolak’s testimony.47
f. The Verdict and Sentence
On June 8, 1983, the jury returned guilty verdicts against Bass on all charges
including two counts of Rape First Degree, three counts of Kidnapping First Degree, two
counts of Robbery First Degree, one count of Attempted Robbery First Degree, two counts
of Burglary Second Degree, and one count of Burglary Third Degree. On January 24,
1984, the trial court sentenced Bass to five life sentences plus 45 years.48
44 Id. at A510 (A. Podolak Redirect Test. at C106:20–22). 45 Id. at A512 (Andrew Podolak Recross Test. at C108:1–7) [hereinafter A. Podolak Recross Test. at __]. 46 Id. (A. Podolak Recross Test. at C108:17–19). 47 Unfortunately, the transcripts of the opening statements and closing summations are unavailable as these proceedings were never previously transcribed. Commissioner’s Report, 2021 WL 5984262, at *3. 48 App. to Opening Br. at A600–02 (Sentencing Order, dated Jan. 24, 1983).
20 2. Direct Appeal
Bass appealed his conviction to this Court. On direct appeal, Bass challenged his
convictions involving S.K. and A.S. He challenged two evidentiary rulings. First, he
argued that the trial court reversibly erred in admitting the Minnesota study introduced
during Podolak’s redirect examination (the “Minnesota Study”), described above, because
(i) in the absence of proof of its general acceptance in the scientific community, it was
inadmissible under Frye v. United States,49 and (ii) the study’s conclusions were potentially
misleading simply by being the “initial study” of its kind, and, therefore, it was potentially
misleading and inadmissible under Delaware Rule of Evidence 403.50 Second, he asserted
that the trial court committed reversible error in not suppressing, as unduly suggestive,
A.S.’s second out-of-court photo array identification of Bass.
Denying Bass’s first claim, this Court found that Frye did not apply because
Podolak’s testimony did not depend on the study, and he drew only limited conclusions
from it. Further, Podolak had conceded on cross-examination and redirect examination
that MHCs were not without error or always accurate. Thus, this Court found no error or
abuse of discretion in the admission of the Minnesota Study.
49 293 F. 1013 (D.C. 1923). Frye’s “general acceptance” test for determining the admissibility of expert opinions was superseded by the adoption of the Federal Rules of Evidence as noted in Daubert v. Merrell Dow Pharm., Inc., 509 U.S. 579, 587 (1993), which was decided a decade after Bass’s trial. We adopted Daubert six years after that in M.G. Bancorporation v. Le Beau, 737 A.2d 513, 522 (Del. 1999) (stating that “[a]lthough this Court is not bound by the United States Supreme Court’s interpretation of comparable rules of procedure or evidence, we hereby adopt the holdings of Daubert and Carmichael as the correct interpretation of Delaware Rule of Evidence 702”) (referring to Kumho Tire Co., Ltd. v. Carmichael, 526 U.S. 137 (1999)). 50 App. to Opening Br. at A701–02 (Denial of Direct Appeal at ¶ 5–6).
21 As to the trial court’s admission of A.S.’s second out-of-court photo array
identification of Bass, this Court noted that A.S. was unable to make a positive
identification of Bass as her assailant. Rather, she could only state that Bass resembled her
attacker. This Court agreed with the trial court’s conclusion that the victim’s “less than
positive identification” testimony should be admitted, subject to the right of cross-
examination and to argument concerning the weight to be accorded the evidence by the
trier of fact.51
We also rejected Bass’s “altered argument on appeal” that the second array
identification procedure was so unnecessarily suggestive as to violate his due process
rights.52 We stated that “[i]dentification testimony, to be admissible, need only be reliable
and need not be established to a certainty.”53 Further, “[i]dentification testimony that is
tentative is to be evaluated by the trier of fact as any other evidence.”54 “Whether there is
a substantial likelihood of misidentification turns on a consideration of the totality of the
evidence.”55 With those points in mind, this Court held:
[A.S.’s] challenged testimony was remarkably consistent with her unchallenged in-court testimony eight months later. Since [A.S.’s] identification of defendant in the second array procedure was no more or less positive than her later in-court testimony, her out-of-court testimony cannot 51 Id. at A706 (Denial of Direct Appeal at ¶ 13). 52 Id. (Denial of Direct Appeal at ¶ 14). This Court observed that Bass’s remaining ground for suggestiveness “could only have tainted a third photographic array and may explain the State’s withdrawal of that evidence from the case.”). Id. at A707; see also Commissioner’s Report, 2021 WL 5984262 at *8 (finding that “[h]aving already told A.S. that Bass was the suspect, the detective aborted the third photographic lineup”). 53 Id. at A707 (Denial of Direct Appeal at ¶ 15) (citations omitted). 54 Id. (citing United States v. Sublet, 644 F.2d 737, 742 (8th Cir. 1981)). 55 Id.
22 be said to have been unreliable in the sense of being likely to lead to misidentification of defendant at trial so as to deprive him of a fair trial. Finally, as previously noted, the State’s testimony linking defendant to the crimes involving [A.S.] was not limited to [A.S.’s] identification testimony.56
3. Postconviction Motions
Following the denial of his direct appeal, Bass filed six pro se motions for
postconviction relief under Rule 61.57 None of them asserted a claim regarding
microscopic hair evidence, and all were denied or dismissed, including the most recent one
in 2014.
4. The USDOJ/FBI Investigation
After Bass’s six prior Rule 61 motions, the FBI, along with the USDOJ, engaged in
a years-long review of MHC reports and testimony provided by FBI forensic examiners
from cases prior to December 31, 1999. The review focused on cases where improper trial
testimony may have overstated the conclusions that properly could have been drawn from
the hair comparison analysis.
As a result, the USDOJ, the FBI, the Innocence Project, and the National
Association of Criminal Defense Lawyers issued the Joint Statement, announcing that 26
of 28 FBI MHC examiners had testified erroneously, and that in 268 cases where examiners
provided testimony used to inculpate a defendant at trial, erroneous statements were made
in 257 of those cases (96 percent of the cases).58
56 Id. at A707–08 (Denial of Direct Appeal at ¶ 15) (internal citation omitted). 57 See supra note 2. 58 See App. to Opening Br. at A994–98 (Joint Statement). The Joint Statement states that:
23 In June 2015, the USDOJ notified the Delaware DOJ that the FBI’s review
determined that the testimony of the FBI forensic examiner who testified in Bass’s case,
Podolak, “included statements that exceeded the limits of science.”59 The appendix to
Bass’s opening brief contains a letter dated June 25, 2015 from Special Counsel Norman
Wong of the USDOJ to Delaware Attorney General Matt Denn reflecting this notification
(the “2015 Letter”).60 The 2015 Letter identified the three types of errors generally, and
then identified the specific errors in Bass’s case as follows:
Error Identified in this Matter
We have determined that the microscopic hair comparison analysis testimony or laboratory report presented in this case included statements that exceeded the limits of science in one or more of the following ways and were, therefore, invalid: (1) the examiner stated or implied that the evidentiary hair could be associated with a specific individual to the exclusion of all others – this type of testimony exceeded the limits of the science; (2) the examiner assigned to the positive association a statistical weight or probability or provided a likelihood that the questioned hair originated from a particular source, or an opinion as to the likelihood or rareness of the positive
The government identified nearly 3,000 cases in which FBI examiners may have submitted reports or testified in trials using microscopic hair analysis. As of March 2015, the FBI had reviewed approximately 500 cases. The majority of these cases were trials and the transcript of examiner testimony was reviewed. Some of these cases ended in guilty pleas, limiting the review to the original lab report. In the 268 cases where examiners provided testimony used to inculpate a defendant at trial, erroneous statements were made in 257 (96 percent) of the cases. Defendants in at least 35 of these cases received the death penalty and errors were identified in 33 (94 percent) of those cases. Nine of these defendants have already been executed and five died of other causes while on death row. The states with capital cases included Arizona, California, Florida, Indiana, Missouri, Ohio, Oklahoma, Pennsylvania, Tennessee, and Texas. It should be noted that this is an ongoing process and that the numbers referenced above will change. The review has shown that the FBI examiners testified in cases in 41 states. Id. at A996 (Joint Statement at 3). 59 Id. at A18 (2015 Letter at 2). 60 Id. at A17–81 (2015 Letter).
24 association that could lead the jury to believe that valid statistical weight can be assigned to a microscopic hair association – this type of testimony exceeded the limits of the science; or (3) the examiner cites the number of cases or hair analyses worked in the laboratory and the number of samples from different individuals that could not be distinguished from one another as a predictive value to bolster the conclusion that a hair belongs to a specific individual – this type of testimony exceeded the limits of the science. (A copy of the documents upon which our determination is based, specifying which of the three error types were identified, is enclosed.) We take no position regarding the materiality of the error in this case.61
The 2015 Letter identified the following “Type 1” statements made by Podolak
during Bass’s trial (identified below in italics), each of which exceeded the limits of science
because “(1) the examiner stated or implied that the evidentiary hair could be associated
with a specific individual to the exclusion of all others:”62
• “Now, my job then is to determine, first of all, whether there are any hairs present on the items which are submitted to me; and then secondly, try to make an association between those hairs and the particular individual.”63
• “The most important part of the hair comparison is the arrangement of the characteristics in association with one another. Take the human face for an example. We all have eyes, nose, mouth, ears, hairline, chin, and so forth. And if you look from one individual to the other, you’ll see that some of these characteristics are the same, from one individual to the next. But it’s the arrangement of those characteristics on your face that gives you a uniqueness to you that when someone looks at you, they can say, “That’s so and so.” It’s the same thing with hair. It’s the arrangement of the characteristics that we have in association with each other that gives a uniqueness to the hair which then allows us to make an association of that hair to a particular individual.”64
• “[Referring to the Minnesota Study] Now, the conclusion then or what this all points out is that the morphology of human head hairs is an 61 Id. at A18 (2015 Letter at 2) (internal footnote omitted). 62 Id. 63 Id. at A28 (2015 Letter, A. Podolak Direct Test. at C56:9–13) (emphasis added). 64 Id. at A34–35 (2015 Letter, A. Podolak Direct Test. at C62:12–C63:3) (emphasis added).
25 individual characteristic of identity, and that they are – this affirms that this is a good reliability or a very good ability of an analyst to take a questioned hair and match it to an individual in a crime situation.”65
• [Q: Aren’t there, in fact, certain groups of people or certain types of hair that you could have two samples from the same head and they would not be microscopically similar?] A: “Oh, yes. That’s all part of the individual’s identity or the uniqueness of the individual’s hair.”66
It further identified the following limiting language in Podolak’s trial testimony:
• [Q: . . . On the basis of your examinations, you are not able to positively state that, in fact, they were from Alan Bass or [S.K.] or [A.S.]. Is that correct?]
• A: “That’s correct. Hair comparisons are not like fingerprints; they are not a hundred percent accurate.”
• [Q: In fact, you put a disclaimer in here that states, “It’s pointed out that hair comparisons do not constitute a basis for absolute personal identification.” Isn’t that correct too?]
• A: “That’s correct. I think the key word is ‘absolute.’’ 67
• [Q: So as to each of your findings here, your finding is simply that the hairs you examined could have originated from either Mr. Bass or [A.S.] – [A.S.] or [S.K.]?]
• A: “That’s correct. I cannot say with a hundred percent surety that they originated from those individuals.”68
....
• [Q: [Referring to the substance of the testimony in the above-quoted passage] you also have a caveat in there, that it’s pointed out that hair
65 Id. at A78 (2015 Letter, A. Podolak Redirect Test. at C106:7–12) (emphasis added). 66 Id. at A79–80 (2015 Letter, A. Podolak Redirect Test. at C107:23–C108:4–5) (emphasis added). 67 Id. at A67 (2015 Letter, A. Podolak Cross-Examination Test. at C95:3–13). 68 Id. at A71 (2015 Letter, A. Podolak Cross-Examination Test. at C99:10–16).
26 comparisons do not constitute a basis for absolute personal identification. What do you mean by those comments? Would you explain that?]
• A: “Yes. . . .”69
In the 2015 Letter, Mr. Wong recommended that A.G. Denn “promptly advise the
appropriate victim advocate in your office of this error, so that he/she may determine how
and when to inform the victim or the victim’s family that this matter may be the subject of
further litigation and that they may be contacted by the defense.”70
Mr. Wong also stated that the FBI was available to provide mitochondrial DNA
(“mtDNA”) testing of the relevant hair evidence in the event that the Delaware DOJ
determined that further testing was appropriate or necessary. He further described how the
USDOJ was addressing the problem which included waiving reliance on statutes of
limitations and procedural default defenses. He asked that he be advised if the Delaware
DOJ planned to take any action based upon the information he provided. Finally, he
advised that he was notifying the defense in Bass’s case and was notifying the Innocence
Project and the National Association of Criminal Defense Lawyers of the error.
5. The Seventh Postconviction Motion
Following the USDOJ/FBI’s disclosure, the Office of Conflicts Counsel assigned
postconviction counsel to Bass. On April 26, 2018, Bass, through postconviction counsel,
filed the Rule 61 motion before us — his seventh. In it, Bass asserted that the
USDOJ/FBI’s 2015 acknowledgment regarding the limitations of the MHC testimony
69 Id. at A74 (2015 Letter, A. Podolak Redirect Test. at C102:19–C103:1). 70 Id. at A18 (2015 Letter at 2).
27 constituted “new” evidence that creates a strong inference that he is actually innocent in
fact of the acts underlying the charges of which he was convicted.71 He asserted that
without this improperly admitted testimony, the State’s remaining evidence was
insufficient to support a conviction. He also asserted that the State’s use of this unreliable
hair evidence violated his right to a fair trial.72
6. The Commissioner’s Report
Bass’s Rule 61 motion was referred to a Superior Court Commissioner pursuant to
10 Del. C. § 512(b) and Superior Court Criminal Rule 62(a)(5). During the pendency of
the motion before the Commissioner, the parties became aware that the hair evidence was
still available from Bass’s 1983 trial. Before a scheduled evidentiary hearing, both sides
stipulated to submit the hair evidence to the FBI for additional MHC analysis and mtDNA
testing.73
Regarding the MHC analysis as to the S.K. sample, the results concluded that Bass
was “a possible source of [the] hair.”74 Due to the limited nature of the A.S. sample, no
conclusions could be reached as to whether or not Bass could be included as a possible
source. Regarding the mtDNA testing, the FBI concluded that for S.K., Bass could not be
excluded as a source. As for A.S., the samples were not able to be interpreted due to
71 Id. at A868 (Motion for Postconviction Relief at 1). 72 As noted above, Bass also asserted that the State’s failure to dismiss his indictment violated his due process rights and demonstrated disparate treatment in view of the Delaware Attorney General’s dismissal of an indictment in State v. Daniels based on invalid MHC evidence. Id. at A1010–58 (Supplemental Memorandum in Support of Postconviction Relief). 73 Commissioner’s Report, 2021 WL 5984262, at *3, *12. 74 Id. at *13.
28 mixtures of mtDNA from more than one individual being present. The parties stipulated
to the mtDNA results.
With the supplemental submission of the mtDNA results, the Commissioner issued
her Commissioner’s Report on December 15, 2021. The Commissioner found that the
USDOJ/FBI’s 2015 disclosure identifying erroneous testimony by FBI examiners, and the
new understanding in forensic science regarding the limitations of MHC analysis for
individual identification constitute new evidence for purposes of Rule 61’s actual
innocence exception.75
The Commissioner then inquired whether “considering the evidence introduced at
trial other than what was later repudiated, there was a reasonable probability of a different
outcome – that is, an acquittal.”76 Finding that there was not, the Commissioner noted that
MHC is still an accepted and reliable scientific method of technique used by the FBI,
Podolak’s statements were limited during cross-examination, the MHC re-test did not
exonerate Bass, the mtDNA testing further “corroborated the MHC analysis,”77 and there
was other evidence even without any MHC evidence to support Bass’s convictions. This
other evidence included testimony from each of the victims, testimony from two
75 Id. at *14. 76 Id. 77 Id. at *15. The Commissioner’s Report incorrectly stated that the “partial mtDNA sequence obtained from the S.K. sample matched Bass.” Id. The Superior Court held that the Commissioner was incorrect to refer to the mtDNA testing as a “match” for Bass. Super. Ct. Op., 2022 WL 2093956, at *10. The Superior Court found that no conclusions can be drawn from a finding that Bass cannot be excluded as a source and that mtDNA is not as conclusive as nuclear DNA testing. Id.; see also A1037 (Laboratory Report, dated Jan. 20, 2020, containing Results of Mitochondrial DNA Examinations).
29 eyewitnesses, testimony from Bass’s long-time friend Loretta Schoell, the dictation
machine found in her car, the repetitive conduct and common characteristics of the
assailant, and the similarities in the modus operandi of the attacks — all of which linked
Bass to the attacks.78
With respect to Bass’s second constitutional claim, the Commissioner found that
Daniels was inapposite because “where in the Daniels case every aspect of the State’s
evidence was called into question,” “[n]othing in the record, and none of the recent
retesting of the MHC evidence, has exonerated Bass in any way.”79 Accordingly, the
Commissioner recommended that Bass’s seventh motion for postconviction relief be
denied.
78 Commissioner’s Report, 2021 WL 5984262, at *15–17. Specifically, the Commissioner concluded that “[t]here was strong direct and circumstantial evidence demonstrating Bass’ guilt. Bass’ trial would not have been different without Agent Podolak’s inadmissible testimony overstating the MHC evidence in view of the substantial evidence of Bass’ guilt, and the re-testing of the hair for a MHC comparison and mtDNA testing.” Id. at *17. 79 Id. at *19. Specifically, the Commissioner explained:
In this case, with the exception of the overstatements of the MHC expert, all other aspects of the State’s case against Bass remain in place. The re-test results of the MHC evidence do not exonerate Bass in any respect. There have been no new discoveries of any factual evidence that calls into question the verdict. No physical evidence has surfaced that undermines the State’s case against Bass. The State’s case against Bass through direct and circumstantial evidence was substantial and remains in place.
Id.
30 7. The Superior Court’s Denial of Postconviction Relief
On January 26, 2022, Bass appealed the Commissioner’s Report.80 He argued that
the Commissioner’s Report (1) overstates the strength of the State’s case, (2) minimizes
the effect of Podolak’s false testimony on the jury, (3) overstates the significance of the
mtDNA evidence, and (4) improperly finds that the Rule 61 motion fails to overcome the
procedural bar of Rule 61(d)(2).81 The Superior Court rejected Bass’s contentions, adopted
the Commissioner’s Report, and denied Bass’s seventh postconviction motion.
In denying Bass’s instant postconviction motion, the Superior Court concluded that
the 2015 Letter was new evidence, but that it was not persuasive. It gave three reasons: (i)
the new evidence does not carry the persuasive force so as to change the result of the trial
and the expert’s overstatements were effectively limited through cross-examination;82 (ii)
“the new evidence does not establish that someone other than Defendant committed these
crimes;”83 and (iii) the result would not change if the erroneous testimony were excluded
entirely. It summarized its findings:
The record is replete with challenges through cross examination regarding the inconsistences related to Defendant’s identification and what the witnesses did and did not see. The jury was free to weigh the credibility of these witnesses and the inconsistencies of the evidence as to identification. The State established guilt independently as to each victim and further
80 See App. to Opening Br. at A1268–1311 (Appeal From Commissioner’s Findings of Fact and Recommendation, dated Jan. 26, 2022). 81 Super. Ct. Op., 2022 WL 2093956, at *7. 82 The Superior Court found that “[t]he jury therefore heard that hair comparison analysis was neither one hundred percent accurate nor absolute for personal identification. Considered in its totality, the impropriety of the expert’s testimony lacks the requisite force to impact the State’s case against Defendant.” Id. at *9. 83 Id. at *10 (emphasis in original).
31 presented the similarities that connected the series of these assaults to Defendant. Challenges to any flaws in the identification processes are without merit and insufficient to disturb the jury’s verdicts.84
Accordingly, the court concluded that, although the evidence was new and was
neither cumulative nor impeaching under Purnell v. State,85 it was not persuasive because
the result probably will not change if a new trial were granted.86 The Superior Court also
rejected Bass’s second constitutional challenge regarding the dismissal of the Daniels
indictment, largely on the grounds that the circumstances in Daniels were different.87 Bass
does not appeal the Daniels holding.88
C. Contentions on Appeal
We consider whether the Superior Court erred in denying Bass’s seventh motion for
postconviction relief.
1. Bass’s Contentions
Bass asserts that the Superior Court committed three distinct legal errors in denying
his motion. First, he claims the court erred in finding that the MHC evidence at Bass’s
trial was “limited” and in finding that the new evidence was not persuasive according to
the standard set forth in Purnell.89 He argues that, although there was limiting language to
84 Id. at *12. 85 254 A.3d 1053 (Del. 2021). 86 Super. Ct. Op., 2022 WL 2093956, at *10–11. 87 Id. at *13–14. 88 Moreover, Bass does not mention the holding in his opening brief, and therefore, any argument regarding Daniels is waived. Supr. Ct. R. 14(b)(vi)(A)(3). 89 Opening Br. at 36, 40.
32 the effect that “hair comparisons are not like fingerprints” and are not 100% accurate90 and
that Podolak could not say with absolute certainty that the hair came from Bass, or even
A.S. or S.K., during cross-examination, “the problems began on redirect examination.”91
Bass points to Podolak’s statements on redirect examination, where Podolak testified that:
(i) he is more adept at identifying and comparing “negroid hairs” than “caucasian or
mongoloid hairs;”92 (ii) although defense attorneys have disputed FBI examiners’
testimony for years because of lack of statistics, there was a study (i.e., the Minnesota
Study) wherein an examiner used the FBI technique used by Podolak and determined a
match 100% of the time;93 and (iii) he had performed over 3,000 microscopic hair
comparisons and had yet to find any hair from two different individuals where he could not
distinguish between their hair characteristics.
Bass argues that any limiting language that may have cured the error during cross-
examination was nullified by Podolak’s testimony on redirect. The minimal recross, in
which Podolak testified that he “agreed that two hairs from the same head might not be
microscopically similar,” was insufficient to overcome the damage caused by Podolak’s
testimony during redirect examination.94
90 Id. at 37 (quoting App. to Opening Br. at A67 (A. Podolak Cross-Examination Test. at C95:6– 7)). 91 Id. at 38. Bass submits that “had the questioning stopped there, the testimony would have been sufficiently limited, and the Superior Court would be correct.” Id. at 38. 92 App. to Opening Br. at A73 (A. Podolak Redirect Test. at C101:12–15). 93 Id. at A78 (A. Podolak Redirect Test. at C106:3–7). 94 Id. at A80 (A. Podolak Redirect Test. at C108:1–7).
33 Second, Bass contends that the Superior Court erred in holding that the result of his
trial would not change if there had been no microscopic hair evidence. He argues that
“[t]he crucial issue at trial was identification,”95 and that identity was established through
Podolak’s overstated testimony, and not sufficiently established by the remainder of the
evidence.96 He argues that “[e]very identification in the case was weak, contradictory, or
induced by police or [Delaware] DOJ personnel.”97
In support of this claim, Bass points out that each witness had a limited amount of
time to view the attacker. He underscores that S.K. never identified her attacker before
trial, in spite of the fact that she underwent hypnosis, viewed several photo lineups, and a
live lineup (in which she chose a Wilmington police officer). He suggests that her in-court
identification was flawed because the Delaware DOJ had told her that they had evidence
to believe the defendant, who would be sitting at one of the tables in front, was her attacker.
Bass argues that the identification was weak in A.S.’s case as well. A.S. never
positively identified Bass in court, instead saying that Bass resembled her attacker.98 She
also did not identify Bass’s shoes as the ones she saw on her attacker during the assault,
instead saying they were the right color but a different material.
Finally, as to S.M., he notes that S.M. never identified Bass, and the identifications
from the State’s two eyewitnesses were flawed for several reasons. First, the only
95 Opening Br. at 41. 96 Id. 97 Id. at 43. 98 App. to Opening Br. at A249 (A.S. Trial Test. at 143:7–8).
34 eyewitness to positively identify Bass was Ms. Shaw, and her photo identification was
weak, and her in-court identification was tainted because of the detective’s disclosure to
her after she identified Bass in the photo lineup that Bass was the defendant. Second, the
photo lineup identification of the second witness, Mr. Reynolds, was questionable because
Mr. Reynolds only had a brief, obstructed view of the perpetrator.
Third, Bass contends that the trial court misread this Court’s holding in Purnell,
and, as a result, it erred in holding that he was required to show that another individual
committed the crimes for which Bass was convicted. He argues that a petitioner alleging
actual innocence need not establish that someone other than the defendant committed the
crime.
Lastly, Bass argues that he has met his heavy burden of establishing entitlement to
relief under Rule 61(d)(2) because he has met all three prongs of the test we set forth in
Purnell. Since the Superior Court held that Bass met two of the prongs — the evidence is
“new” and not “merely cumulative or impeaching” — Bass focuses on the third prong,
namely, whether the outcome of the trial will probably change because of the new evidence.
Bass argues that without Podolak’s testimony, “[t]he remaining evidence of identification
was weak and did not amount to proof beyond a reasonable doubt.” Further, the
overstatements in Podolak’s testimony were not cured by limiting statements. And,
according to Bass, Podolak’s testimony on redirect that he had never been wrong in over
3,000 tries, and his reference to the Minnesota Study testimony, overpowered any limiting
statements. Therefore, he contends that the result of the trial will probably change if the
MHC evidence were excluded.
35 2. The State’s Response
First, the State argues that the Superior Court was correct in finding that the
USDOJ/FBI admissions constitute “new” evidence that is not merely cumulative or
impeaching and that Podolak’s testimony contained sufficient limiting statements. It points
out that this Court confronted the same issue on direct appeal when Bass challenged the
introduction of the Minnesota Study and decided that its introduction was not fundamental
because Podolak had made concessions that MHCs were not faultless. Second, the State
argues that Bass has not shown that a person other than Bass committed the attacks, and
that the correct reading of Purnell is that “the new evidence must show that someone other
than the movant committed the crime, not specifically identify that other person.”99 Third,
the State argues that even if the MHC testimony had not been admitted, the outcome of the
trial would not have changed. Finally, the State argues that even if this Court were to reach
Bass’s underlying due process claim, that claim is meritless.100
3. Areas of Agreement
At the outset we note that the parties agree that the standard we set forth in Purnell
applies to our resolution of this appeal, and that under Purnell, the USDOJ revelations
about MHC evidence are “new.”
99 Answering Br. at 35. 100 Id. at 52–53 (quoting Swan v. State, 248 A.3d 839, 878 (Del. 2021) (due process violated where State knowingly uses false testimony and if there is “any reasonable likelihood that the false testimony could have affected the judgment of the jury”)).
36 As to the first point, Bass correctly notes that the USDOJ waived all procedural
defenses and statutes of limitations in cases with identified MHC errors. He also notes that
courts in Massachusetts101 and Pennsylvania,102 as well as federal courts hearing habeas
petitions, have waived defenses and procedural bars in such cases. Further, certain state
legislatures have acted to eliminate procedural bars for petitioners whose convictions are
potentially tainted by scientific evidence later discovered to be flawed. There is no doubt
that the revelations regarding MHC expert testimony are extremely troubling. Close
scrutiny of these cases is required. We look to the facts of each case and the new evidence
to determine whether the pleadings carry the heavy burden set forth in Purnell.103
101 Commonwealth of Massachusetts v. Perrot, 2016 WL 380123 (Mass. Super. Ct. Jan. 26, 2016). 102 Commonwealth v. Chmiel, 240 A.3d 564, 569 (Pa. 2020). 103 An exchange at oral argument suggests that the number of any other such cases in Delaware may be very limited:
The Court: Are you able to tell us, one last question on this, if you’re comfortable and able, are there a substantial number of these cases still working their way through the Delaware Justice system?
Counsel: We found five, Your Honor. We found five, and I think I handled them all. And, there was the Crump case, I moved to withdraw. I recall two others in which I moved to withdraw because the issue wasn’t whether the hair examiner, in other words, the defense was that the sexual intercourse was consensual, not an identity case, so those didn’t go anywhere. This is the only case that has actually resulted in a substantive motion for postconviction relief. I am not aware of any other cases, Your Honor, there could be, I just don’t know. Oral Argument at 9:07–10:00, Bass v. State, No. 218, 2022, available at https://livestream.com/delawaresupremecourt/events/10806463/videos/235883011 [hereinafter Oral Argument]; see also A1001C (Letter to Commission Requesting to Supplement the Record, dated Dec. 10, 2018). In State v. Crump, for example, we affirmed the Superior Court’s denial of the defendant, Crump’s, successive Rule 61 motion after the USDOJ/FBI informed defendant that the FBI’s hair and fiber expert had committed errors in his testimony at the defendant’s trial. 2017 WL 6403510, at *1–2 (Del. Super. Dec. 14, 2017), aff’d, Crump v. State, 194 A.3d 16, 2018 WL 3769261, at *1 (Del. Aug. 7, 2018), cert. denied, Crump v. Delaware, 139 S. Ct. 1400 (2019) 37 As discussed above, Rule 61(i)(2) prohibits this Court from considering a second or
successive motion for postconviction relief unless the defendant can meet one of the
exceptions laid out in Rule 61(2)(i) or (ii).104 We are bound by this Rule unless and until
we amend our Rules or unless and until the Delaware General Assembly creates an
exception to procedural bars for defendants challenging their convictions due to improper
MHC evidence. Here, the Superior Court determined that it “need not consider the
applicability of other jurisdictions actual/factual innocence tests since Delaware’s
requirements are fully set out under Purnell and where [Bass] later tailored his arguments
in this appeal under this applicable rubric.”105 At oral argument before this Court, Bass
agreed that the standard set forth in Purnell applies.106
(mem.). In that case, new DNA testing positively identified the defendant as the contributor of DNA found on the victim’s pubic comb. See Crump, 2017 WL 6403510, at *2. 104 Super. Ct. Crim. R. 61 (“A second or subsequent motion under this rule shall be summarily dismissed, unless the movant was convicted after a trial and the motion . . . pleads with particularity that new evidence exists that creates a strong inference that the movant is actually innocent in fact of the acts underlying the charges of which he was convicted . . . .”). 105 Super. Ct. Op., 2022 WL 2093956, at *8 n.132. 106 Bass’s counsel stated that its references to other state’s legislative changes regarding procedural bars were illustrative only: The Court: You have five pages in your opening brief where you talk about what other jurisdictions have done regarding these situations, but then you come back to the Purnell case. It’s your position, I take it, that our standard of Purnell is what governs here. Counsel: I mean to be illustrative of other jurisdictions who have been proactive about this issue. The United States Department of Justice has waived all procedural defenses. The American Bar Association has encouraged all jurisdictions to do so. States have passed legislation regarding change or newly discovered science, flaws in prior science. I am making the argument based on this Court’s holding in Purnell. Oral Argument at 17:15–17:59.
38 As to the “newness” point, we agree with the Commissioner and with the Superior
Court that the revelations about MHC uncovered by the USDOJ/FBI report constitute
“new” evidence such that Bass has satisfied the newness prong of the actual innocence
exception. The State does not disagree. Evidence is new “where it was ‘discovered since
trial, and the circumstances must be such as to indicate that it could not have been
discovered before trial with due diligence.’”107 Here, the Joint Statement was made public
in 2015, decades after Bass’s trial.
III. Standard of Review
This Court reviews a trial court’s denial of a motion for postconviction relief for
abuse of discretion.108 “Nevertheless, we carefully review the record to determine whether
‘competent evidence supports the court’s findings of fact.’”109 We review legal or
constitutional questions de novo.110
IV. Analysis
A. The Applicable Standard for Actual Innocence Postconviction Claims
Superior Court Criminal Rule 61 governs motions for postconviction relief in
Delaware.111 Since the instant motion for postconviction relief was filed on April 26, 2018,
107 Purnell, 254 A.3d at 1097 (quoting Lloyd v. State, 534 A.2d 1262, 1267 (Del. 1987)). 108 Swan, 248 A.3d at 855. 109 Neal v. State, 80 A.3d 935, 941 (Del. 2013) (quoting Zebroski v. State, 822 A.2d 1038, 1043 (Del. 2003), impliedly overruled on other grounds as recognized in Steckel v. State, 882 A.2d 168, 171 (Del. 2005)). 110 Green v. State, 238 A.3d 160, 173 (Del. 2020). 111 Super. Ct. Crim. R. 61.
39 the current version of Rule 61, with the 2014 amendments, applies.112 The current version
of Rule 61(d)(2) precludes Delaware courts from hearing any second or subsequent motion
for postconviction relief, “unless the movant was convicted after a trial” and the motion
meets one of two statutory exceptions.113 Because this is Bass’s seventh motion for
postconviction relief, he must meet one of the exceptions before a court can reach the merits
of his underlying constitutional claims.
Under Rule 61(d)(2)(i), an untimely postconviction motion is allowed if it “pleads
with particularity that new evidence exists that creates a strong inference that the movant
is actually innocent in fact of the acts underlying the charges of which he was convicted.”114
This first prong is referred to in our jurisprudence as the “actual innocence exception.”
Bass claims relief from Rule 61 under the actual innocence exception. A movant can only
prevail on the merits if the motion satisfies the foregoing pleading requirements.
Moreover, “[i]nnocence of the ‘acts underlying the charges’ requires ‘more than innocence
112 See Purnell, 254 A.3d at 1094 (“This Court repeatedly has held that a motion for postconviction relief is to be adjudicated in accordance with Rule 61 as it exists at the time the motion is filed.”) (citing Bradley v. State, 135 A.3d 748, 757 n.24 (Del. 2016); Brochu v. State, 133 A.3d 558, 2016 WL 690650, at *4 n.24 (Del. Feb. 19, 2016) (TABLE); Starling v. State, 130 A.3d 316, 332 n.95 (Del. 2015)). 113 Super. Ct. Crim. R. 61(d)(2). 114 Id. 61(d)(2)(i). Under Rule 61(d)(2)(ii), an untimely postconviction motion is also allowed if it “pleads with particularity a claim that a new rule of constitutional law, made retroactive to cases on collateral review by the United States Supreme Court or the Delaware Supreme Court, applies to the movant’s case and renders the conviction or death sentence invalid.” Id. 61(d)(2)(ii). This exception is not implicated here.
40 of intent; it requires new evidence that a person other than the petitioner committed the
crime.’”115
We most recently examined the actual innocence exception to the procedural bar of
Rule 61(d) in Purnell. There, we clarified the standard for actual innocence, including
“when evidence is ‘new’” and “what showing creates a ‘strong inference’ of innocence:”
To qualify for an exception to Rule 61’s procedural bars against untimely, successive motions, [a defendant] must identify with particularity new evidence that creates a strong inference that he is actually innocent in fact of the acts underlying the charges. Stated differently, [a defendant] must present additional evidence that was not available at trial and would not have been despite his exercise of due diligence. [The defendant] must also convince us that the new evidence, when considered in the context of all the relevant evidence by a properly instructed jury, is such as will probably change the result if a new trial were granted.116
We observed that “[s]atisfying the actual innocence test is, by design, a heavy
burden, and such meritorious claims are exceedingly rare.”117 We found that the defendant,
Mark Purnell (“Purnell”), qualified for the actual innocence exception to Rule 61’s
procedural bar.118 It was the first time this Court had found a defendant eligible for such
relief.
Purnell’s case consists of the following extraordinary facts. In January 2006, two
115 Purnell, 254 A.3d at 1095 (quoting State v. Taylor, 2018 WL 3199537, at *7 (Del. Super. June 28, 2018), aff’d, 206 A.3d 825, 2019 WL 990718 (Del. Feb. 27, 2019) (TABLE)). 116 Id. at 1060. In doing so, we affirmed the test substantively articulated in Lloyd v. State and applicable to federal habeas corpus cases per Schlup v. Delo, 513 U.S. 298 (1995). 117 Purnell, 254 A.3d at 1100. 118 Id. at 1060. By the time we heard Purnell’s claim, Purnell had spent fourteen years of his life in prison. Instead of remanding Purnell’s case to the Superior Court to hold an evidentiary hearing based on our guidance on the standard for actual innocence, we ordered a new trial. Id.
41 armed assailants shot and killed Tameka Giles in Wilmington after a botched robbery
attempt. At the time, an eyewitness and Mrs. Giles’s husband, who was with her at the
time of the murder, identified Ronald Harris and Kellee Mitchell, respectively, as the
assailants. Later, when searching Kellee Mitchell’s apartment, police found a .38-caliber
revolver hidden in the ceiling tiles outside of the apartment. Ronald Harris’s brother,
Dawan Harris, who Ronald strongly resembled, was in the apartment at the time. Dawan
Harris admitted the gun belonged to both Mitchell and him. With the assistance of court-
appointed counsel, Dawan Harris pled guilty to a weapons charge for possession of the
revolver. He was a suspect in the Giles murder initially. Two different witnesses had
implicated him.
A year later, in January 2007, an individual named Corey Hammond was arrested
on drug charges. He implicated Purnell in the Giles murder. Later that month, Kellee
Mitchell, also one of the original suspects, implicated Purnell in the murder. Purnell and
his alleged accomplice, Ronald Harris, were arrested and charged.
The Superior Court appointed Purnell an attorney to defend him at the murder trial.
Purnell’s court-appointed attorney was the same one who had represented Dawan Harris
in the Possession of a Deadly Weapon by Persons Prohibited (“PDWBPP”) charge
resulting from his possession of the .38-caliber revolver. Before trial, Purnell’s trial
counsel brought the conflict of interest to the trial judge’s and the State’s attention,
including the defense theory that Dawan Harris might by the true killer.119 The trial judge
119 As our opinion in Purnell explained:
42 denied trial counsel’s motion to withdraw, ordering him to proceed as Purnell’s trial
advocate.
In April 2008, a Superior Court jury convicted Purnell of Murder Second Degree
and other related charges.120 The evidence presented to the jury consisted of: (1) claims
made by Corey Hammond regarding claims Purnell and Ronald Harris made around the
time of the murder, (2) claims made by Kellee Mitchell, that Purnell had bragged about
having committed the murder, and (3) the testimony of Ronald Harris, who agreed to testify
as part of a plea deal wherein prosecutors would drop his pending murder and weapons
charges and recommend a sentence of three years. This Court affirmed Purnell’s
conviction on his direct appeal wherein he did not raise the conflict of interest issue.
After his conviction and direct appeal, Purnell filed a 133-page handwritten pro se
Rule 61 motion “raising ten grounds for relief, of which the first was an objection to his
trial counsel’s conflict of interest.”121 Yet, “[a]fter he obtained representation,
Trial Counsel noted that the defense had multiple theories involving Dawan. One was the belief that Mitchell and Dawan were the true robbers, with the eyewitness misidentifying Dawan as Ronald. Another was that the robbers were Ronald Harris and either Mitchell or Dawan, and that Ronald was falsely implicating Purnell as the accomplice in retaliation for Purnell ‘snitch[ing]’ on them for shooting this .38- caliber out of a window in Compton Towers that prompted them getting in trouble. However, presenting those theories would require Trial Counsel to take positions directly adverse to Dawan’s interests in the Giles investigation, painting him as the murderer directly, or asserting that the weapon Dawan had pleaded guilty to possessing was the murder weapon. But Trial Counsel was ethically precluded from doing so, and hence from advancing these potential defensive strategies. Id. at 1109. 120 Id. Purnell was convicted of Murder Second Degree, Attempted Robbery First Degree, Conspiracy Second Degree, PDWBPP, and two counts of PDWDCF. Id. at 1087. 121 Id. at 1059. In his second motion for postconviction relief, Purnell claimed that the omission of the conflict issue was error, but in another extraordinary occurrence, Purnell’s first 43 postconviction counsel filed an amended motion asserting only three grounds and did not
include the conflict claim.”122 The Superior Court denied Purnell’s amended Rule 61
motion. This Court affirmed the denial of relief.
Then, in May 2018, Purnell filed a second postconviction motion alleging 10
grounds for relief. His first ground for relief was that he was actually innocent, and his
second was that his trial counsel was conflicted due to his prior representation of Dawan
Harris, prejudicing Purnell’s case and denying him effective assistance of counsel. Several
grounds asserted that trial counsel was ineffective for failing to develop exculpatory
evidence at trial, including evidence implicating Dawan Harris. Other grounds related to
evidence that Kellee Mitchell’s, Corey Hammond’s, and Ronald Harris’s statements were
unreliable and coerced, and to evidence that Purnell lacked the physical mobility at the
time to commit the crime. In sum, Purnell’s claim of actual innocence was based on a
theory that his trial counsel was conflicted, and because trial counsel was denied
permission to withdraw, Purnell was unable to pursue a defense theory that two other
people, including his counsel’s prior client, actually committed the murder.
1. The “Newness” Requirement
In Purnell, we explained that, to qualify for Rule 61’s actual innocence exception,
“[a defendant] must present additional evidence that was not available at trial and would
postconviction counsel died before oral argument on the first motion. Thus, we could never know why counsel chose to exclude Purnell’s conflict of interest claim as a basis for postconviction relief. Accordingly, and unfortunately, this Court did not hear about the conflict of interest that tainted Purnell’s trial until his second motion for postconviction relief was filed, 14 years after Purnell’s incarceration. 122 Id. at 1059–60.
44 not have been despite [the defendant’s] exercise of due diligence.”123 There, the Superior
Court had found that Purnell could not meet this burden because “almost all of the evidence
Purnell submits could have been obtained by a rigorous investigation prior to trial by
unconflicted counsel.”124 We held the trial court erred in its conclusion because “the
relevant inquiry is whether [the defendant] could have obtained and presented the evidence
of his innocence at trial with the exercise of due diligence.”125 Because Purnell’s trial
counsel was conflicted and the trial court had refused to let Purnell’s trial counsel
withdraw, Purnell was barred from accessing the evidence he presented as the basis for his
second Rule 61 postconviction motion.126
Therefore, we found that the evidence submitted by Purnell — particularly evidence
that implicated Dawan Harris, Purnell’s trial counsel’s former client — was “new” within
the meaning of the actual innocence exception because Purnell himself would not have
been able to discover it through the exercise of due diligence.127 Moreover, we found that
“[s]ince much of [Purnell’s] evidence goes to proving facts incompatible with his guilt, it
123 Id. at 1060. 124 Id. at 1100. 125 Id. (emphasis added). 126 Id. at 1100, 1113. We found that Purnell did not waive the conflict at the time of trial. Id. at 1101. 127 Id. at 1100. We found that “[m]uch of the evidence Purnell presents, though knowable or even known at the time, was unavailable to him at trial because his counsel was not permitted to withdraw and was precluded from obtaining or presenting it due to his ethical duties to his former client.” Id. at 1060 (emphasis in original).
45 also satisfies the requirement that [evidence] goes beyond being merely cumulative or
impeaching.”128
2. The “Persuasiveness” Requirement
As to the second prong of the actual innocence inquiry, we explained in Purnell that
the defendant must “convince us that the new evidence, when considered in the context of
all the relevant evidence by a properly instructed jury, is such as will probably change the
result if a new trial were granted.”129 “[T]he court must assess all of the evidence, including
that which was properly excluded and that which was wrongfully admitted.”130
Purnell presented a significant amount of new evidence in his second Rule 61
motion, which we divided into six categories: (1) ballistic and firearm evidence
undermining the only physical evidence tying Purnell to the crime;131 (2) Kellee Mitchell’s
128 Id. at 1113. 129 Id. at 1060, 1100. 130 Id. at 1113 (emphasis in original); see also Schlup, 513 U.S. at 327–28 (“[T]he emphasis on ‘actual innocence’ allows the reviewing tribunal also to consider the probative force of relevant evidence that was either excluded or unavailable at trial. . . [it] must make its determination concerning the petitioner’s innocence in light of all the evidence, including that alleged to have been illegally admitted (but with due regard to any unreliability of it) and evidence tenably claimed to have been wrongly excluded or to have become available only after the trial.”). 131 Purnell presented expert testimony that the spent 9mm shell casing (found 40 to 50 feet from where the shooting occurred) could not have been ejected from the murder site since spent casings could not be ejected that far. This spent casing was the only physical evidence presented in Purnell’s trial. Purnell argued that the new ballistic evidence demonstrated that the murder weapon was likely a revolver (which does not expend shell casings at all), potentially the revolver which Kellee Mitchell and Dawan Harris (Purnell’s trial counsel’s former client) were charged with unlawfully possessing. Purnell, 254 A.3d at 1114.
46 recantation of testimony that was heavily relied on by the State at trial;132 (3) other evidence
inculpating Dawan Harris and Kellee Mitchell; (4) evidence undermining Ronald Harris’s
testimony;133 (5) evidence undermining Corey Hammond’s testimony;134 and (6) medical
evidence of Purnell’s physical incapacity.135
We concluded that much of the new evidence went to proving facts incompatible
with Purnell’s guilt, and satisfied the requirement that it went beyond being merely
cumulative or impeaching. Thus, the key factor in Purnell’s case was that “[t]rial
[c]ounsel’s actual conflict prevented him from investigating, developing and presenting
any evidence that implicated Dawan Harris, his former client.”136 In other words, trial
counsel was not allowed to explore the potential of Dawan Harris or Kellee Mitchell as
possible perpetrators in any way: there was no pre-trial investigation and no cross-
examination at trial. For example, Purnell’s trial counsel could not present evidence that
it was a revolver, not a semi-automatic gun that Purnell was accused of possessing, that
132 Mitchell denied the truth and voluntariness of his prior statement. There was also new testimony indicating that Mitchell and Dawan Harris were in possession of the potential murder weapon prior to the murder, a fact contradicting Mitchell’s prior testimony. Id. at 1116. 133 We found that the new evidence — sworn statements from Ronald Harris’s (Purnell’s alleged co-defendant) mother and step-father indicating that Ronald Harris consistently maintained his innocence, which contradicted Ronald Harris’s trial testimony — was merely impeaching. Id. at 1116–17. 134 The evidence indicated that Hammond was a career criminal, testifying to avoid jail time. We found this evidence to be merely impeaching. Id. at 1117–18. 135 Another extraordinary fact in Purnell’s case is that he had undergone knee surgery eight days before the crime was allegedly committed, after he had accidentally shot himself. A medical expert submitted his opinion that Purnell would have been unable to run at the time of the crime, a fact established by an eyewitness who testified that the two killers sprinted away after shooting Mrs. Giles. Id. at 1119. 136 Id. at 1108.
47 killed Mrs. Giles, because trial counsel had defended Dawan Harris in his prosecution for
possession of a revolver. Relatedly, the exculpating evidence from Mitchell’s recantation
went to possession of the murder weapon. This too was evidence that Purnell’s trial
counsel was precluded from pursuing given his prior representation of Dawan Harris.
Evaluating Purnell’s persuasive new evidence in light of trial counsel’s conflict, and
the highly unusual procedural circumstances which prevented Purnell’s raising the issue
earlier, we concluded: “Taken as a whole, and based on the State’s own description of its
case from its opening statement and closing argument at trial, the evidence Purnell presents
is the rare case that overcomes the daunting burden of showing that it would probably
change the result if a new trial were granted.”137 We noted further that the statements on
which the State relied almost exclusively at trial already suffered from credibility
problems,138 and the facts surrounding the jury verdict indicated that “[t]he State’s case, in
other words, was a close one even when Purnell’s defense was constrained by a severe
ethical conflict which his trial counsel had noted and raised.”139
In light of this conclusion, and the fact that Purnell had already spent approximately
half of his life in prison following “a manifestly unfair trial,” we reversed Purnell’s
conviction, and remanded for a new trial, instead of an evidentiary hearing.140 The new
trial never occurred. In yet another extraordinary occurrence, approximately nine months
137 Id. at 1120. 138 Id. 139 Id. at 1122 (internal footnote omitted). 140 Id. at 1060.
48 after we issued our opinion, the State, through a Deputy Attorney General, filed a notice
of nolle prosequi with the Superior Court, ending its pursuit of a new trial in the “interest
of justice.”141
The notice disclosed that during the State’s renewed review of the original police
file from 2006-2008, “prosecutors identified potentially exculpatory evidence that may not
have been provided to [Purnell] in the first trial.”142 Specifically, it referred to a witness
interview taken in June of 2006, during the original investigation wherein the witness
“claimed to have overheard a conversation in which another individual [not Purnell]
discussed shooting Ms. Giles.”143 The State lacked “any documentation indicating the
interview was ever turned over to [Purnell] during the first trial in 2008.”144 It further noted
that “[i]f [the State] cannot show that an interview where another person was overheard
discussing shooting a victim was provided to the defense in the initial trial, it raises
sufficient questions that we cannot ethically proceed in the instant case.”145 Accordingly,
“[a]fter careful consideration of all the evidence in the case, the State has determined it can
no longer ethically proceed.”146
State v. Purnell, I.D. Nos: 0701018040, State’s Notice of Nolle Prosequi, at ¶ 8 (Del. Super. 141
Apr. 28, 2022). 142 Id. at ¶ 3. The State lacked any documentation of an exculpatory interview being turned over to Purnell. 143 Id. at ¶ 4. 144 Id. 145 Id. 146 Id. at ¶ 6. The State acknowledged the exculpatory nature of the 2006 interview and stated that it “will only proceed to trial in matters it believes there is a reasonable likelihood of conviction.” Id.
49 B. Whether the Superior Court Erred in Denying Relief
With the high standard we articulated in Purnell in mind, we now turn to Bass’s
claim for relief. For the reasons set forth below, we conclude that Bass has not met his
heavy burden of “pleading with particularity new evidence that creates a strong inference
that he is actually innocent in fact of the acts underlying the charges of which he was
convicted.”147
1. Whether the Superior Court Erred in Finding the MHC Evidence was “Limited”
Although the Superior Court agreed with Bass that the Joint Statement and
USDOJ/FBI disclosures constitute new evidence, it held that “[c]onsidered in its totality,
the impropriety of the expert’s testimony lacks the requisite force to impact the State’s case
against [Bass].”148 This is because Podolak acknowledged at trial that MHC is “not like
fingerprints; they are not a hundred percent accurate” and is not a basis for “absolute
personal identification,” stating “the key word is ‘absolute.’”149 Further, Podolak
acknowledged that he could not say with “a hundred percent surety” whether the hairs
originated from the sexually assaulted victims (A.S. or S.K.) or from Bass.150 And Bass’s
“trial counsel effectively cross-examined him regarding these limitations and properly
elicited inconsistencies in his testimony.”151
147 Purnell, 254 A.3d at 1122. 148 Super. Ct. Op., 2022 WL 2093956, at *9. 149 Id. 150 Id. 151 Id.
50 However, Bass argues that the problems with Podolak’s testimony came on redirect
examination. He concedes that up until that point, Podolak’s testimony had been
sufficiently limited on cross-examination.152 Bass cites three statements made by Podolak
on redirect that undermine the limiting language elicited during cross-examination.
First, Podolak testified that he is better at identifying and comparing “negroid hairs”
than other types. Second, Podolak discussed the Minnesota Study and submitted it into
evidence. Third, Podolak stated that out of 3,000 MHC reports, he had yet to find any hair
from two different individuals “that I cannot distinguish between their hair
characteristics.”153
Of these statements, only the statements regarding the Minnesota Study were
flagged by the 2015 Letter as “exceeding the limits of science.” However, we view the
statements regarding Podolak’s impressive track record as being in the same vein as the
Minnesota Study statements, and in any event, we consider the unflagged statements as
well for completeness. We observe that on recross, Bass’s counsel elicited testimony that
“you could have two samples from the same head and they would not be microscopically
similar.”154 This recross testimony limited, at least to some extent, the two statements
raised by Bass on appeal but not flagged by the 2015 Letter.
As for the testimony regarding the Minnesota Study, Podolak stated that:
152 Bass acknowledges “[h]ad the questioning stopped there, the testimony would have been sufficiently limited, and the Superior Court would be correct. But the problems began on redirect examination.” Opening Br. at 38. 153 Id. at 39 (quoting App. to Opening Br. at A78 (A. Podolak Redirect Test. at C106:21–22)). 154 App. to Opening Br. at A512 (A. Podolak Recross Test. at C108:1–7).
51 [Referring to the Minnesota Study] Now, the conclusion then or what this all points out is that the morphology of human head hairs is an individual characteristic of identity, and that they are – this affirms that this is a good reliability or a very good ability of an analyst to take a questioned hair and match it to an individual in a crime situation.155
Bass’s challenge to these statements is a refrain of his argument on direct appeal, wherein
he argued that the admission of the study and the testimony constituted reversible error.
We reviewed the Superior Court’s denial of Bass’s claim then, and we affirmed. We found
no reversible error because Podolak did not rely on the study and his statements about its
conclusions had been sufficiently limited.156 We are not persuaded to depart from that
ruling. But even if we were, Bass’s claim fails because even considering the new evidence,
which prompts us to assess the strength of his case without Podolak’s improper testimony,
the result of the trial will probably be the same.157 We address this argument in Section 3
below.
2. Whether the Superior Court Erred in Holding that Bass Was Required to Establish Another Person Committed the Crimes
The Superior Court did not err in holding that Bass was required to establish another
person committed the crimes. In Purnell, we stated “[i]nnocence of the ‘acts underlying
the charges’ requires ‘more than innocence of intent; it requires new evidence that a person
155 Id. at A78 (2015 Letter, A. Podolak Redirect Test. at C106:7–12) (emphasis added). 156 Id. at A703–04 (Denial of Direct Appeal at ¶ 8–9). 157 We observe that the Commissioner carefully examined the facts without reference to the MHC testimony in part of her analysis. See Commissioner’s Report, 2021 WL 5984262, at *3 (stating that “[s]ince the issue presented herein is how material to Bass’ conviction was the error of the MHC evidence, the facts as set forth below in this section will not reference the MHC evidence in any respect”).
52 other than the petitioner committed the crime.’”158 Bass argues that the Superior Court
misread Purnell and improperly imposed “a requirement that Mr. Bass produce a different
individual who committed these offenses.”159 He contends that Purnell, and the Superior
Court’s decision in Taylor, stand for the more limited proposition that a defendant cannot
qualify for the actual innocence exception to Rule 61 if the new evidence is only probative
of the defendant’s lack of requisite intent to commit the crime of conviction.160
We do not believe the Superior Court construed Purnell to require a defendant to
establish the actual perpetrator of the crime. Rather, the Superior Court’s conclusion that
Bass’s new evidence is not probative of his “actual innocence” is consistent with our
statement in Purnell and the Superior Court’s statement in Taylor, which we affirmed.161
In Taylor, the defendant sought relief under the actual innocence exception of Rule 61
where his new evidence consisted of two forensic reports opining that Taylor lacked the
requisite intent to be guilty of first-degree murder. The Superior Court in Taylor noted that
whether new evidence probative of a lack of intent can satisfy the procedural bar of Rule
61 was a matter of first impression. It turned to the Tenth Circuit’s decision in Long v.
158 254 A.3d at 1095 (quoting Taylor, 2018 WL 3199537, at *7). 159 Opening Br. at 45. 160 Id. at 44. 161 As we noted earlier, our statement in Purnell — “[i]nnocence of the ‘acts underlying the charges’ requires ‘more than innocence of intent; it requires new evidence that a person other than the petitioner committed the crime’” — is drawn from Taylor. Purnell, 254 A.3d at 1095 (quoting Taylor, 2018 WL 3199537, at *7). The Superior Court cites to both Purnell and Taylor in this portion of tis opinion. See Super. Ct. Op., 2022 WL 2093956, at *9 n.146.
53 Peterson162 and the United States Supreme Court decision in Sawyer v. Whitley.163 In Long,
the Tenth Circuit held that “actual innocence means factual innocence, not legal
innocence.”164 And in Sawyer, the Supreme Court noted:
A prototypical example of “actual innocence” in a colloquial sense is the case where the State has convicted the wrong person of the crime. Such claims are of course regularly made on motions for new trial after conviction in both state and federal courts, and quite regularly denied because the evidence adduced in support of them fails to meet the rigorous standards for granting such motions. But in rare instances it may turn out later, for example, that another person has credibly confessed to the crime, and it is evident that the law has made a mistake.165
Purnell was the “prototypical example” of “actual innocence” because he put forth
evidence that the State had convicted the wrong person of the crime. In Purnell, the
evidence pointed to other individuals as potential suspects, and we allowed the successive
postconviction motion to move forward because Purnell presented evidence to that effect,
which previously was unobtainable by him due to trial counsel’s actual conflict of interest.
This does not mean that in every case a defendant must present to the court another
individual who could have committed the crime; rather, the defendant needs to put forth
evidence probative of the fact that the defendant did not commit the crime, i.e., factual
innocence.
162 291 F. App’x 209 (10th Cir. 2008). 163 505 U.S. 333 (1992). 164 291 F. App’x at 213. 165 Sawyer, 505 U.S. at 340–41.
54 Moreover, the Superior Court did not deny Bass’s claim because Bass failed to
produce a specific individual who committed the crime. Instead, it emphasized that Bass’s
new evidence does not establish any fact that might exculpate him. As the Superior Court
put it: “the new evidence does not exonerate [Bass].”166 And in this case, as discussed
below, it does not convince us that when it is considered in the context of all relevant
evidence by a properly instructed jury, it is such as will probably change the result if a new
trial were granted.
3. Whether Bass Met His Heavy Burden of Establishing That the New Evidence is Persuasive
Both the Commissioner and the Superior Court found that the MHC evidence was
“new” and satisfied the newness prong of Rule 61(d)(2). The State has not challenged this
finding, and we agree that the USDOJ/FBI disclosure regarding MHC evidence is new.
The next question is whether the new evidence is persuasive. In accordance with
the standard set forth above, we view Bass’s “new evidence in light of the evidence
presented at trial and in light of the other unadmitted material.”167 Bass must establish
“that the new evidence, when considered in the context of all the relevant evidence by a
properly instructed jury, is such as will probably change the result if a new trial were
granted.”168
166 Super. Ct. Op., 2022 WL 2093956, at *9. 167 Purnell, 254 A.3d at 1114. 168 Id.
55 Applying this standard, we find no error in the Superior Court’s conclusion that
Bass did not meet his heavy burden of showing that the result of his trial will probably
change. Nothing about Bass’s new evidence gives rise to an inference that Bass did not
commit the robberies and burglaries. That is because the new evidence does nothing to
exculpate Bass. As the Superior Court noted, MHC is not a “defunct science” and the FBI
retested the hair samples in 2019, again concluding that Bass was “a possible source of the
hair.”169 The FBI’s supplemental mtDNA testing did not eliminate Bass as the source,
concluding instead that he “cannot be excluded as the source.” Nor did it indicate anyone
else was the source of the hair.170
169 Super. Ct. Op., 2022 WL 2093956, at *10. 170 See supra note 77. At oral argument before this Court, Bass agreed that it was appropriate for this Court to consider the mitochondrial DNA testing. The following exchange took place:
The Court: You mention the mitochondrial DNA testing, and I think there’s something in the record suggesting that it’s possible for only 1 out of every 135 African Americans to have the same mitochondrial DNA sequence obtained from the S.K. sample and from Bass. What, if anything, are we to do with that piece of evidence?
Counsel: Your Honor, in a retrial, I mean today, the issue on appeal is whether we’ve overcome a procedural bar, but let’s say hypothetically that there’s a retrial, that evidence, I concede would be admissible. Mitochondrial DNA cannot be used to identify an individual, according to the FBI’s report, unrelated people may have the same sequence of DNA on a particular strand, and Mr. Bass’s partial DNA sequence appeared in 11 out of 2,449 samples in the database of mitochondrial DNA.
The Court: Can we consider those facts as we assess your showing of that evidence?
Counsel: Yes. It’s only fair. I have new evidence, 2015 DOJ investigation into all these thousands of cases, and I did not oppose, it’s incredible that they found evidence from 1983, we moved courthouses, we found it and so it was tested and I think it would be fair game in any retrial and also for consideration by this Court. But mitochondrial DNA as the court found, the Superior Court found, cannot be 56 Although, the new evidence weakens a key element of the State’s case — the
identification of Bass — there is substantial and sufficient other evidence supporting the
jury’s finding that Bass was the perpetrator, and Bass’s new evidence does not undermine,
in any way, the substantial other evidence the jury considered.171 We address this other
evidence below.
i. Modus Operandi
As the Superior Court noted, “[t]he jury was free to consider the similarities in these
cases”172 and “the independent culpability of [Bass] as to each assault or whether the series
of assaults were committed by one assailant.”173 The similarities in the cases are many.
More generally, each of the assaults took place in office buildings in the North Wilmington
used as a means of identification, it would be evidence that would be presented by the State in retrial and it would be vigorously cross-examined as to the differences between mitochondrial DNA and nuclear DNA, where we routinely, when I do trials, see numbers like 1 in 7 trillion and things like that.
Oral Argument at 10:01–12:02; see also App. to Opening Br. at A1004–05 (Stipulation and [Proposed] Order, dated Feb. 6, 2019) (stating that “Bass agrees to provide a DNA sample, which will be forwarded to the FBI as part of the DNA testing,” and that “[e]xcept as otherwise ordered by this Court, the results of the FBI’s analysis and testing under this stipulation shall be kept strictly confidential”); id. at A1006–09 (Stipulation and Order, dated Sept. 23, 2020) (reporting on the results of the mtDNA testing, stating that the evidence has been properly authenticated, that the results are no longer confidential, and ordering supplemental briefing deadlines). 171 As the Commissioner’s Report, 2021 WL 5984262, at *19, put it: In this case, with the exception of the overstatements of the MHC expert, all other aspects of the State’s case against Bass remain in place. The re-test results of the MHC evidence do not exonerate Bass in any respect. There have been no new discoveries of any factual evidence that calls into question the verdict. No physical evidence has surfaced that undermines the State’s case against Bass. The State’s case against Bass through direct and circumstantial evidence was substantial and remains in place. 172 Super. Ct. Op., 2022 WL 2093956, at *10. 173 Id. at *11.
57 and Claymont area, within a few miles of each other and close to where Bass was living at
the time. The victims were all young women who were working in the office buildings at
the time of the attacks. The specifics of each attack, testified to by each victim, demonstrate
a pattern of activity once the assailant entered the offices. The women explained that, upon
entering their office and afterward, the assailant physically assaulted them or forcefully
threatened them. Specifically, he shoved a screwdriver into the victim’s side (in the case
of S.K. and A.S.), put his hand over their mouth, or hit them. He ordered the victims not
to look at him and he obstructed their view of his face by covering their face, or his face,
with clothing. The assailant robbed each victim by demanding both money, cash and
checks, and their jewelry.
Each victim testified that she was then kidnapped: the assailant forced the victim
to move into another, secluded room in the office building, where he either physically or
sexually assaulted her. In two cases, that of S.K. and A.S., the assailant tied the victim’s
hands and feet together with rope or wire found in the office, vaginally raped them, and
then left them in the same room, tied up. Each rape lasted for a period of less than two
minutes, during which the assailant had trouble maintaining an erection and did not
ejaculate. The Superior Court found that the evidence indicates that the third victim, S.M.,
was not raped (in addition to being kidnapped and physically assaulted) only because she
lost control of her bladder and relieved herself involuntarily.
Finally, each of the three victims described their assailant’s physical appearance and
demeanor in the same way at trial. They stated he was a Black male, between 20- to 30-
years-old, thin, and approximately 5’8” to 6’0” in stature. At trial, Bass was 32-years-old,
58 5’11” and 20 pounds heavier than his arrest weight of 152 pounds. Two of the victims
further described their attacker as having a calm, soft, or soothing voice. Moreover, each
victim, as well as Christine Shaw, identified the assailant as being well-dressed, in office
clothes or golf clothes. A.S. and Mr. Reynolds, a building manager in the office building
where S.M. was attacked, identified the assailant as wearing gray loafers.
ii. Corroborating Crimes and Testimony
Bass concedes that “it is certainly true that certain elements of the crimes established
a modus operandi,” but he claims that this “only established the same person very likely
committed all three attacks,” not that he committed the attacks.174 But the jury heard the
other evidence at trial, including Bass’s own testimony, supporting their ultimate
conclusion that Bass committed each of the attacks, and specifically tying Bass to two of
the victims. This evidence does not rely, in any respect, on MHC evidence, and it is
persuasive circumstantial evidence supporting the Superior Court’s ruling.
First, the jury heard testimony from Bass’s long-time friend, Ms. Schoell. Ms.
Schoell’s testimony “established a nexus between [Bass] and the offices of at least two of
the victims.”175 She confirmed that Bass lived with her in Claymont at the time each attack
occurred, and that Bass and she engaged in a scheme wherein they would break into office
buildings to steal cash and checkbooks. When doing so, Bass would dress up like an office
worker to avoid detection. Ms. Schoell specifically testified that she and Bass had been to
174 Opening Br. at 41. 175 Super. Ct. Op., 2022 WL 2093956, at *10.
59 the office building where S.M. was later attacked. Ms. Schoell confirmed that she cashed
two of S.M.’s checks, which Bass had stolen from the office on that day — July 16, 1982,
the day of S.M.’s office party. She further testified that she cashed checks, which Bass had
given her, belonging to A.S.’s co-worker, days before the attack on A.S. occurred.
Bass’s own testimony partially corroborated that of Ms. Schoell. Bass testified that
he supported himself by stealing checks and other valuables from office buildings in the
Wilmington area. The jury also heard that when Bass would commit these robberies, he
would dress up as an office worker to avoid detection. Bass further stated that Ms. Schoell
would drive him to the locations where he would commit the thefts. However, he denied
having been to any of the victim’s office buildings, or stated he could not recall whether
he had been, and he denied raping or assaulting anyone. Both Bass and Ms. Schoell
confirmed that the gray loafers identified by more than one witness at trial, belonged to
Bass.
iii. Victim and Witness Identifications
Finally, the State presented either witness or victim identification testimony as to
each of the assaults. S.K. positively identified Bass as her attacker in court. A.S. stated
that Bass resembled her attacker, but she could not be certain it was him. She had
previously picked him out in two prior photo lineups as the man most resembling her
attacker. Although the final victim, S.M., never saw her attacker’s face, two eyewitnesses
gave testimony at trial in favor of the State. One eyewitness, Ms. Shaw, positively
identified Bass as being in the office building on the day of S.M.’s assault and did so both
prior to trial and at trial. The second, Mr. Reynolds, selected Bass as the man he had seen
60 in the office that same day from a photo lineup based on the “definite formation” of the
man’s forehead.
Bass argues that “[e]very identification in the case was weak, contradictory, or
induced by police or [Delaware] DOJ personnel.”176 The Superior Court found that, in
each case, the record demonstrated that each identification had been challenged on cross-
examination, the jury was free to weigh the credibility of the identification, and the State
established Bass’s guilt.177
(A) S.K.
S.K. failed to identify Bass as her attacker prior to trial but unequivocally identified
him at trial. Bass argues that this identification was tainted because the State told S.K. that
Bass, whom they believed was her attacker, would be seated at one of the tables in the
courtroom. However, Bass’s trial counsel cross-examined S.K. as to her identification of
Bass. S.K. testified that the prosecution had no influence on her and that she “didn’t know
if [she] was going to walk in and it was going to look exactly like him.”178 She explained,
during her testimony, that the photos did not “really show it all” and that once she saw Bass
in person, she was certain of his identity as her attacker. 179 The jury was free to make a
credibility determination as to S.K’s testimony.
176 Opening Br. at 43. 177 Super. Ct. Op., 2022 WL 2093956, at *12. 178 Id. at *11 n.157; accord App. to Opening Br. at A171 (S.K. Trial Test. at 65:17–18). 179 Super. Ct. Op., 2022 WL 2093956, at *3, *3 n.54; accord App. to Opening Br. at A174 (S.K. Trial Test. at 68:9–10).
61 (B) A.S.
A.S. never positively identified Bass, either in court or prior to court. She instead
chose Bass out of two photo lineups as most resembling her attacker and told the jury as
much at trial. Bass takes issue with A.S.’s prior identification of Bass in the second photo
lineup she viewed because Bass’s photo was the only one which remained from the first
photo lineup to the second, and the photograph of the one other person who A.S. stated
resembled her attacker had been removed from the lineup. Bass also argues that A.S.’s
testimony was weak evidence of identity because she failed to identify Bass’s gray loafers
as the shoes worn by her attacker.
We confronted Bass’s first argument regarding A.S.’s flawed photo lineup on direct
appeal and found that the second photo lineup was not unduly suggestive.180 We noted that
any misstatements by the prosecution came after A.S. had viewed the second photo lineup,
and that the State withdrew the third photographic array evidence from the case. Moreover,
we found that A.S. had been subject to cross-examination and argument concerning the
weight to be accorded the evidence.181 Bass’s new evidence does not implicate A.S.’s
photo lineup identification and we find no reason to depart from this Court’s prior ruling.
As for Bass’s shoes, A.S. testified that the color of the shoes was the same as those
of her attacker and that the color was unusual. She testified that the shoes were “very
180 See supra Part II.B.2. 181 App. to Opening Br. at A706 (Denial of Direct Appeal at ¶ 13).
62 similar except for the texture, as [she] remember[ed] it.”182 Even though A.S. failed to
match the shoes as those exactly of her attacker, her testimony is still probative of her
attacker’s identity as Bass: it corroborates that her attacker dressed like an office worker,
like Bass, and owned gray loafers, like Bass.
(C) S.M.
Finally, Bass takes issue with the eyewitness identifications in S.M.’s attack. He
argues that Ms. Shaw’s in-court identification was flawed because, after she had identified
Bass in a photo lineup, a detective indicated to Ms. Shaw that she had chosen the suspect.
Bass’s argument does not change the fact that Ms. Shaw unequivocally, positively
identified Bass during the initial photo lineup, and gave a detailed description of him at
trial.
Moreover, Bass argues that Mr. Reynolds’s photo lineup identification could not be
relied upon because Mr. Reynolds only had an obstructed view of the suspect through a
bathroom stall and because a detective testified that he believed Mr. Reynolds was under
the impression that the suspect’s photo would be in the photo lineup. But the jury was
aware of these facts. Mr. Reynolds acknowledged he had an obstructed view,183 and the
182 Id. at A268 (A.S. Trial Test. at B16:18–19). She confirmed the color was “very unusual.” Id. at A245 (A.S. Trial Test. at 139:14–15); Super. Ct. Op., 2022 WL 2093956, at *3 n.63 (“A.S. testified the shoes were the same unusual gray color and slip-on, but the shoes at trial were a dull leather and not the suede she remembered from her attack.”). 183 The following testimony was taken: Q: When you went through and picked this out, did you state to the police officer that you definitely recognized the person or that it just – the person you picked, in your own estimation, had a similar type feature? A: I said that the forehead looked similar.
63 detective did not say why he had such an impression, denying that he told Mr. Reynolds
that Bass was the suspect or that there was a photo of him in the lineup.184 Bass also points
out that Mr. Reynolds failed to identify Bass’s shoes as those of the man in the bathroom
stall on the day of the attack. Still, Mr. Reynolds testified that they “looked like the same
shoes,” and at the very least, the testimony corroborates that the attacker wore gray dress
shoes, like Bass.185
Bass’s trial counsel cross-examined the witnesses regarding their identifications.
And in each case, the jury was free to make credibility determinations as to the
identification evidence put forth by each witness. We agree with the Superior Court that
challenges to any flaws in the identification processes are insufficient to disturb the jury’s
verdicts. In sum, we agree with the Superior Court that Bass failed to show that the new
evidence, when considered in the context of all the relevant evidence by a properly
instructed jury, is such as will probably change the result if a new trial were granted.
Q: Looked similar? A: Uh-huh. Q: But you couldn’t positively say that in fact was the person that you saw? A: I couldn’t see the person. No. Q: Because you didn’t see anything but a couple inches of the top of his head? A: Right. App. to Opening Br. at A396 (Roger P. Reynolds Trial Test. at B142:7–16) (emphasis added). Id. at A452 (Kenneth J. Castelline Trial Test. at C38:14–16) (“Did you tell him that the suspect 184
was Alan Bass or that that particular photograph was one of Alan Bass? No, I did not.”). 185 Super. Ct. Op., 2022 WL 2093956, at *4; App. to Opening Br. at A394 (Roger P. Reynolds Trial Test. at B140:13).
64 V. Conclusion
The revelations about MHC testimony that have come to light since Bass’s trial
warrant a reviewing court’s serious attention and consideration. We have undertaken such
a review. In this particular case, we agree that Bass has not met his burden to establish that
the erroneous testimony offered by Podolak, and the new understanding regarding the
limits of MHC analysis for individual identification, as indisputably new evidence, create
a strong inference that Bass is actually innocent. The Superior Court did not abuse its
discretion when it denied Bass postconviction relief. Thus, this is not the “extraordinary
case” where the defendant has met his heavy burden to overcome the procedural bar of
Rule 61(d)(2). Accordingly, we AFFIRM the judgment of the Superior Court.
Related
Cite This Page — Counsel Stack
Bass v. State, Counsel Stack Legal Research, https://law.counselstack.com/opinion/bass-v-state-del-2023.