Barker v. Heekin Can Co.

804 S.W.2d 442, 1991 Tenn. LEXIS 69
CourtTennessee Supreme Court
DecidedFebruary 4, 1991
StatusPublished
Cited by21 cases

This text of 804 S.W.2d 442 (Barker v. Heekin Can Co.) is published on Counsel Stack Legal Research, covering Tennessee Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Barker v. Heekin Can Co., 804 S.W.2d 442, 1991 Tenn. LEXIS 69 (Tenn. 1991).

Opinion

OPINION

DAUGHTREY, Justice.

In this appeal, we are asked to decide whether the trial court properly ordered summary judgment in favor of defendant Heekin Can Company, apparently on the basis of a defect in service of process. Because of imprecision in defense pleading and lack of specificity in the final judgment, we are unable to discern the exact reason for dismissal of the action, but whatever the ground, procedural or substantive, we conclude that summary judgment was inappropriate and remand the case for trial or other disposition on the merits.

This lawsuit was filed as a workers’ compensation action by the plaintiff, Linda Barker, against her employer, Heekin Can Company. Barker sought recovery for a back injury alleged to have occurred during the course of her employment at Heekin Can on July 26, 1984. As a result, she alleged, she had suffered permanent disability and had not been able to return to work after that date. The complaint was filed on June 27, 1985, following a breakdown in negotiations between the plaintiff and Fireman’s Fund Insurance Company, the workers’ compensation insurance carrier for Heekin Can. The stumbling block to settlement apparently involved the question of whether or not Barker gave adequate notice of the injury to her employer, as required by T.C.A. § 50-6-201.

When the complaint was filed, a summons was issued by the clerk, directed to the Heekin Can Company at 4467 Delp, Memphis, Tennessee. The initial summons was returned unexecuted. The process server marked it “no longer in business here; sold out,” and dated the notation July 19, 1985. Counsel for plaintiff filed an alias summons on September 26, 1985, directed to “Heekin Can Company, a/k/a Pearcher [sic] and Schwank Plastics.” The process server was directed to “serve any authorized agent for service of process at 4467 Delp, Memphis, Tennessee.” That summons was ostensibly served on October 3, 1985. The execution carries the following notation: “served process ... by delivering ... a copy of the summons and a copy of the complaint to ... Heekin Can Company, a/k/a Pearcher [sic] and Schwank Plastics, by serving: Harold Townsend, Gen. Mgr.”

Defendant Heekin Can filed a response on October 31, 1985, incorporating both a motion to dismiss and an answer to Barker’s complaint.

[443]*443The answer is a standard one, denying liability on the merits and raising as an affirmative defense an allegation that the plaintiff had failed to give the notice required by statute. Of more significance is the motion to dismiss, based on Tennessee Rule of Civil Procedure 12. The grounds for the motion, set out verbatim, are as follows:

(a) That this Court lacks jurisdiction over the person of this corporate defendant;
(b) That there has been an insufficiency of process in this cause;
(c) That there has been an insufficiency of service of process in this cause.

No factual allegations in support of these grounds, nor any other details, are included in the motion.

The record indicates no further elaboration and no action on the motion to dismiss until March 16, 1988, when Heekin Can filed a motion for summary judgment some two and one-half years after its initial responsive pleading was filed. In the motion for summary judgment, the company alleged that between the time of the plaintiffs purported injury in July 1984 and the commencement of her action in June 1985, it had “sold its [Memphis] plant to an entity known as Peacher Schwank Plastics” and further, that the two companies “are separate entities and have no relationship other than as seller and buyer of the Memphis facility.” Hence, the defendant alleged, the alias summons executed on October 3, 1985, was actually served on Peacher Schwank Plastics Co. and was insufficient to provide notice to Heekin Can Company.

In response to the motion for summary judgment, the plaintiff moved to amend the complaint to add Fireman’s Fund Insurance Company as a party defendant and asked that the amendment be related back to the commencement of the lawsuit on June 26, 1985. The trial court ultimately allowed both the amendment and its relation back, but did not accept the plaintiffs argument that she should also be allowed to institute timely service of process on Fireman’s Fund by alias process. In the same order, the trial judge entered summary judgment in the defendants’ favor, as noted, without giving any indication of the legal basis for that judgment.

The plaintiff now argues that summary judgment for insufficiency of process was inappropriate under the circumstances of this case, on the ground that the new party defendant, Fireman’s Fund, had actual notice of the lawsuit, as evidenced by correspondence between the insurance company and plaintiff’s counsel. Barker further argues that there is a material dispute of fact as to whether Heekin Can and Peacher and Schwank Plastics were two separate entities for purposes of service of process in this case. She offers a deposition taken from an official of Heekin Can, who described the transfer of the Memphis plant as dependent upon a 60-month lease-purchase agreement which began in February 1985 and had not yet terminated at the time of the deposition in July 1989. The manufacturing business carried on at the plant was the same under both companies.

The plaintiff also argues that, whatever the arrangement between the two companies, acceptance of service by “Harold Townsend, Gen. Mgr.” was legally and factually sufficient because the summons actually reached Heekin Can and its attorney, as evidenced by the answer filed on behalf of Heekin Can within 30 days after service was accepted by Townsend. The plaintiff cites as support for this proposition the case of Garland v. Seaboard Coastline R. Co., 658 S.W.2d 528 (Tenn.1983), in which we discoursed on the remedial nature of our service of process requirements and the need to construe them liberally in favor of a finding of effective service. In Garland, we cautioned against “narrow and technical definitions ... [which] are inconsistent with the apparent purpose of Tennessee] R[ule of] C[ivil] Procedure] 4.04, to insure that process is served in a manner reasonably calculated to give a party defendant adequate notice of the pending judicial proceedings.” Id. at 530. Furthermore, in Garland we embraced the construction used by the federal courts to determine sufficiency of service under the federal counterpart of Rule 4.04, reiterating that the rule “does not require that service be [444]*444made solely upon a restricted class of formally titled officials, but rather permits it to be made upon a representative so integrated with the organization that he will know what to do with the papers.” Id. at 531. In this case, the plaintiff insists, regardless of his position, the person accepting service clearly “knew what to do with the papers,” since they ended up in the proper hands and produced an appropriate and timely response on the merits from defendant Heekin Can.

The factual record in this case is not sufficiently developed to permit us to determine whether the rule in Garland is applicable here. However, we find it unnecessary to resolve heretofore unresolved questions of fact in order to decide the case.

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Bluebook (online)
804 S.W.2d 442, 1991 Tenn. LEXIS 69, Counsel Stack Legal Research, https://law.counselstack.com/opinion/barker-v-heekin-can-co-tenn-1991.