Barbara Nooner v. Kentucky Retirement Systems

CourtCourt of Appeals of Kentucky
DecidedMarch 3, 2022
Docket2019 CA 001382
StatusUnknown

This text of Barbara Nooner v. Kentucky Retirement Systems (Barbara Nooner v. Kentucky Retirement Systems) is published on Counsel Stack Legal Research, covering Court of Appeals of Kentucky primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Barbara Nooner v. Kentucky Retirement Systems, (Ky. Ct. App. 2022).

Opinion

RENDERED: MARCH 4, 2022; 10:00 A.M. NOT TO BE PUBLISHED

Commonwealth of Kentucky Court of Appeals

NO. 2019-CA-1382-MR

BARBARA NOONER APPELLANT

APPEAL FROM FRANKLIN CIRCUIT COURT v. HONORABLE THOMAS D. WINGATE, JUDGE ACTION NO. 16-CI-00210

KENTUCKY RETIREMENT SYSTEMS; AND BOARD OF TRUSTEES OF THE KENTUCKY RETIREMENT SYSTEMS APPELLEES

AND

NO. 2019-CA-1488-MR

KENTUCKY RETIREMENT SYSTEMS CROSS-APPELLANT

CROSS-APPEAL FROM FRANKLIN CIRCUIT COURT v. HONORABLE THOMAS D. WINGATE, JUDGE ACTION NO. 16-CI-00210

BARBARA NOONER CROSS-APPELLEE OPINION AFFIRMING

** ** ** ** **

BEFORE: JONES, LAMBERT, AND K. THOMPSON, JUDGES.

THOMPSON, K., JUDGE: In appeal No. 2019-CA-1382-MR, Barbara Nooner

contests an order of the Franklin Circuit Court affirming the denial by Kentucky

Retirement Systems (Systems) of her claim for disability retirement benefits. In

cross-appeal No. 2019-CA-1488-MR, Systems asserts that Nooner’s appeal is

untimely and must be dismissed due to what it views as her untimely service of a

post-judgment Kentucky Rules of Civil Procedure (CR) 59.05 motion. Upon

review, we affirm regarding each of these matters.

CROSS APPEAL NO. 2019-CA-1488-MR

We review Systems’s cross-appeal first because it involves the

question of whether we have the jurisdiction to resolve Nooner’s appeal. The

circuit court entered its order affirming the administrative denial of Nooner’s

application for disability retirement benefits, and thus dismissed Nooner’s action

before it, on March 26, 2019. Afterward, Nooner moved the circuit court to alter,

amend, or vacate its decision pursuant to CR 59.05. The controversy in this appeal

involves the operative effect of Nooner’s motion.

Generally, only final judgments are appealable. See CR 54.01.

However, a timely CR 59.05 motion converts a final judgment into an

-2- interlocutory judgment until the motion is adjudicated. Johnson v. Smith, 885

S.W.2d 944, 947 (Ky. 1994).

As was proper, Nooner waited until after the circuit court resolved her

CR 59.05 motion to file her notice of appeal in this matter. The circuit court

denied Nooner’s CR 59.05 motion on August 14, 2019, and Nooner subsequently

timely filed her notice of appeal on September 12, 2019, within the thirty-day

deadline in accordance with CR 73.02(1)(a).

However, Systems contested the timeliness of Nooner’s CR 59.05

motion. In its April 15, 2019 motion to that effect, Systems noted that CR 59.05

motions “shall be served not later than 10 days after entry of the final judgment”

and, it argued, substantial evidence indicated Nooner’s motion had exceeded that

deadline. Systems pointed out that the ten-day deadline would have expired on

Friday, April 5, 2019, but Nooner’s CR 59.05 motion indicated it had been

electronically filed on Monday, April 8, 2019. Additionally, Systems included as

an exhibit to its motion a copy of the envelope in which Nooner’s CR 59.05

motion had arrived at its address, which indicated it was postmarked on Sunday,

April 7, 2019.

Systems argued that consequently, the circuit court lacked jurisdiction

to resolve Nooner’s CR 59.05 motion and, because Nooner’s motion was

ineffective, it could not convert a final order into an interlocutory one. Therefore,

-3- Systems argued Nooner had thirty days from the date the circuit court entered its

March 26, 2019 order to file a notice of appeal if she wished to do so.

Responding, Nooner observed that at least part of Systems’s argument

about the timeliness of her CR 59.05 motion misread the rule: CR 59.05 requires a

motion to alter, amend, or vacate to be served within ten days of the final

judgment, not filed. Thus, Systems’s contention about the April 8, 2019 filing date

of her motion was irrelevant. Regarding Systems’s argument about service,

Nooner also pointed out that some evidence indicated her service was timely. In

particular, she noted the certificate of service on her CR 59.05 motion, as signed by

her attorney, recited that a true and correct copy had been mailed to Systems on

April 5, 2019, that CR 5.02 provides that service may be made by mail and is

“complete upon mailing,” and that CR 5.03 further provides that proof of service

“may be by certificate of a member of the bar of the court.”

The circuit court ultimately resolved this dispute in Nooner’s favor

through an order entered April 29, 2019. Its order focused on the question of

whether the motion was timely filed, concluding it was timely filed because the

clerk indicated it was e-filed on April 5, 2019, returned/rejected on April 8, 2019,

but this attempted filing of the identical document to the e-filing on April 8, 2019,

was sufficient to make the filing timely. The circuit court opined Nooner made a

-4- clerical error in the e-filing but that it did not prejudice Systems to the extent to

warrant dismissal.

In its cross-appeal, Systems reasserts its argument that Nooner’s

motion was ineffectively served, and that it accordingly could not have converted

the circuit court’s March 26, 2019 final order into an interlocutory one, thereby

making Nooner’s September 12, 2019 notice of appeal untimely. However, we

disagree that Nooner’s appeal must be dismissed as untimely because Systems

failed to raise the pertinent issue before the circuit court which underlies its claim

of error now, that the circuit court neglected to make any factual findings as to

whether Nooner properly served her CR 59.05 motion within the time allowed by

the rule.

As indicated, CR 5.03 provides that proof of service “may be by

certificate of a member of the bar of the court.” See Huddleson v. Murley, 757

S.W.2d 216 (Ky.App. 1988) (applying this rule). Such proof, however, is not

conclusive. Where, as here, it is attacked with evidence tending to show that

service was not timely, the trial court may disregard the certification. Although

generally findings of fact are not required for the disposition of CR 59.05 motions

(see CR 52.01), where findings are clearly implied, they may be disturbed on

appeal only if clearly erroneous. CR 52.01. Cf. Clark Equipment Company, Inc. v.

-5- Bowman, 762 S.W.2d 417 (Ky.App. 1988) (adopting clearly erroneous standard of

review for findings underlying CR 11 ruling).

Here, due to the conflicting proof as to whether the motion was served

timely, the necessity of a finding regarding the timeliness of Nooner’s service of

her CR 59.05 motion was clearly implied by the parties’ dispute. As explained in

CR 52.04:

A final judgment shall not be reversed or remanded because of the failure of the trial court to make a finding of fact on an issue essential to the judgment unless such failure is brought to the attention of the trial court by a written request for a finding on that issue or by a motion pursuant to Rule 52.02.

(Emphasis added.) See Eiland v. Ferrell, 937 S.W.2d 713, 716 (Ky. 1997)

(interpreting CR 52.04). “The appellate court reviews for errors, and a nonruling

cannot be erroneous when the issue has not been presented to the trial court for

decision.” Commonwealth v. Smith, 542 S.W.3d 276, 285 (Ky. 2018) (citation

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Related

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Eiland v. Ferrell
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Milby v. Mears
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Clark Equipment Co., Inc. v. Bowman
762 S.W.2d 417 (Court of Appeals of Kentucky, 1988)
Huddleston v. Murley
757 S.W.2d 216 (Court of Appeals of Kentucky, 1988)
Johnson v. Smith
885 S.W.2d 944 (Kentucky Supreme Court, 1994)
Kentucky Retirement Systems v. West
413 S.W.3d 578 (Kentucky Supreme Court, 2013)
Commonwealth v. Smith
542 S.W.3d 276 (Missouri Court of Appeals, 2018)
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